FISV 10-K Annual Report Dec. 31, 2020 | Alphaminr
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FISV 10-K Fiscal year ended Dec. 31, 2020

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Income Statement
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FISERV INC
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits, Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

2.1 Agreement and Plan of Merger, dated as of January 16, 2019, among Fiserv, Inc., 300 Holdings, Inc. and First Data Corporation (1) 3.1 Restated Articles of Incorporation (2) 3.2 Amended and Restated By-laws (3) 4.1 Description of Securities of the Registrant(4) 4.2 Third Amended and Restated Credit Agreement, dated as of September 19, 2018, among Fiserv, Inc. and the financial institutions party thereto (5) 4.3 Amendment No. 1 to Third Amended and Restated Credit Agreement, dated as of February 6, 2019, among Fiserv, Inc. and the financial institutions party thereto (6) 4.4 Amendment No. 2 to Third Amended and Restated Credit Agreement, dated as of February 15, 2019, among Fiserv, Inc. and the financial institutions party thereto (7) 4.5 Amendment No. 3 to Revolving Credit Agreement, dated as of July 26, 2019, among Fiserv, Inc. and the financial institutions party thereto (8) 4.6 Indenture, dated as of November 20, 2007, by and among Fiserv, Inc., the guarantors named therein and U.S. Bank National Association (9) 4.7 Eighth Supplemental Indenture, dated as of June 14, 2011, among Fiserv, Inc., the guarantors named therein and U.S. Bank National Association (10) 4.8 Tenth Supplemental Indenture, dated as of September 25, 2012, among Fiserv, Inc., the guarantors named therein and U.S. Bank National Association (11) 4.9 Thirteenth Supplemental Indenture, dated as of May 22, 2015, between Fiserv, Inc. and U.S. Bank National Association (12) 4.10 Fourteenth Supplemental Indenture, dated as of September 25, 2018, between Fiserv, Inc. and U.S. Bank National Association (13) 4.11 Fifteenth Supplemental Indenture, dated as of September 25, 2018, between Fiserv, Inc. and U.S. Bank National Association (13) 4.12 Sixteenth Supplemental Indenture, dated as of June 24, 2019, between Fiserv, Inc. and U.S. Bank National Association (14) 4.13 Seventeenth Supplemental Indenture, dated as of June 24, 2019, between Fiserv, Inc. and U.S. Bank National Association (14) 4.14 Eighteenth Supplemental Indenture, dated as of June 24, 2019, between Fiserv, Inc. and U.S. Bank National Association (14) 4.15 Nineteenth Supplemental Indenture, dated as of June 24, 2019, between Fiserv, Inc. and U.S. Bank National Association (14) 4.16 Twentieth Supplemental Indenture, dated as of July 1, 2019, between Fiserv, Inc. and U.S. Bank National Association (15) 4.17 Twenty-First Supplemental Indenture, dated as of July 1, 2019, between Fiserv, Inc. and U.S. Bank National Association (15) 4.18 Twenty-Second Supplemental Indenture, dated as of July 1, 2019, between Fiserv, Inc. and U.S. Bank National Association (15) 4.19 Twenty-Third Supplemental Indenture, dated as of July 1, 2019, between Fiserv, Inc. and U.S. Bank National Association (15) 4.20 Twenty-Fourth Supplemental Indenture, dated as of July 1, 2019, between Fiserv, Inc. and U.S. Bank National Association (15) 4.21 Twenty-Fifth Supplemental Indenture, dated as of May 13, 2020, between Fiserv, Inc. and U.S. Bank National Association (16) 4.22 Twenty-Sixth Supplemental Indenture, dated as of May 13, 2020, between Fiserv, Inc. and U.S. Bank National Association (16) 4.23 Agency Agreement, dated as of July 1, 2019, by and among Fiserv, Inc., Elavon Financial Services DAC, UK Branch, and U.S. Bank National Association (15) 4.24 Shareholder Agreement, dated as of January 16, 2019, between Fiserv, Inc. and New Omaha Holdings L.P. (1) 4.25 Registration Rights Agreement, dated as of January 16, 2019, between Fiserv, Inc. and New Omaha Holdings L.P. (1) 4.26 Amendment to the Shareholder Agreement and Registration Rights Agreement, dated as of September 9, 2019, by and between New Omaha Holdings L.P. and Fiserv, Inc.