GCP 10-Q Quarterly Report Sept. 30, 2020 | Alphaminr
GCP Applied Technologies Inc.

GCP 10-Q Quarter ended Sept. 30, 2020

TABLE OF CONTENTS
Part I. Financial InformationItem 1. Financial StatementsItem 2. Management's Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 6. Exhibits

Exhibits

3.1 Amended and Restated Certificate of Incorporation of GCP Applied Technologies Inc., dated February 3, 2016 (incorporated herein by reference to Exhibit 3.1 to GCPs Current Report on Form 8-K filed on February 4, 2016). 3.2 Certificate of Amendment of the Amended and Restated Certificate of Incorporation of GCP Applied Technologies Inc., dated May 3, 2018 (incorporated herein by reference to Exhibit 3.1 to GCPs Current Report on Form 8-K filed on May 3, 2018). 3.3 Certificate of Designations of Series A Junior Participating Preferred Stock of GCP Applied Technologies Inc. (incorporated herein by reference to Exhibit 3.1 to GCPs Current Report on Form 8-K filed on March 15, 2019). 3.4 Amended and Restated Bylaws of GCP Applied Technologies Inc., effective as of May 3, 2018 (incorporated herein by reference to Exhibit 3.2 to GCPs Current Report on Form 8-K filed on May 3, 2018). 4.1 Rights Agreement, dated as of March 15, 2019, between GCP Applied Technologies Inc. and Equiniti Trust Company, which includes the form of Right Certificate as Exhibit B and the Summary of Rights to Purchase Preferred Shares as Exhibit C (incorporated herein by reference to Exhibit 4.1 to GCPs Current Report on Form 8-K filed on March 15, 2019). 4.2 First Amendment to Rights Agreement, dated as of March 13, 2020, between GCP Applied Technologies Inc. and Equiniti Trust Company (incorporated herein by reference to Exhibit 4.1 to GCPs Current Report on Form 8-K filed on March 13, 2020). 10.1 Real Estate Purchase and Sale Agreement by and between GCP Applied Technologies Inc. and IQHQ, L.P. with an effective date of July 2, 2020 (incorporated herein by reference to Exhibit 10.1 to GCPs Current Report on Form 8-K filed on July 8, 2020). 10.2* Lease, by and between GCP Applied Technologies Inc. and IQHQ-Alewife, LLC, with an effective date of July 31, 2020. 10.3*# GCP Applied Technologies Inc. Form of Change in Control Severance Agreement 10.4*# GCP Applied Technologies Inc. Amended and Restated Equity Incentive Plan 10.5# Employment Agreement between GCP Applied Technologies Inc. and Simon Bates, dated as of September 11, 2020 (incorporated herein by reference to Exhibit 10.1 to GCPs Current Report on Form 8-K filed on September 14, 2020). 31.1* Certification of the Chief Executive Officer pursuant to Section302 of the Sarbanes-Oxley Act of 2002 31.2* Certification of the Chief Financial Officer pursuant to Section302 of the Sarbanes-Oxley Act of 2002 32** Certification of the Chief Executive Officer and Chief Financial Officer under Section906 of the Sarbanes-Oxley Act of 2002