FTK 10-Q Quarterly Report March 31, 2017

FLOTEK INDUSTRIES INC/CN/

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TABLE OF CONTENTS

Part I Financial Information Item 1. Financial Statements Note 1 Organization and Significant Accounting Policies Note 2 Recent Accounting Pronouncements Note 3 Discontinued Operations Note 4 Impairment Of Inventory and Long-lived Assets For Discontinued Operations Note 5 Supplemental Cash Flow Information Note 6 Revenue Note 7 Inventories Note 8 Property and Equipment Note 9 Goodwill Note 10 Other Intangible Assets Note 11 Long-term Debt and Credit Facility Note 12 Earnings (loss) Per Share Note 13 Fair Value Measurements Note 14 Income Taxes Note 15 Common Stock Note 16 Business Segment, Geographic and Major Customer Information Note 17 Commitments and Contingencies Note 18 Subsequent Event Item 2. Management S Discussion and Analysis Of Financial Condition and Results Of Operations Item 3. Quantitative and Qualitative Disclosures About Market Risk Item 4. Controls and Procedures Part II - Other Information Item 1. Legal Proceedings Item 1A. Risk Factors Item 2. Unregistered Sales Of Equity Securities and Use Of Proceeds Item 3. Defaults Upon Senior Securities Item 4. Mine Safety Disclosures Item 5. Other Information Item 6. Exhibits

Exhibits

3.1 Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Companys Form10-Q for the quarter ended September30, 2007). 3.2 Certificate of Amendment to the Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit3.1 to the Companys Form10-Q for the quarter ended September30,2009). 3.3 Amended and Restated Bylaws, dated December 9, 2014 (incorporated by reference to Exhibit 3.1 to the Companys Form 8-K filed on December 10, 2014). 4.2 Registration Rights Agreement, dated as of July 26, 2016, by and among the Company, Donald Bramblett, and Mark Kieper (incorporated by reference to Exhibit 4.6 to the Companys Registration Statement on Form S-3 (File No. 333-212864) filed on August 3, 2016). 10.1 Retirement Agreement, dated February 14, 2017, between Robert M. Schmitz and the Company (incorporated by reference to Exhibit 10.1 to the Companys Form 8-K filed on February 17, 2017). 10.2 Retirement Agreement, dated February 16, 2017, between Steve Reeves and the Company (incorporated by reference to Exhibit 10.2 to the Companys Form 8-K filed on February 17, 2017). 10.3 Letter Agreement, dated February 13, 2017, among the Company, Protechnics II, Inc. and Chisholm Management, Inc. amending the Fifth Amended and Restated Service Agreement among such parties (incorporated by reference to Exhibit 10.3 to the Companys Form 8-K filed on February 17, 2017). 31.1 * Rule 13a-14(a) Certification of Principal Executive Officer. 31.2 * Rule 13a-14(a) Certification of Principal Financial Officer. 32.1 ** Section 1350 Certification of Principal Executive Officer. 32.2 ** Section 1350 Certification of Principal Financial Officer.

FTK 10-Q Quarter ended March 31, 2017

Exhibits