EMKR 10-Q Quarterly Report Dec. 31, 2022 | Alphaminr

EMKR 10-Q Quarter ended Dec. 31, 2022

EMCORE CORP
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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Financial Statements (unaudited)Note 1. Description Of BusinessNote 2. Summary Of Significant Accounting PoliciesNote 3. AcquisitionsNote 4. Cash, Cash Equivalents, and Restricted CashNote 5. Accounts Receivable, NetNote 6. InventoryNote 7. Property, Plant, and Equipment, NetNote 8. Intangible Assets and GoodwillNote 9. Benefit PlansNote 10. Accrued Expenses and Other Current LiabilitiesNote 11. Credit AgreementNote 12. Income and Other TaxesNote 13. Commitments and ContingenciesNote 14. EquityNote 15. Segment and Revenue InformationItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsNote 11 - Credit AgreementItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 6. Exhibits

Exhibits

2.1 Asset Purchase Agreement, dated as of August 9, 2021 by and among EMCORE Corporation, Shenzhen Fastrain Technology Co., Ltd. and Hong Kong Fastrain Company Limited (incorporated by reference to Exhibit 2.1 to the Companys Current Report on Form 8-K filed on August 11, 2021). 2.2 Sale Agreement, dated as of February 14, 2022 by and among EMCORE Corporation, Ringo Acquisition Sub, Inc., and L3Harris Technologies, Inc. (incorporated by reference to Exhibit 2.1 to the Companys Current Report on Form 8-K filed on February 15, 2022). 2.3 First Amendment to Sale Agreement, dated as of March 1, 2022 by and among EMCORE Corporation, Ringo Acquisition Sub, Inc., and L3Harris Technologies, Inc. (incorporated by reference to Exhibit 2.2 to the Companys Current Report on Form 8-K filed on May 2, 2022). 2.4 Second Amendment to Sale Agreement, dated as of March 31, 2022 by and among EMCORE Corporation, Ringo Acquisition Sub, Inc., and L3Harris Technologies, Inc. (incorporated by reference to Exhibit 2.3 to the Companys Current Report on Form 8-K filed on May 2, 2022). 2.5 Third Amendment to Sale Agreement, dated as of April 29, 2022 by and among EMCORE Corporation, Ringo Acquisition Sub, Inc., and L3Harris Technologies, Inc. (incorporated by reference to Exhibit 2.4 to the Companys Current Report on Form 8-K filed on May 2, 2022). 2.6 Asset Purchase Agreement, dated as of August 9, 2022, by and among EMCORE Corporation, Delta Acquisition Sub, Inc., and KVH Industries, Inc. (incorporated by reference to Exhibit 1.1 to the Companys Current Report on Form 8-K filed on August 9, 2022). 3.1 EMCORE Amended and Restated Bylaws, effective November 2, 2022 (incorporated by reference to Exhibit 3.1 of the Companys Current Report on Form 8-K filed on November 2, 2022). 10.1 Amendment to Lease, dated as of November 10, 2022, by and between EMCORE Corporation and CHESTNUT2015 LLC (incorporated by reference to Exhibit 10.25 to the Company's Annual Report on Form 10-K filed on December 28, 2022). 10.2 First Amendment to Credit Agreement, dated as of October 25, 2022, among EMCORE, the Domestic Subsidiaries of the Company party thereto, the lenders party thereto and Wingspire Capital LLC, as administrative agent for the lenders (incorporated by reference to Exhibit 10.29 to the Company's Annual Report on Form 10-K filed on December 28, 2022). 10.3 Purchase and Sale Agreement, dated November 1, 2022, by and between EMCORE Chicago Inertial Corporation and HSRE Fund VII Holding Company, LLC (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on November 3, 2022). 10.4 Form of Single-Tenant Triple Net Lease (incorporated by reference to Exhibit 10.2 to the Companys Current Report on Form 8-K filed on December 15, 2022). 10.5 Form of Lease Guaranty (incorporated by reference to Exhibit 10.3 to the Company's Current Report on Form 8-K filed on December 15, 2022). 10.6 Separation and General Release Agreement, entered into as of January 3, 2023, by and between EMCORE Corporation and Albert Lu (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on January 9, 2023). 31.1** Certificate of Chief Executive Officer Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 31.2** Certificate of Chief Financial Officer Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 32.1*** Certificate of Chief Executive Officer Pursuant to Section906 of the Sarbanes-Oxley Act of 2002. 32.2*** Certificate of Chief Financial Officer Pursuant to Section906 of the Sarbanes-Oxley Act of 2002.