FBHS 10-K Annual Report Dec. 31, 2020 | Alphaminr
Fortune Brands Home & Security, Inc.

FBHS 10-K Fiscal year ended Dec. 31, 2020

FORTUNE BRANDS HOME & SECURITY, INC.
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

2.1. Equity Purchase Agreement dated November 16, 20202 between Fortune Brands Doors, Inc., Fortune Brands Home & Security, Inc. and the owners of Larson Manufacturing Company of South Dakota and its affiliated companies.** 3.1. Restated Certificate of Incorporation of Fortune Brands Home & Security, Inc., dated as of September 27, 2011, is incorporated herein by reference to Exhibit 3(i) to the Companys Quarterly Report on Form10-Q filed on November5, 2012. 3.2. Amended and Restated Bylaws of Fortune Brands Home & Security, Inc., effective February 23, 2021, are incorporated herein by reference to Exhibit 3.1 to the Companys Current Report on Form 8-K filed on February 23, 2021. 4.1. Description of Securities are incorporated herein by reference to Exhibit 4.1 to the Companys Annual Report on Form 10K filed on February 26, 2020. 4.2. Indenture, dated as of June 15, 2015, by and among Fortune Brands Home & Security, Inc., Wilmington Trust, National Association, as Trustee, and Citibank, N.A., as Securities Agent is incorporated herein by reference to Exhibit 4.1 to the Companys Current Report on Form 8-K filed on June 16, 2015. 4.3. First Supplemental Indenture, dated as of June 15, 2015, by and among Fortune Brands Home & Security, Inc., Wilmington Trust, National Association, as Trustee, and Citibank, N.A., as Securities Agent is incorporated herein by reference to Exhibit 4.2 to the Companys Current Report on Form 8K filed on June 16, 2015. 4.4. Second Supplemental Indenture, dated as of September 21, 2018, by and among Fortune Brands Home & Security, Inc.Wilmington Trust National Association as Trustee, and Citibank, N.A., as Securities Agent is incorporated by reference to Exhibit 4.2 to the Companys current report on Form 8-K filed on September 21, 2018. 4.5. Third Supplemental Indenture, dated as of September 13, 2019, by and among Fortune Brands Home & Security, Inc., Wilmington Trust, National Association, as Trustee, and Citibank, N.A., as Securities Agent is incorporated by reference to Exhibit 4.1 to the Companys current report on Form 8-K filed on September 13, 2019. 4.6. Form of global certificate for the Companys 4.000% Senior Notes due 2025 is incorporated herein by reference to Exhibit 4.4 to the Companys Current Report on Form 8-K on June16,2015. 4.7. Form of global certificate for the Companys 4.000% Senior Notes due 2023 is incorporated herein by reference to Exhibit 4.2 to the Companys Current Report on Form 8-K filed on September 21, 2018. 4.8. Form of global certificate for the Companys 3.250% Senior Notes due 2029 is incorporated herein by reference to Exhibit 4.2 to the Companys Current Report on Form 8-K filed on September 13, 2019. 10.1. Tax Allocation Agreement, dated as of September 28, 2011, by and between Fortune Brands Home & Security, Inc. and Fortune Brands, Inc. (N/K/A Beam Suntory Inc.) is incorporated herein by reference to Exhibit 10.1 to the Companys Current Report on Form 8-K filed on September 30, 2011. 10.2. Indemnification Agreement, dated as of September 14, 2011, by and between Fortune Brands Home & Security, Inc. and Fortune Brands, Inc. (N/K/A Beam Suntory Inc.) is incorporated herein by reference to Exhibit 10.1 to the Companys Current Report on Form 8-K filed on September 15, 2011. 10.3. $1,250,000,000 Second Amended and Restated Credit Agreement by and among the Company, the lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent, dated September 30, 2019 is incorporated herein by reference to Exhibit 10.2 to the Companys Quarterly Report on Form 10Q filed on October 31, 2019. 10.4. $400,000,000 Credit Agreement among the Company, the lenders party thereto and JP Morgan Chase Bank, N.A., as Administrative Agent, dated April 29, 2020, is incorporated herein by reference to Exhibit 10.1 to the Companys Quarterly Report on Form 10-Q filed on May 1, 2020. 10.5. Fortune Brands Home & Security, Inc. Annual Executive Incentive Compensation Plan is incorporated herein by reference to Appendix B to the Companys Definitive Proxy Statement filed on March5,2013.* 10.6. Fortune Brands Home & Security, Inc. 2011 Long-Term Incentive Plan is incorporated hereinby reference to Exhibit 10.1 to the Companys registration Statement on Form S-8 filed on October 3, 2011.