FTK 10-Q Quarterly Report June 30, 2022 | Alphaminr
FLOTEK INDUSTRIES INC/CN/

FTK 10-Q Quarter ended June 30, 2022

FLOTEK INDUSTRIES INC/CN/
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TABLE OF CONTENTS
Part I - Financial InformationItem 1. Financial StatementsNote 1 Organization and Nature Of OperationsNote 2 Summary Of Significant Accounting PoliciesNote 3 Revenue From Contracts with CustomersNote 4 - Contract AssetsNote 5 InventoriesNote 6 Property and EquipmentNote 7 LeasesNote 8 Accrued LiabilitiesNote 9 Debt and Convertible Notes PayableNote 10 Fair Value MeasurementsNote 11 Income TaxesNote 12 Commitments and ContingenciesNote 12 CoNote 13 Stockholders EquityNote 14 Earnings (loss) Per ShareNote 15 Supplemental Cash Flow InformationNote 16 Related Party TransactionNote 17 Business Segment, Geographic and Major Customer InformationNote 18 Subsequent EventsItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II - Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity SecuritiesItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

3.1 Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Companys Form10-Q for the quarter ended September30, 2007). 3.2 Certificate of Amendment to the Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit3.1 to the Companys Form10-Q for the quarter ended September30,2009). 3.3 Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Flotek Industries, Inc. (incorporated by reference to Exhibit 3.1 to the Companys Form 8-K filed on May 7, 2020). 3.4 Second Amended and Restated Bylaws, as amended (incorporated by reference to Exhibit 3.4 to the Companys Form 10-K filed on March 16, 2021). 4.2 Form of Convertible Note (incorporated by reference to Exhibit 4.1 to the Companys Form 8-K filed on February 4, 2022). 4.3 Form of Pre-Funded Warrant (incorporated by reference to Exhibit 4.2 to the Companys Form 8-K filed on February 4, 2022). 4.4 Form of Pre-FundedWarrants(incorporated by reference to Exhibit4.1to the Companys Form 8-K filed onJune 23, 2022). 10.1 *** Amendment No. 1 to Chemical Products Supply Agreement betweenFlotekChemistry, LLCandProFrac Services, LLC dated May 17, 2022(incorporated by reference to Exhibit 10.1 to the Companys Form 8-K filed onMay 18, 2022). 10.2 Registration Rights Agreement,by andbetweenFlotek Industries, Inc. andProFrac Holdings II, LLC dated May 17, 2022(incorporated by reference to Exhibit 10.2 to the Companys Form 8-K filed onMay 18,2022). 10.3 10% Convertible PIK NotedatedMay 17,2022 (incorporated by reference to Exhibit 10.3 to the Companys Form 8-K filed onMay 18,2022). 10.4 Securities PurchaseAgreement between Flotek Industries, Inc. and ProFracHoldings II, LLCdatedJune 17,2022 (incorporated by reference to Exhibit10.1to the Companys Form 8-K filed onJune 23,2022). 10.5 Amendment No. 1 to Registration Rights AgreementFlotek Industries, Inc. and ProFracHoldings II,LLCdated June 21, 2022(incorporated by reference to Exhibit10.2to the Companys Form 8-K filed onJune 23,2022). 10.6 * Separate and Release Agreement between Michael Borton and Flotek Industries, Inc. dated July 4, 2022. 31.1 * Rule 13a-14(a) Certification of Principal Executive Officer. 31.2 * Rule 13a-14(a) Certification of Principal Financial Officer. 32.1 ** Section 1350 Certification of Principal Executive Officer. 32.2 ** Section 1350 Certification of Principal Financial Officer.