GCP 10-K Annual Report Dec. 31, 2017 | Alphaminr
GCP Applied Technologies Inc.

GCP 10-K Fiscal year ended Dec. 31, 2017

TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant's Common Equity, Related Shareholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management's Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

2.1 Separation and Distribution Agreement, dated as of January 27, 2016, by and among W.R. Grace & CO., W.R. Grace & Co. - Conn., and GCP Applied Technologies Inc. 8-K 2.1 1/28/16 2.2 Binding Offer Letter, dated as of March 2, 2017, by and between GCP Applied Technologies Inc. and Henkel AG & Co. KGaA, together with the Stock and Asset Purchase Agreement, executed by Henkel AG & Co. KGaA 8-K 2.1 3/2/17 2.3 Stock and Asset Purchase Agreement, dated as of March 2, 2017, between GCP Applied Technologies Inc. and Henkel AG & Co. KGaA 8-K 2.1 4/28/17 2.4 Amended and Restated Stock and Asset Purchase Agreement dated as of June 30, 2017, between GCP Applied Technologies Inc. and Henkel AG & Co. KGaA. 8-K 2.1 7/3/17 3.1 Amended and Restated Certificate of Incorporation of GCP Applied Technologies Inc. 8-K 3.1 2/4/16 3.2 Amended and Restated Bylaws of GCP Applied Technologies Inc. 8-K 3.2 2/4/16 4.1 Indenture, dated as of January 27, 2016, by and among GCP Applied Technologies Inc., the guarantors party thereto and Wilmington Trust, National Association, as trustee. 8-K 4.1 1/28/16 4.2 Form of 9.50% Note due 2023 (included as Exhibit A to Exhibit 4.1) 8-K 4.2 1/28/16 10.1 Tax Sharing Agreement, dated January 27, 2016, by and among W.R. Grace & Co., W.R. Grace & Co. - Conn. and GCP Applied Technologies Inc. 8-K 10.1 1/28/16 10.2 Employee Matters Agreement, dated January 27, 2016, by and among W.R. Grace & Co., W.R. Grace & Co. - Conn. and GCP Applied Technologies Inc. 8-K 10.2 1/28/16 10.3 Transition Services Agreement, dated January 27, 2016, by and between W.R. Grace & Co. - Conn. and GCP Applied Technologies Inc. 8-K 10.3 1/28/16 10.4 Cross-License Agreement, dated January 27, 2016, by and among GCP Applied Technologies Inc., W.R. Grace & Co. - Conn. and Grace GmbH & Co. KG. 8-K 10.4 1/28/16 10.5 Grace Transitional License Agreement, dated January 27, 2016, by and between W.R. Grace & Co. - Conn. and GCP Applied Technologies Inc. 8-K 10.5 1/28/16 10.6 Credit Agreement, dated February 3, 2016, by and among GCP Applied Technologies, Grace Construction Products Limited, Grace NV, the lenders party thereto from time to time and Deutsche Bank AG New York Branch, as the administrative agent. 8-K 10.1 2/4/16 10.7 First Amendment to Credit Agreement, dated August 25, 2016, by and among GCP Applied Technologies, Grace Construction Products Limited, GCP Applied Technologies NV (Formerly Grace NV), the lenders party thereto from time to time and Deutsche Bank AG New York Branch, as the administrative agent. 8-K 10.1 8/25/16 10.8 GCP Applied Technologies Inc. 2016 Stock Incentive Plan.* 8-K 10.5 2/4/16 10.9 Severance Plan for Leadership Team Officers of GCP Applied Technologies Inc.* 8-K 10.2 2/4/16 10.10 GCP Applied Technologies Inc. Supplemental Executive Retirement Plan.* 10-K 10.10 3/2/17 10.11 GCP Applied Technologies Inc. Executive Salary Protection Plan.* 8-K 10.3 2/4/16 10.12 Form of GCP Applied Technologies Inc. Change in Control Severance Agreement.* 8-K 10.4 2/4/16 10.13 GCP Applied Technologies Inc. Executive Annual Incentive Compensation Plan.* 10-K 10.11 3/30/16 10.14 Form of 2014 Nonstatutory Stock Option Agreement.* S-8 4.4 1/28/16 10.15 Form of 2015 Nonstatutory Stock Option Agreement.* S-8 4.5 1/28/16 10.16 Form of 2015 Restricted Stock Unit Agreement.* S-8 4.6 1/28/16 10.17 Form of Leadership Grant Nonstatutory Stock Option Agreement.* 8-K 10.2 2/11/16 10.18 Form of Leadership Grant Restricted Stock Unit Agreement.* 8-K 10.1 2/11/16 10.19 Form of GCP Applied Technologies Inc. Restricted Stock Unit Award Agreement.* 10-K 10.17 3/30/16 10.20 Form of GCP Applied Technologies Inc. Stock Option Award Agreement.* 10-K 10.18 3/30/16 10.21 Form of GCP Applied Technologies Inc. Performance-Based Stock Unit Award Agreement.* 10-K 10.19 3/30/16 10.22 Transition Agreement dated October 5, 2016 between GCP Applied Technologies Inc. and William J. McCall.* 8-K 10.1 10/7/16 10.23 Kevin R. Holland Offer Letter dated November 29, 2016* 10-K 10.23 3/2/17 10.24 GCP Applied Technologies Inc. Equity and Incentive Plan as amended and restated on February 28, 2017* 8-K 10.1 5/5/17 10.25 Form of GCP Applied Technologies Inc. Stock Option Award Agreement.* 10-Q 10.1 5/9/17 10.26 Form of GCP Applied Technologies Inc. Restricted Stock Unit Award Agreement.* 10-Q 10.2 5/9/17 10.27 Form of GCP Applied Technologies Inc. Performance-Based Stock Unit Award Agreement.* 10-Q 10.3 5/9/17 10.28 Separation Agreement and General Release dated May 31, 2017 between GCP Applied Technologies Inc. and Zain Mahmood.* 8-K 10.1 6/6/17 21 List of Subsidiaries of GCP Applied Technologies Inc. Filed herewith 23 Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm. Filed herewith 24 Powers of Attorney. Filed herewith 31.1 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended (the Exchange Act). Filed herewith 31.2 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Exchange Act. Filed herewith 32 Certification of the Chief Executive Officer and the Chief Financial Officer pursuant to Rule 13a-14(b) of the Exchange Act and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Furnished herewith