EMKR 10-Q Quarterly Report Dec. 31, 2023 | Alphaminr

EMKR 10-Q Quarter ended Dec. 31, 2023

EMCORE CORP
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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Financial Statements (unaudited)Note 1. Description Of BusinessNote 2. Summary Of Significant Accounting PoliciesNote 3. Cash, Cash Equivalents, and Restricted CashNote 4. Assets and Liabilities Held For Sale and Discontinued OperationsNote 5. InventoryNote 6. Property, Plant, and Equipment, NetNote 7. Intangible AssetsNote 8. Benefit PlansNote 9. Accrued Expenses and Other Current LiabilitiesNote 10. Credit AgreementNote 11. Income and Other TaxesNote 12. Commitments and ContingenciesNote 13. EquityNote 14. Reportable Segment and Revenue InformationItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 5. Other InformationItem 6. Exhibits

Exhibits

2.1 Sale Agreement, dated as of February 14, 2022 by and among EMCORE Corporation, Ringo Acquisition Sub, Inc., and L3Harris Technologies, Inc. (incorporated by reference to Exhibit 2.1 to the Companys Current Report on Form 8-K filed on February 15, 2022). 2.2 First Amendment to Sale Agreement, dated as of March 1, 2022 by and among EMCORE Corporation, Ringo Acquisition Sub, Inc., and L3Harris Technologies, Inc. (incorporated by reference to Exhibit 2.2 to the Companys Current Report on Form 8-K filed on May 2, 2022). 2.3 Second Amendment to Sale Agreement, dated as of March 31, 2022 by and among EMCORE Corporation, Ringo Acquisition Sub, Inc., and L3Harris Technologies, Inc. (incorporated by reference to Exhibit 2.3 to the Companys Current Report on Form 8-K filed on May 2, 2022). 2.4 Third Amendment to Sale Agreement, dated as of April 29, 2022 by and among EMCORE Corporation, Ringo Acquisition Sub, Inc., and L3Harris Technologies, Inc. (incorporated by reference to Exhibit 2.4 to the Companys Current Report on Form 8-K filed on May 2, 2022). 2.5 Asset Purchase Agreement, dated as of August 9, 2022, by and among EMCORE Corporation, Delta Acquisition Sub, Inc., and KVH Industries, Inc. (incorporated by reference to Exhibit 1.1 to the Companys Current Report on Form 8-K filed on August 9, 2022). 2.6 Purchase and Sale Agreement, dated as of November 1, 2022, by and between EMCORE Chicago Inertial Corporation and HSRE Fund VII Holding Company, LLC (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on November 3, 2022). 2.7 Asset Purchase Agreement, dated as of October 11, 2023, by and among EMCORE Corporation, Photonics Foundries, Inc. and Ortel LLC (incorporated by reference to Exhibit 2.1 to the Company's Current Report on Form 8-K filed on October 12, 2023). 3.1 EMCORE Amended and Restated Bylaws, as amended through January 10, 2024 (incorporated by reference to Exhibit 3.1 to the Company's Current Report on form 8-K filed on January 11, 2024). 10.1 Cooperation Agreement, dated as of January 10, 2024, by and among EMCORE Corporation and Bradley L. Radoff and certain of his affiliates (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on January 11, 2024). 31.1** Certificate of Chief Executive Officer Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 31.2** Certificate of Chief Financial Officer Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 32.1*** Certificate of Chief Executive Officer Pursuant to Section906 of the Sarbanes-Oxley Act of 2002. 32.2*** Certificate of Chief Financial Officer Pursuant to Section906 of the Sarbanes-Oxley Act of 2002.