DE 10-K Annual Report Oct. 28, 2018 | Alphaminr

DE 10-K Fiscal year ended Oct. 28, 2018

DEERE & CO
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TABLE OF CONTENTS
Item 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management's Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement Schedules

Exhibits

2.1 Share and Asset Sale and Purchase Agreement, dated May31, 2017, between Deere& Company and Wirtgen Group HoldingGmbH (Exhibit2.1 to Form8-K of registrant dated June1, 2017*) 2.2 Accession Agreement to the Share and Asset Sale and Purchase Agreement, dated November24, 2017, between Wirtgen Group HoldingGmbH as Seller, Deere& Company as Purchaser, and Purchaser's Nominees: John DeereGmbH&Co. KG, John Deere Construction& Forestry Company, John Deere Asia (Singapore) Private Limited, John Deere Holding S. r.L., John Deere India Private Limited, John Deere-Lanz Verwaltungs-GmbH, John Deere Proprietary Limited, WMTGmbH, and John Deere Technologies S.C.S. 2.3 First Amendment to the Share and Asset Sale and Purchase Agreement, dated November24, 2017, between Deere& Company and Wirtgen Group HoldingGmbH** 2.4 Second Amendment to the Share and Asset Sale and Purchase Agreement, dated December1, 2017, between Wirtgen Group HoldingGmbH as Seller, Deere& Company as Purchaser, and Purchaser's Nominees: John DeereGmbH&Co. KG, John Deere Construction& Forestry Company, John Deere Asia (Singapore) Private Limited, John Deere Holding S. r.L., John Deere India Private Limited, John Deere-Lanz Verwaltungs-GmbH, John Deere Proprietary Limited, WMTGmbH, and John Deere Technologies S.C.S.** 3.1 Certificate of incorporation, as amended (Exhibit3.1 to Form8-K of registrant dated February26, 2010, Securities and Exchange Commission File Number1-4121*) 3.2 Certificate of Designation Preferences and Rights of SeriesA Participating Preferred Stock (Exhibit3.2 to Form10-K of registrant for the year ended October31, 1998, Securities and Exchange Commission File Number1-4121*) 3.3 Bylaws, as amended (Exhibit3.1 to Form8-K of registrant dated September1, 2016, Securities and Exchange Commission File Number1-4121*) 4.1 Form of common stock certificate (Exhibit4.6 to Form10-K of registrant for the year ended October31, 1998, Securities and Exchange Commission File Number1-4121*) 4.2 Indenture dated as of September25, 2008 between the registrant and The Bank of New York Mellon, as Trustee (Exhibit4.1 to the registration statement on FormS-3ASR no.333-153704, filed September26, 2008, Securities and Exchange Commission file number1-4121*) 4.3 Terms and Conditions of the Euro Medium Term Notes, published on February2, 2017, applicable to the U.S. $3,000,000,000Euro Medium Term Note Programme of registrant, John Deere Capital Corporation, John Deere BankS.A., and John Deere Cash ManagementS.A. (Exhibit4.3 to Form10-K of registrant for the year ended October29, 2017, Securities and Exchange Commission File Number1-4121*) 10.1 Agreement as amended November1, 1994 between registrant and John Deere Capital Corporation concerning agricultural retail notes (Exhibit10.1 to Form10-K of registrant for the year ended October31, 1998, Securities and Exchange Commission File Number1-4121*) 10.2 Agreement as amended November1, 1994 between registrant and John Deere Capital Corporation relating to lawn and grounds care retail notes (Exhibit10.2 to Form10-K of registrant for the year ended October31, 1998, Securities and Exchange Commission File Number1-4121*) 10.3 Agreement as amended November1, 1994 between John Deere Construction Equipment Company, a wholly-owned subsidiary of registrant and John Deere Capital Corporation concerning construction retail notes (Exhibit10.3 to Form10-K of registrant for the year ended October31, 1998, Securities and Exchange Commission File Number1-4121*) 10.4 Agreement dated July14, 1997 between the John Deere Construction Equipment Company and John Deere Capital Corporation concerning construction retail notes (Exhibit10.4 to Form10-K of registrant for the year ended October31, 2003, Securities and Exchange Commission File Number1-4121*) 10.5 Agreement dated November1, 2003 between registrant and John Deere Capital Corporation relating to fixed charges ratio, ownership and minimum net worth of John Deere Capital Corporation (Exhibit10.5 to Form10-K of registrant for the year ended October31, 2003, Securities and Exchange Commission File Number1-4121*) 10.6 Deere& Company Voluntary Deferred Compensation Plan as amended January 2014 (Exhibit10.6 to Form10-K of registrant for the year ended October31, 2014, Securities and Exchange Commission File Number1-4121*) 10.10 Form of Terms and Conditions for John Deere Nonqualified Stock Option Grant (Exhibit10.10 to Form10-K of registrant for the year ended October31, 2010, Securities and Exchange Commission File Number1-4121*) 10.11 Form of