FTK 10-K Annual Report Dec. 31, 2019 | Alphaminr
FLOTEK INDUSTRIES INC/CN/

FTK 10-K Fiscal year ended Dec. 31, 2019

FLOTEK INDUSTRIES INC/CN/
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PROXIES
DEF 14A
Filed on April 24, 2024
DEF 14A
Filed on July 27, 2023
DEF 14A
Filed on April 28, 2023
DEF 14A
Filed on April 29, 2022
DEF 14A
Filed on April 5, 2022
DEF 14A
Filed on April 22, 2021
DEF 14A
Filed on April 3, 2020
DEF 14A
Filed on April 24, 2019
DEF 14A
Filed on March 30, 2018
DEF 14A
Filed on March 24, 2017
DEF 14A
Filed on March 23, 2016
DEF 14A
Filed on March 27, 2015
DEF 14A
Filed on April 18, 2014
DEF 14A
Filed on April 10, 2013
DEF 14A
Filed on April 16, 2012
DEF 14A
Filed on April 18, 2011
DEF 14A
Filed on July 13, 2010
TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataNote 1 Organization and Nature Of OperationsNote 2 Summary Of Significant Accounting PoliciesNote 3 Discontinued OperationsNote 4 Revenue From Contracts with CustomersNote 5 Supplemental Cash Flow InformationNote 6 LeasesNote 7 InventoriesNote 8 Property and EquipmentNote 9 GoodwillNote 10 Other Intangible AssetsNote 11 Long-term Debt and Credit FacilityNote 12 Fair Value MeasurementsNote 13 Earnings (loss) Per ShareNote 14 Income TaxesNote 15 Common StockNote 16 Commitments and ContingenciesNote 17 Business Segment, Geographic and Major Customer InformationNote 18 Quarterly Financial Data (unaudited)Note 19 Related Party TransactionNote 20 Subsequent EventsItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits and Financial Statement Schedules

Exhibits

3.2 Certificate of Amendment to the Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit3.1 to the Companys Form10-Q for the quarter ended September30,2009). 10.1 Fifth Amended and Restated Service Agreement, dated as of April 15, 2014, between the Company, Protechnics II, Inc. and Chisholm Management, Inc. (incorporated by reference to Exhibit 10.1 to the Companys Form 8-K filed on April 21, 2014). 10.2 Letter Agreement, dated February 13, 2017, among the Company, Protechnics II, Inc. and Chisholm Management, Inc. amending the Fifth Amended and Restated Service Agreement among such parties (incorporated by reference to Exhibit 10.3 to the Companys Form 8-K filed on February 17, 2017). 10.3 Employment Agreement, dated effective March 16, 2018, between the Company and Joshua A. Snively, Sr. (incorporated by reference to Exhibit 10.1 to the Companys Form 8-K filed on March 22, 2018). 10.4 Form of Restricted Stock Agreement, dated March 16, 2018, between the Company and Joshua A. Snively, Sr. and Matthew B. Marietta (incorporated by reference to Exhibit 10.4 to the Companys Form 8-K filed on March 22, 2018). 10.5 2018 Long-Term Incentive Plan (incorporated by reference to Exhibit A to the Companys definitive proxy statement on Schedule 14A filed on March 30, 2018). 10.6 Employment Agreement, dated effective December 20, 2018, between the Company and Elizabeth T. Wilkinson (incorporated by reference to Exhibit 10.1 to the Companys Form 8-K filed on December 27, 2018). 10.7 Form of Restricted Stock Agreement, dated December 27, 2018, between the Company and Elizabeth T. Wilkinson (incorporated by reference to Exhibit 10.2 to the Companys Form 8-K filed on December 27, 2018). 10.8 2019 Non-Employee Director Incentive Plan (incorporated by reference to Exhibit A to the Companys definitive proxy statement on Schedule 14A filed on April 24, 2019). 10.13 Cooperation Agreement, dated as of March 19, 2019, by and among the Company and BLR Partners LP and its affiliates (incorporated by reference to Exhibit 10.1 to the Companys Form 8-K filed on March 20, 2019). 10.14 Employment Agreement, dated effective as of April 1, 2019, by and between the Company and John W. Chisholm (incorporated by reference to Exhibit 10.1 to the Companys Form 8-K filed on May 24, 2019). 10.15 First Amended and Restated Employment Agreement, dated effective as of April 1, 2019, by and between the Company and Elizabeth T. Wilkinson (incorporated by reference to Exhibit 10.2 to the Companys Form 8-K filed on May 24, 2019). 10.16 Termination and Release Agreement, dated as of May 20, 2019, by and among the Company, John W. Chisholm, Protechnics II, Inc. and Chisholm Management, Inc. (incorporated by reference to Exhibit 10.3 to the Companys Form 10-Q for the quarter ended June 30, 2019). 10.17 Stand-Alone Cash-Settled Restricted Stock Unit Agreement, dated as of May 20, 2019, by and between the Company and John W. Chisholm (incorporated by reference to Exhibit 10.4 to the Companys Form 10-Q for the quarter ended June 30, 2019). 10.18 Restricted Stock Agreement, dated as of May 24, 2019, by and between the Company and John W. Chisholm (incorporated by reference to Exhibit 10.5 to the Companys Form 10-Q for the quarter ended June 30, 2019). 10.19 Form of Restricted Stock Agreement pursuant to the Companys 2018 Long-Term Incentive Plan (incorporated by reference to Exhibit 10.6 to the Companys Form 10-Q for the quarter ended June 30, 2019). 10.20 Form of Restricted Stock Agreement pursuant to the Companys 2019 Non-Employee Director Incentive Plan (incorporated by reference to Exhibit 10.7 to the Companys Form 10-Q for the quarter ended June 30, 2019). 10.21 Amendment No. 1 to Employment Agreement, dated October 18, 2019, by and between the Company and John W. Chisholm (incorporated by reference to Exhibit 10.1 to the Companys Form 8-K filed on October 24, 2019). 10.22 Guaranty, dated May 8, 2019, by John W. Chisholm in favor of the Company (incorporated by reference to Exhibit 10.2 to the Companys Form 8-K filed on October 24, 2019). 10.23 Employment Agreement, dated effective as of December 22, 2019, by and between the Company and John W. Gibson, Jr. (incorporated by reference to Exhibit 10.1 to the Companys Form 8-K filed on December 27, 2019). 10.24 Stand-Alone Restricted Stock Unit Award Agreement, dated as of December 22, 2019, by and between the Company and John W. Gibson, Jr. (incorporated by reference to Exhibit 10.2 to the Companys Form 8-K filed on December 27, 2019). 10.25 Stand-Alone Time-Based Stock Option Award Agreement, dated as of December 22, 2019, by and between the Company and John W. Gibson, Jr. (incorporated by reference to Exhibit 10.3 to the Companys Form 8-K filed on December 27, 2019). 10.26 Stand-Alone Performance-Based Stock Option Award Agreement, dated as of December 22, 2019, by and between the Company and John W. Gibson, Jr. (incorporated by reference to Exhibit 10.4 to the Companys Form 8-K filed on December 27, 2019). 21.1 * List of Subsidiaries. 23.1 * Consent of Moss Adams, LLP. 31.1 * Rule 13a-14(a) Certification of Principal Executive Officer. 31.2 * Rule 13a-14(a) Certification of Principal Financial Officer. 32.1 ** Section1350 Certification of Principal Executive Officer. 32.2 ** Section1350 Certification of Principal Financial Officer.