(17) 4.27 Term Loan Credit Agreement, dated as of February 15, 2019, among Fiserv, Inc. and the financial institutions party thereto (7) 4.28 Amendment No. 1 to Term Loan Credit Agreement, dated as of July 26, 2019 (8) 10.1 Amended and Restated Fiserv, Inc. 2007 Omnibus Incentive Plan (18)* 10.2 - Form of Restricted Stock Unit Agreement (Non-Employee Director) (19)* 10.3 - Form of Restricted Stock Unit Agreement (Employee-E) (20)* 10.4 - Form of Restricted Stock Unit Agreement (Employee-SO)(4)* 10.5 - Form of Restricted Stock Unit Agreement (Employee-ST)(4)* 10.6 - Form of Non-Qualified Stock Option Agreement (Non-Employee Director-LE) (19)* 10.7 - Form of First Amendment to Non-Qualified Stock Option Agreement (Non-Employee Director - LE) (21)* 10.8 - Form of Non-Qualified Stock Option Agreement (Non-Employee Director - EE) (21)* 10.9 - Form of Second Amendment to Non-Qualified Stock Option Agreement (Non-Employee Director - LE/EE) (22)* 10.10 - Form of Non-Qualified Stock Option Agreement (Non-Employee Director - N) (22)* 10.11 - Form of Stock Option Agreement (Employee-F) (20)* 10.12 - Form of Amendment to Stock Option Agreement (Employee-F) (23)* 10.13 - Form of Stock Option Agreement (Employee-E) (20)* 10.14 - Form of Stock Option Agreement (Employee-N) (20)* 10.15 - Form of Stock Option Agreement (Employee-SO)(4)* 10.16 - Form of Stock Option Agreement (Employee-ST)(4)* 10.17 - Form of Performance Share Unit Agreement (Employee-PR) (20)* 10.18 - Form of Performance Share Unit Agreement (Employee-E) (20)* 10.19 Form of Performance Share Unit Agreement (Employee-SO)* 10.20 Form of Performance Share Unit Agreement (Employee-ST)* 10.21 2007 Stock Incentive Plan for Key Employees of First Data Corporation and its Affiliates (24)* 10.22 - Form of Stock Option Agreement for Executive Committee Members (25)* 10.23 - Form of Stock Option Agreement for U.S. Employees effective for grants in or after January 2014 (25)* 10.24 First Data Corporation 2015 Omnibus Incentive Plan (24)* 10.25 - Form of Option Agreement for Management Committee and Directors (25)* 10.26 - Form of Option Grant Notice and Option Grant Agreement (25)* 10.27 - Form of Restricted Stock Award Agreement (25)* 10.28 Amended and Restated Employment Agreement, dated December 22, 2008, between Fiserv,Inc. and JefferyW.Yabuki (26)* 10.29 Amendment No. 1 to Amended and Restated Employment Agreement, dated February 26, 2009, between Fiserv, Inc. and Jeffery W. Yabuki (27)* 10.30 Amendment No. 2 to Amended and Restated Employment Agreement, dated December 30, 2009, between Fiserv, Inc. and Jeffery W. Yabuki (28)* 10.31 Amendment No. 3 to Amended and Restated Employment Agreement, dated March 29, 2016, between Fiserv, Inc. and Jeffery W. Yabuki (29)* 10.32 Transition Agreement, dated as of May 7, 2020, between Fiserv, Inc. and Jeffery W. Yabuki* (30) 10.33 Employment Agreement, dated February 23, 2010, between Fiserv, Inc. and Lynn S. McCreary (31)* 10.34 Amendment No. 1 to Employment Agreement, dated July 1, 2013, between Fiserv, Inc. and Lynn S. McCreary (31)* 10.35 Employment Agreement, dated November 7, 2013, between Fiserv, Inc. and Byron C. Vielehr (32)* 10.36 Form of Amended and Restated Key Executive Employment and Severance Agreement, between Fiserv, Inc. and each of Lynn McCreary and Byron Vielehr (26)* 10.37 Letter Agreement, effective February 10, 2016, between Fiserv, Inc. and Robert W. Hau (33)* 10.38 Form of Key Executive Employment and Severance Agreement between Fiserv, Inc. and Robert W. Hau (34)* 10.39 Letter Agreement, effective October 31, 2016, between Fiserv, Inc. and Devin B. McGranahan (20)* 10.40 Key Executive Employment and Severance Agreement, dated October 31, 2016, between Fiserv, Inc. and Devin B. McGranahan (20)* 10.41 Employment Agreement, dated January 16, 2019, between Fiserv, Inc. and Frank J. Bisignano (8)* 10.42 Amendment to Employment Agreement, dated as of May 7, 2020, between Fiserv, Inc. and Frank J. Bisignano (30)* 10.43 Key Executive Employment and Severance Agreement, dated January 16, 2019, between Fiserv, Inc. and Frank J. Bisignano (8)* 10.44 First Data Corporation Severance/Change in Control Policy (Management Committee Level) as amended and restated effective January 1, 2015 (35)* 10.45 Fiserv, Inc. Amended and Restated Non-Qualified Deferred Compensation Plan (4)* 10.46 Form of Non-Employee Director Indemnity Agreement (36) 10.47 Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (22)* 10.48 Non-Employee Director Compensation Schedule* 21.1 Subsidiaries of Fiserv, Inc. 23.1 Consent of Independent Registered Public Accounting Firm 31.1 Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2 Certification of the Chief Financial Officer pursuant to Section 302 of theSarbanesOxleyActof 2002 32.1 Certification of the Chief Executive Officer and the Chief Financial Officer pursuanttoSection 906 of the Sarbanes-Oxley Act of 2002