GCP 10-K Annual Report Dec. 31, 2021 | Alphaminr

Effective Date August 11, 2021

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GCP APPLIED TECHNOLOGIES INC.

10-Ks and 10-Qs

10-Q	Quarter ended June 30, 2022
10-Q	Quarter ended March 31, 2022
10-K	Fiscal year ended Dec. 31, 2021
10-Q	Quarter ended Sept. 30, 2021
10-Q	Quarter ended June 30, 2021
10-Q	Quarter ended March 31, 2021
10-K	Fiscal year ended Dec. 31, 2020
10-Q	Quarter ended Sept. 30, 2020
10-Q	Quarter ended June 30, 2020
10-Q	Quarter ended March 31, 2020
10-K	Fiscal year ended Dec. 31, 2019
10-Q	Quarter ended Sept. 30, 2019
10-Q	Quarter ended June 30, 2019
10-Q	Quarter ended March 31, 2019
10-K	Fiscal year ended Dec. 31, 2018
10-Q	Quarter ended Sept. 30, 2018
10-Q	Quarter ended June 30, 2018
10-Q	Quarter ended March 31, 2018
10-K	Fiscal year ended Dec. 31, 2017
10-Q	Quarter ended Sept. 30, 2017
10-Q	Quarter ended June 30, 2017
10-Q	Quarter ended March 31, 2017
10-K	Fiscal year ended Dec. 31, 2016
10-Q	Quarter ended Sept. 30, 2016
10-Q	Quarter ended June 30, 2016
10-Q	Quarter ended March 31, 2016
10-K	Fiscal year ended Dec. 31, 2015

PROXIES

DEF 14A	Filed on March 23, 2022
DEF 14A	Filed on March 26, 2021
DEF 14A	Filed on March 21, 2019
DEF 14A	Filed on March 20, 2018
DEF 14A	Filed on March 21, 2017

TABLE OF CONTENTS

Part I Item 1. Business Item 1A. Risk Factors Item 1B. Unresolved Staff Comments Item 2. Properties Item 3. Legal Proceedings Item 4. Mine Safety Disclosures Part II Item 5. Market For Registrant S Common Equity, Related Shareholder Matters and Issuer Purchases Of Equity Securities Item 6. Reserved Item 7. Management S Discussion and Analysis Of Financial Condition and Results Of Operations Item 7A. Quantitative and Qualitative Disclosures About Market Risk Item 8. Financial Statements and Supplementary Data Note 4, Restructuring and Repositioning Expenses Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure Item 9A. Controls and Procedures Item 9B. Other Information Item 9C. Disclosure Regarding Foreign Jurisdictions That Prevent Inspections Part III Item 10. Directors, Executive Officers and Corporate Governance Item 11. Executive Compensation Item 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder Matters Item 13. Certain Relationships and Related Transactions and Director Independence Item 14. Principal Accountant Fees and Services Part IV Item 15. Exhibits and Financial Statement Schedules Item 16. Form 10-k Summary

