FTK 10-Q Quarterly Report March 31, 2022 | Alphaminr
FLOTEK INDUSTRIES INC/CN/

FTK 10-Q Quarter ended March 31, 2022

FLOTEK INDUSTRIES INC/CN/
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TABLE OF CONTENTS
Part I - Financial InformationItem 1. Financial StatementsNote 1 Organization and Nature Of OperationsNote 2 Summary Of Significant Accounting PoliciesNote 3 Revenue From Contracts with CustomersNote 4 InventoriesNote 5 Property and EquipmentNote 6 LeasesNote 7 Accrued LiabilitiesNote 8 Debt and Convertible Notes PayableNote 9 Fair Value MeasurementsNote 10 Income TaxesNote 11 Commitments and ContingenciesNote 12 Stockholders EquityNote 13 Earnings (loss) Per ShareNote 14 Supplemental Cash Flow InformationNote 15 Related Party TransactionNote 16 Business Segment, Geographic and Major Customer InformationNote 17 Subsequent EventsItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II - Other InformationItem 1. LitigationItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

3.1 Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Companys Form10-Q for the quarter ended September30, 2007). 3.2 Certificate of Amendment to the Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit3.1 to the Companys Form10-Q for the quarter ended September30,2009). 3.3 Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Flotek Industries, Inc. (incorporated by reference to Exhibit 3.1 to the Companys Form 8-K filed on May 7, 2020). 3.4 Second Amended and Restated Bylaws, as amended (incorporated by reference to Exhibit 3.4 to the Companys Form 10-K filed on March 16, 2021). 4.2 FormofConvertible Note (incorporated by reference to Exhibit 4.1 totheCompanys Form 8-K filed on February 4, 2022). 4.3 Form ofPre-Funded Warrant(incorporated by reference to Exhibit4.2to the Companys Form 8-K filed on February4, 2022). 10.1 Note Purchase Agreement, dated February 2, 2022, by and among Flotek Industries, Inc. and the Purchasers party thereto(incorporated by reference to Exhibit10.1to the Companys Form8-K filed on February 4, 2022). 10.2 Registration Rights Agreement,datedFebruary 2, 2022 by and among Flotek Industries, Inc.andthe Purchasers party thereto(incorporated by reference to Exhibit10.2to the Companys Form 8-KfiledonFebruary 4, 2022). 10.3 Chemical Products Supply Agreement between Flotek Chemistry, LLCandProFrac Services, LLC, dated February 2, 2022(incorporated by reference to Exhibit10.3to the Companys Form 8-K filed onFebruary 4, 2022). 10.4 Master TransactionAgreementbetween Flotek Industries, Inc. and ProFrac Holdings, LLC, dated February 2, 2022(incorporated byreference to Exhibit10.4to the Companys Form 8-KfiledonFebruary 4, 2022). 10.5 *** Securities PurchaseAgreementdated February 16, 2022 byandbetween Flotek Industries, Inc. and ProFrac Holdings, LLC(incorporated by reference to Exhibit 10.1 to the Companys Form 8-K filed onFebruary 22, 2022). 31.1 * Rule 13a-14(a) Certification of Principal Executive Officer. 31.2 * Rule 13a-14(a) Certification of Principal Financial Officer. 32.1 ** Section 1350 Certification of Principal Executive Officer. 32.2 ** Section 1350 Certification of Principal Financial Officer.