John Deere Restricted and Performance Stock Unit Grant for Employees (Exhibit10.11 to Form10-K of the registrant for the year ended October31, 2012, Securities and Exchange Commission File Number1-4121*) 10.12 Form of John Deere Restricted Stock Unit Grant for Directors (Exhibit10.13 to Form10-K of the registrant for the year ended October31, 2008, Securities and Exchange Commission File Number1-4121*) 10.13 Form of Nonemployee Director Restricted Stock Grant (Exhibit10.13 to Form10-K of registrant for the year ended October31, 2004, Securities and Exchange Commission File Number1-4121*) 10.14 John Deere Defined Contribution Restoration Plan, as amended October 2016 (Exhibit10.14 to Form10-K of registrant for the year ended October29, 2017, Securities and Exchange Commission File Number1-4121*) 10.15 John Deere Supplemental Pension Benefit Plan, as amended October 2014 (Exhibit10.15 to Form10-K of registrant for the year ended October31, 2014, Securities and Exchange Commission File Number1-4121*) 10.16 John Deere Senior Supplementary Pension Benefit Plan as amended October 2014 (Exhibit10.16 to Form10-K of registrant for the year ended October31, 2014, Securities and Exchange Commission File Number1-4121*) 10.17 John Deere ERISA Supplementary Pension Benefit Plan as amended December 2011 (Exhibit10.17 to Form10-K of registrant for the year ended October31, 2014, Securities and Exchange Commission File Number1-4121*) 10.18 Nonemployee Director Stock Ownership Plan (AppendixA to Proxy Statement of registrant filed on January13, 2012, Securities and Exchange Commission File Number1-4121*) 10.19 Deere& Company Nonemployee Director Deferred Compensation Plan, as amended October 2016 (Exhibit10.19 to Form10-K of registrant for the year ended October29, 2017, Securities and Exchange Commission File Number1-4121*) 10.20 Change in Control Severance Program, effective August26, 2009 (Exhibit10 to Form8-K of registrant dated August26, 2009, Securities and Exchange Commission File Number1-4121*) 10.21 Executive Incentive Award Recoupment Policy (Exhibit10.9 to Form10-Q of registrant for the quarter ended January31, 2008, Securities and Exchange Commission File Number1-4121*) 10.24 Factoring Agreement dated September20, 2002 between John Deere BankS.A. (as successor in interest to John Deere FinanceS.A.) and John Deere Vertrieb, a branch of Deere& Company, concerning the sale of trade receivables (Exhibit10.21 to Form10-K of registrant for the year ended October31, 2002, Securities and Exchange Commission File Number1-4121*) 10.25 Receivables Purchase Agreement dated August23, 2002 between John Deere BankS.A. (as successor in interest to John Deere FinanceS.A.) and John Deere Limited (Scotland) concerning the sale of trade receivables (Exhibit10.22 to Form10-K of registrant for the year ended October31, 2002, Securities and Exchange Commission File Number1-4121*) 10.26 Joint Venture Agreement dated May16, 1988 between registrant and Hitachi Construction MachineryCo., Ltd ((Exhibit10.26 to Form10-K of registrant for the year ended October31, 2005, Securities and Exchange Commission File Number1-4121*) 10.27 Marketing Profit Sharing Agreement dated January1, 2002 between John Deere Construction and Forestry Equipment Company (also known as John Deere Construction& Forestry Company) and Hitachi Construction Machinery Holding U.S.A. Corporation (Exhibit10.27 to Form10-K of registrant for the year ended October31, 2005, Securities and Exchange Commission File Number1-4121*) 10.28 Integrated Marketing Agreement dated October16, 2001 between registrant and Hitachi Construction MachineryCo.Ltd. (Exhibit10.28 to Form10-K of registrant for the year ended October31, 2005, Securities and Exchange Commission File Number1-4121*) 10.29 2021 Credit Agreement among the registrant, John Deere Capital Corporation, John Deere BankS.A., various financial institutions, JPMorgan Chase Bank, N.A., as administrative agent, Citibank, N.A. and Deutsche Bank SecuritiesInc., as documentation agents, and Bank of America, N.A., as syndication agent, dated February17, 2017 (Exhibit10.1 to form10-Q of registrant for the quarter ended January29, 2017, Securities and Exchange Commission File Number1-4121*) 10.30 2022 Credit Agreement among the registrant, John Deere Capital Corporation, John Deere BankS.A., various financial institutions, JPMorgan Chase Bank, N.A., as administrative agent, Citibank, N.A. and Deutsche Bank SecuritiesInc., as documentation agents, and Bank of America, N.A., as syndication agent, dated February17, 2017 (Exhibit10.2 to form10-Q of registrant for the quarter ended January29, 2017, Securities and Exchange Commission File Number1-4121*) 21. Subsidiaries 23. Consent of Deloitte& ToucheLLP 31.1 Rule13a-14(a)/15d-14(a) Certification 31.2 Rule13a-14(a)/15d-14(a) Certification 32 Section1350 Certifications