Exhibits

2.1 Separation and Distribution Agreement, dated as of January 27, 2016, by and among W.R. Grace & CO., W.R. Grace & Co. - Conn., and GCP Applied Technologies Inc. 8-K 2.1 1/28/16 2.2 Amended and Restated Stock and Asset Purchase Agreement datedatJune 30, 2017, between GCP Applied Technologies Inc. and Henkel AG & Co. KGaA. 8-K 2.1 7/3/17 2.3 Agreement and Plan of Merger, dated as of December 5, 2021, by and among GCP Applied Technologies Inc., Cyclades Parent, Inc., Cyclades Merger Sub, Inc. and Compagnie de Saint-Gobain S.A. # 8-K 2.1 12/6/21 3.1 Amended and Restated Certificate of Incorporation of GCP Applied Technologies Inc., dated February 3, 2016. 8-K 3.1 2/4/16 3.2 Certificate of Amendment of the Amended and Restated Certificate of Incorporation of GCP Applied Technologies Inc. dated May 3, 2018 8-K 3.1 5/3/18 3.3 Certificate of Designations of Series A Junior Participating Preferred Stock of GCP Applied Technologies Inc. 8-K 3.1 3/15/19 3.4 Amended and Restated Bylaws of GCP Applied Technologies Inc. effectiveatMay 3, 2018. 8-K 3.2 5/3/18 4.1 Indenture, datedatApril 10, 2018, among GCP Applied Technologies Inc., the guarantors party thereto and Wilmington Trust, National Association, as trustee. 8-K 4.1 4/10/18 4.2 Form of 5.500% Note due 2026 (included as Exhibit A to Exhibit 4.1). 8-K 4.2 4/10/18 4.3 Rights Agreement, datedatMarch15, 2019, between GCP Applied Technologies Inc. and Equiniti Trust Company, which includes the form of Right Certificate as Exhibit B and the Summary of Rights to Purchase Preferred Shares as Exhibit C. 8-K 4.1 3/15/19 4.4 First Amendment to Rights Agreement, datedatMarch 13, 2020, between GCP Applied Technologies Inc. and Equiniti Trust Company 8-K 4.1 3/13/20 4.5 Second Amendment to Rights Agreement, dated as of December 5, 2021, between GCP Applied Technologies Inc. and Equiniti Trust Company. 8-K 4.1 12/6/21 4.6 Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934. 10-K 4.4 2/27/20 10.1 Tax Sharing Agreement, dated January 27, 2016, by and among W.R. Grace & Co., W.R. Grace & Co. - Conn. and GCP Applied Technologies Inc. 8-K 10.1 1/28/16 10.2 Employee Matters Agreement, dated January 27, 2016, by and among W.R. Grace & Co., W.R. Grace & Co. - Conn. and GCP Applied Technologies Inc. 8-K 10.2 1/28/16 10.3 Transition Services Agreement, dated January 27, 2016, by and between W.R. Grace & Co. - Conn. and GCP Applied Technologies Inc. 8-K 10.3 1/28/16 10.4 Cross-License Agreement, dated January 27, 2016, by and among GCP Applied Technologies Inc., W.R. Grace & Co. - Conn. and Grace GmbH & Co. KG. 8-K 10.4 1/28/16 10.5 Grace Transitional License Agreement, dated January 27, 2016, by and between W.R. Grace & Co. - Conn. and GCP Applied Technologies Inc. 8-K 10.5 1/28/16 10.6 Credit Agreement, dated February 3, 2016, by and among GCP Applied Technologies, Grace Construction Products Limited, Grace NV, the lenders party thereto from time to time and Deutsche Bank AG New York Branch, as the administrative agent. 8-K 10.1 2/4/16 10.7 First Amendment to Credit Agreement, dated August 25, 2016, by and among GCP Applied Technologies, Grace Construction Products Limited, GCP Applied Technologies NV (Formerly Grace NV), the lenders party thereto from time to time and Deutsche Bank AG New York Branch, as the administrative agent. 8-K 10.1 8/25/16 10.8 Second Amendment to Credit Agreement, datedatApril 10, 2018, by and among GCP Applied Technologies Inc., GCP Applied Technologies (UK) Limited, GCP Applied Technologies N.V., the guarantors party thereto, the lenders party thereto and Deutsche Bank AG New York Branch, as administrative agent. 8-K 10.1 4/10/18 10.9 GCP Applied Technologies Inc. 2016 Stock Incentive Plan.* 8-K 10.5 2/4/16 10.10 Severance Plan for Leadership Team Officers of GCP Applied Technologies Inc.