FTK 10-Q Quarterly Report June 30, 2021

FLOTEK INDUSTRIES INC/CN/

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PROXIES

DEF 14A	Filed on April 2, 2025
DEF 14A	Filed on April 24, 2024
DEF 14A	Filed on July 27, 2023
DEF 14A	Filed on April 28, 2023
DEF 14A	Filed on April 29, 2022
DEF 14A	Filed on April 5, 2022
DEF 14A	Filed on April 22, 2021
DEF 14A	Filed on April 3, 2020
DEF 14A	Filed on April 24, 2019
DEF 14A	Filed on March 30, 2018
DEF 14A	Filed on March 24, 2017
DEF 14A	Filed on March 23, 2016
DEF 14A	Filed on March 27, 2015
DEF 14A	Filed on April 18, 2014
DEF 14A	Filed on April 10, 2013
DEF 14A	Filed on April 16, 2012
DEF 14A	Filed on April 18, 2011
DEF 14A	Filed on July 13, 2010

TABLE OF CONTENTS

Part I Financial Informationprint Item 1. Financial Statementsprint Note 1 Organization and Significant Accounting Policiesprint Note 2 Recent Accounting Pronouncementsprint Note 3 Business Acquisitionprint Note 4 Revenue From Contracts with Customersprint Note 5 Inventoriesprint Note 6 Property and Equipmentprint Note 7 Leasesprint Note 8 Impairment Of Fixed and Long-lived Assetsprint Note 9 Accrued Liabilitiesprint Note 10 Debtprint Note 11 Fair Value Measurementsprint Note 12 Income Taxesprint Note 13 Commitments and Contingenciesprint Note 14 Stockholders Equityprint Note 15 Earnings (loss) Per Shareprint Note 16 Supplemental Cash Flow Informationprint Note 17 Related Party Transactionprint Note 18 Business Segment, Geographic and Major Customer Informationprint Note 19 Subsequent Eventsprint Item 2. Management S Discussion and Analysis Of Financial Condition and Results Of Operationsprint Item 3. Quantitative and Qualitative Disclosures About Market Riskprint Item 4. Controls and Proceduresprint Part II - Other Informationprint Item 1. Legal Proceedingsprint Item 1A. Risk Factorsprint Item 2. Unregistered Sales Of Equity Securities and Use Of Proceedsprint Item 3. Defaults Upon Senior Securitiesprint Item 4. Mine Safety Disclosuresprint Item 5. Other Informationprint Item 6. Exhibitsprint

Exhibits

2.1 Share Purchase Agreement, dated as of January 10, 2019, by and between the Company and ADM (portions of this exhibit have been omitted pursuant to a confidential treatment request, which has been granted) (incorporated by reference to Exhibit 2.1 to the Companys Form 8-K filed on March 4, 2019).1 2.2 Membership Interest Purchase Agreement, dated as of May 18, 2020, by and between the Company, JP3 Measurement, LLC, the Sellers party thereto, and John A. Cardwell, as Seller Representative) (incorporated by reference to Exhibit 2.1 to the Companys Form 8-K filed on May 19, 2020).1 3.1 Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Companys Form10-Q for the quarter ended September30, 2007). 3.2 Certificate of Amendment to the Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit3.1 to the Companys Form10-Q for the quarter ended September30,2009). 3.3 Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Flotek Industries, Inc. (incorporated by reference to Exhibit 3.1 to the Companys Form 8-K filed on May 7, 2020). 3.4 Second Amended and Restated Bylaws, as amended (incorporated by reference to Exhibit 3.4 to the Companys Form 10-K filed on March 16, 2021). 10.1 Flotek Industries, Inc. 2018 Long-Term Incentive Plan (incorporated by reference in Exhibit 10.1 to the Companys Form 8-K filed on June 7, 2021) 31.1 * Rule 13a-14(a) Certification of Principal Executive Officer. 31.2 * Rule 13a-14(a) Certification of Principal Financial Officer. 32.1 ** Section 1350 Certification of Principal Executive Officer. 32.2 ** Section 1350 Certification of Principal Financial Officer.

FTK 10-Q Quarter ended June 30, 2021

Exhibits