FTK 10-Q Quarterly Report March 31, 2021 | Alphaminr
FLOTEK INDUSTRIES INC/CN/

FTK 10-Q Quarter ended March 31, 2021

FLOTEK INDUSTRIES INC/CN/
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TABLE OF CONTENTS
Part I Financial InformationItem 1. Financial StatementsNote 1 Organization and Significant Accounting PoliciesNote 2 Recent Accounting PronouncementsNote 3 Business CombinationNote 4 Revenue From Contracts with CustomersNote 5 InventoriesNote 6 Property and EquipmentNote 7 LeasesNote 8 Impairment Of Fixed and Long-lived AssetsNote 9 Accrued LiabilitiesNote 10 DebtNote 11 Fair Value MeasurementsNote 12 Income TaxesNote 13 Commitments and ContingenciesNote 14 Stockholders EquityNote 15 Earnings (loss) Per ShareNote 16 Supplemental Cash Flow InformationNote 17 Related Party TransactionNote 18 Business Segment, Geographic and Major Customer InformationNote 19 Subsequent EventsItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II - Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

2.1 Share Purchase Agreement, dated as of January 10, 2019, by and between the Company and ADM (portions of this exhibit have been omitted pursuant to a confidential treatment request, which has been granted) (incorporated by reference to Exhibit 2.1 to the Companys Form 8-K filed on March 4, 2019).1 2.2 Membership Interest Purchase Agreement, dated as of May 18, 2020, by and between the Company, JP3 Measurement, LLC, the Sellers party thereto, and John A. Cardwell, as Seller Representative) (incorporated by reference to Exhibit 2.1 to the Companys Form 8-K filed on May 19, 2020).1 3.1 Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Companys Form10-Q for the quarter ended September30, 2007). 3.2 Certificate of Amendment to the Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit3.1 to the Companys Form10-Q for the quarter ended September30,2009). 3.3 Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Flotek Industries, Inc. (incorporated by reference to Exhibit 3.1 to the Companys Form 8-K filed on May 7, 2020). 3.4 Second Amended and Restated Bylaws,asamended(incorporated by reference to Exhibit 3.4to the Companys Form10-K filed onMarch16, 2021). 10.1 Employment Agreement dated January 1, 2021, between the Company and Ryan Ezell (incorporated by reference to Exhibit 10.1 to the Companys Form 8-K on January 6, 2021. 31.1 * Rule 13a-14(a) Certification of Principal Executive Officer. 31.2 * Rule 13a-14(a) Certification of Principal Financial Officer. 32.1 ** Section 1350 Certification of Principal Executive Officer. 32.2 ** Section 1350 Certification of Principal Financial Officer.