* 8-K 10.2 2/4/16 10.11 GCP Applied Technologies Inc. Supplemental Executive Retirement Plan.* 10-K 10.10 3/2/17 10.12 GCP Applied Technologies Inc. Executive Salary Protection Plan.* 8-K 10.3 2/4/16 10.13 Form of GCP Applied Technologies Inc. Change in Control Severance Agreement.* 8-K 10.4 2/4/16 10.14 GCP Applied Technologies Inc. Executive Annual Incentive Compensation Plan.* 10-K 10.11 3/30/16 10.15 Form of 2014 Nonstatutory Stock Option Agreement.* S-8 4.4 1/28/16 10.16 Form of 2015 Nonstatutory Stock Option Agreement.* S-8 4.5 1/28/16 10.17 Form of 2015 Restricted Stock Unit Agreement.* S-8 4.6 1/28/16 10.18 Form of Leadership Grant Nonstatutory Stock Option Agreement.* 8-K 10.2 2/11/16 10.19 Form of Leadership Grant Restricted Stock Unit Agreement.* 8-K 10.1 2/11/16 10.20 Form of GCP Applied Technologies Inc. Restricted Stock Unit Award Agreement.* 10-K 10.17 3/30/16 10.21 Form of GCP Applied Technologies Inc. Stock Option Award Agreement.* 10-K 10.18 3/30/16 10.22 Form of GCP Applied Technologies Inc. Performance-Based Stock Unit Award Agreement.* 10-K 10.19 3/30/16 10.23 GCP Applied Technologies Inc. Equity and Incentive Plan as amended and restated on February 28, 2017* 8-K 10.1 5/5/17 10.24 Form of GCP Applied Technologies Inc. Stock Option Award Agreement.* 10-Q 10.1 5/9/17 10.25 Form of GCP Applied Technologies Inc. Restricted Stock Unit Award Agreement.* 10-Q 10.2 5/9/17 10.26 Form of GCP Applied Technologies Inc. Performance-Based Stock Unit Award Agreement.* 10-Q 10.3 5/9/17 10.27 GCP Applied Technologies 2020 Inducement Plan* S-8 99.1 10/1/20 10.28 Employment Agreement between GCP Applied Technologies Inc. and Simon Bates, datedatSeptember 11, 2020* 8-K 10.1 9/14/20 10.29 Offer Letter between GCP Applied Technologies Inc. and Michael Valente, dated as of January 13, 2021.* 8-K 10.1 1/19/21 10.30 Form of GCP Applied Technologies Inc. Change in Control Agreement for Executive Officers appointed on or after September 18, 2019. 10-K 10.32 2/27/20 10.31 GCP Applied Technologies Inc. Form of Change in Control Severance Agreement for Executive Officers appointed on or after January 18, 2021* Filed herewith 10.32 GCP Applied Technologies Inc. Amended and Restated Equity Incentive Plan* 10-Q 10.4 11/6/20 10.33 Real Estate Purchase and Sale Agreement by and between GCP Applied Technologies Inc. and IQHQ, L.P. with an effective date of July 2, 2020 8-K 10.1 7/8/20 10.34 Lease, by and between GCP Applied Technologies Inc. and IQHQ-Alewife, LLC, with an effective date of July 31, 2020 10-Q 10.2 11/6/20 10.35 Voting and Support Agreement, dated as of December 5, 2021, entered into by Starboard Value LP and certain of its affiliates 8-K 99.1 12/7/21 10.36 Voting and Support Agreement, dated as of December 5, 2021, entered into by certain affiliates of Standard Investments 8-K 99.2 12/7/21 10.37 Letter Agreement between GCP Applied Technologies Inc. and Simon Bates, effective as of December 21, 2021* 8-K 10.1 12/23/21 10.38 Letter Agreement between GCP Applied Technologies Inc. and Craig Merrill, effective as of December 21, 2021* 8-K 10.2 12/23/21 21 List of Subsidiaries of GCP Applied Technologies Inc. Filed herewith 23 Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm. Filed herewith 31.1 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended (the Exchange Act). Filed herewith 31.2 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Exchange Act. Filed herewith 32 Certification of the Chief Executive Officer and the Chief Financial Officer pursuant to Rule 13a-14(b) of the Exchange Act and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Filed herewith

* THE VALUE IS THE MARKET VALUE AS OF THE LAST DAY OF THE QUARTER FOR WHICH THE 13F WAS FILED.

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