* 10.7. Fortune Brands Home & Security, Inc. 2013 Long-Term Incentive Plan is incorporated herein by reference to Appendix A to the Companys Definitive Proxy Statement filed on March 5, 2013.* 10.8. Amendment Number One to the Fortune Brands Home & Security, Inc. 2013 Long-Term Incentive Plan, dated as of August 2, 2016, is incorporated by reference to Exhibit 10.1 to the Companys Quarterly Report on Form 10-Q filed on November 2, 2016.* 10.9. Form of Founders Grant Stock Option Award Notice & Agreement for awards under the Fortune Brands Home & Security, Inc. 2011 Long-Term Incentive Plan is incorporated herein by reference to Exhibit 10.2 to the Companys Current Report on Form 8-K filed on October 11, 2011.* 10.10. Form of 2012 Option Award Notice and Agreement for awards under the Fortune Brands Home & Security, Inc. 2011 Long-Term Incentive Plan is incorporated herein by reference to Exhibit 10.11 to the Companys Annual Report on Form 10-K filed on February22, 2012.* 10.11. Form of 2013 Stock Option Award Notice and Agreement for awards under the Fortune Brands Home & Security, Inc. 2011 Long-Term Incentive Plan is incorporated herein by reference to Exhibit 10.14 to the Companys Annual Report on Form 10-K filed on February27, 2013.* 10.12. Form of 2014 Stock Option Award Notice and Agreement for awards under the Fortune Brands Home & Security, Inc. 2013 Long-Term Incentive Plan is incorporated herein by reference to Exhibit 10.18 to the Companys Annual Report on Form 10-K filed on February 26, 2014.* 10.13. Form of 2016 Stock Option Award Notice and Agreement for awards under the Fortune Brands Home & Security, Inc. 2013 Long-Term Incentive Plan is incorporated herein by reference to Exhibit 10.1 to the Companys Quarterly Report on Form 10-Q filed on April 28, 2016.* 10.14. Form of Stock Option Agreement for awards under the Fortune Brands Home & Security, Inc. 2013 Long-Term Incentive, is incorporated herein by reference to Exhibit 10.13 to the Companys Annual Report on Form 10-K filed on February 26, 2020.* 10.15. Form of Performance Share Award Agreement for awards under the Fortune Brands Home & Security, Inc. 2013 Long-Term Incentive Plan, is incorporated herein by reference to Exhibit 10.14 to the Companys Annual Report on Form 10-K filed on February 26, 2020.* 10.16. Form of Restricted Stock Unit Award Agreement for awards under the Fortune Brands Home & Security, Inc. 2013 Long-Term Incentive Plan, is incorporated herein by reference to Exhibit 10.15 to the Companys Annual Report on Form 10-K filed on February 26, 2020.* 10.17. Form of Agreement for the Payment of Benefits Following Termination of Employment between the Company and each of Nicholas I. Fink, Patrick D. Hallinan, Robert K. Biggart, Sheri R. Grissom, Brian C. Lantz, John D. Lee, Marty Thomas and Tracey L. Belcourt, is incorporated herein by reference to Exhibit 10.23 to the Companys Annual Report on Form 10-K filed on February28,2018.* 10.18. Form of Agreement for the Payment of Benefits Following Termination of Employment for each of R.David Banyard, Jr., Brett E. Finley and Cheri M. Phyfer, is incorporated herein by reference to Exhibit 10.24 to the Companys annual Report on Form 10-K filed on February 28, 2018.* 10.19. Fortune Brands Home & Security, Inc. Directors Deferred Compensation Plan (as Amended and Restated Effective January 1, 2013) is incorporated herein by reference to Exhibit 10.19 to the Companys Annual Report on Form 10K filed on February 27, 2013.* 10.20. Fortune Brands Home & Security, Inc. Non-Employee Director Stock Election Program is incorporated herein by reference to Exhibit 10.17 to the Companys Annual Report on Form 10-K filed on February 22, 2012.* 10.21. Fortune Brands Home & Security, Inc. Deferred Compensation Plan, amended & restated as of February 27, 2017 is incorporated herein by reference to Exhibit 10.30 to the Companys Annual Report on Form 10-K filed on February28,2017.* 21. Subsidiaries of the Company.** 23. Consent of Independent Registered Public Accounting Firm, PricewaterhouseCoopers LLP.** 24. Powers of Attorney relating to execution of this Annual Report on Form 10-K.** 31.1. Certificate of Chief Executive Officer Required Under Section 302 of the Sarbanes-Oxley Act of 2002.** 31.2. Certificate of Chief Financial Officer Required Under Section 302 of the Sarbanes-Oxley Act of 2002.** 32. Joint CEO/CFO Certification Required Under Section 906 of the Sarbanes-Oxley Act of 2002.**