EMR 10-K Annual Report Sept. 30, 2020 | Alphaminr

EMR 10-K Fiscal year ended Sept. 30, 2020

EMERSON ELECTRIC CO
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TABLE OF CONTENTS
Part IItem 1 - BusinessItem 1A - Risk FactorsItem 1B - Unresolved Staff CommentsItem 2 - PropertiesItem 3 - Legal ProceedingsItem 4 - Mine Safety DisclosuresPart IIItem 5 - Market For Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6 - Selected Financial DataItem 7 - Management's Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A - Quantitative and Qualitative Disclosures About Market RiskItem 8 - Financial Statements and Supplementary DataItem 9 - Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A - Controls and ProceduresItem 9B - Other InformationPart IIIItem 10 - Directors, Executive Officers and Corporate GovernanceItem 11 - Executive CompensationItem 12 - Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13 - Certain Relationships and Related Transactions, and Director IndependenceItem 14 - Principal Accountant Fees and ServicesPart IVItem 15 - Exhibits and Financial Statement Schedules

Exhibits

Restated Articles of Incorporation of Emerson Electric Co.Bylaws of Emerson Electric CoAgreement of Resignation, Appointment and Acceptance dated as of April 26, 2019 by and among Emerson Electric Co., Wells Fargo Bank, National Association, as successor trustee, and The Bank of New York Mellon Trust Company, N.A., as resigning trusteeDescription of Capital StockDescription of 0.375% Notes due 2024, 1.250% Notes due 2025 and 2.000%Notesdue2029Fourth Amendment theretoAmended and Restated Emerson Electric Co. Continuing Compensation Plan for Non-Management DirectorsAmended and Restated Deferred Compensation Plan for Non-Employee Directors and Forms of Payment Election Form, Initial Notice of Election and Notice of Election ChangeForm of Change of Control ElectionAmended and Restated Emerson Electric Co. Pension Restoration Plan dated October 6, 2015Forms of Participation Award Letter, Acceptance of Award and Benefit Election Forms (applicable only with respect to benefits after January 1, 2005)Form of Participation Agreement and Form of Annual ElectionAmended and Restated Emerson Electric Co. Savings Investment Restoration Plan and Forms of Participation Agreement, Annual Election Form and Payment Election Form (applicable only with respect to benefits after January 1, 2005)First Amendment to Emerson Electric Co. Savings Investment Restoration PlanSecond Amendment to the Emerson Electric Co. Savings Investment Restoration PlanAmended and Restated Emerson Electric Co. Annual Incentive Plan and Form of Acceptance of AwardFirst Amendment theretoAmendment for 409A ComplianceForm of Performance Share Award Certificate, Forms of Acceptance of Award and Change of Control ElectionForm of Restricted Shares Award AgreementForm of Notice of Grant of Stock Options and Option Agreement and Form of Incentive Stock Option AgreementForm of Notice of Grant of Stock Options and Option Agreement and Form of Nonqualified Stock Option AgreementForm of Notice of Grant of Stock Options and Option Agreement and Form of Incentive Stock Option AgreementForms of Notice of Grant of Stock Options, Option Agreement and Incentive Stock Option AgreementForm of Notice of Grant of Stock Options and Option Agreement and Form of Nonqualified Stock Option AgreementForms of Notice of Grant of Stock Options, Option Agreement and Nonqualified Stock Option Agreement,Emerson Electric Co. Description of Split Dollar Life Insurance Program TransitionAmended and Restated Restricted Stock Plan for Non-Management DirectorsForm of Restricted Stock Award Letter under the Emerson Electric Co. Restricted Stock Plan for Non-Management DirectorsForm of Restricted Stock Unit Award Letter under the Emerson Electric Co. Restricted Stock Plan for Non-Management DirectorsDescription of Non-Management Director CompensationDescription of Named Executive Officer CompensationAmendment for 409A ComplianceForms of Performance Shares Award Certificate and Acceptance of Award (used on or prior to September 30, 2009) and Restricted Shares Award Agreement (used on or prior to September 30, 2011)Amendment to Emerson Electric Co. 2006 Incentive Shares PlanForms of Performance Shares Award Certificate, Acceptance of Award and 2010 Performance Shares Program Award SummaryForms of Performance Shares Award Certificate and Acceptance of AwardForm of Restricted Shares Award AgreementCredit Agreement dated as of May 23, 20182011 Stock Option PlanStock Option Plan as Amended and Restated effective October 1, 2012Forms of Notice of Grant of Stock Options, Option Agreement and Incentive Stock Option Agreement under the 2011 Stock Option PlanForms of Notice of Grant of Stock Options, Option Agreement and Nonqualified Stock Option Agreement under the 2011 Stock Option PlanForms of Performance Shares Award Certificate and Acceptance of Award (used on or prior to November 5, 2018), Performance Shares Program Award Summary (used on or prior to November 5, 2018) and Form of Restricted Shares Award Agreement (used on or prior to November 5, 2018)Form of Restricted Shares Award Agreement (used after November 5, 2018)Form of Restricted Stock Units Program Acceptance of Award (used after November 5, 2018)Form of Performance Share Program Acceptance of Award (used after November 5, 2018)Transaction Agreement dated as of July 29, 2016 among Emerson Electric Co., Cortes NP Holdings, LLC, Cortes NP Acquisition Corporation, ASCO Power Grp, LLC and Cortes NP JV Holdings, LLCEmerson Electric Co. Savings Investment Restoration Plan IISecond Amendment to the Emerson Electric Co. Savings Investment Restoration PlanFirst Amendment to the Emerson Electric Co. Savings Investment Restoration Plan IILetter Agreement effective as of October 2, 2018Letter Agreementdatedas of August 12, 2020Subsidiaries of Emerson Electric Co.Consent of Independent Registered Public Accounting FirmPower of AttorneyCertificationspursuantto Exchange Act Rule 13a-14(a)Certifications pursuant to Exchange Act Rule 13a-14(b) and 18 U.S.C. Section 1350