GD 10-K Annual Report Dec. 31, 2017 | Alphaminr
GENERAL DYNAMICS CORP

GD 10-K Fiscal year ended Dec. 31, 2017

GENERAL DYNAMICS CORP
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For The Company S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. ExhibitsItem 16. Form 10-k Summary

Exhibits

3.1 Restated Certificate of Incorporation of the company (incorporated herein by reference from the companys current report on Form 8-K, filed with the Commission October 7, 2004) 3.2 Amended and Restated Bylaws of General Dynamics Corporation (incorporated herein by reference from the companys current report on Form 8-K, filed with the Commission December 3, 2015) 4.1 Indenture dated as of August 27, 2001, among the company, the Guarantors (as defined therein) and The Bank of New York, as Trustee** 4.2 Sixth Supplemental Indenture dated as of July 12, 2011, among the company, the Guarantors (as defined therein) and The Bank of New York Mellon, as Trustee (incorporated herein by reference from the companys current report on Form 8-K, filed with the Commission July12, 2011) 4.3 Seventh Supplemental Indenture dated as of November 6, 2012, among the company, the Guarantors (as defined therein) and The Bank of New York Mellon, as Trustee (incorporated herein by reference from the companys current report on Form 8-K, filed with the Commission November 6, 2012) 4.4 Indenture dated as of March 24, 2015, among the company, the Guarantors (as defined therein) and The Bank of New York Mellon, as Trustee (incorporated herein by reference from the companys registration statement on Form S-3, filed with the Commission March 24, 2015) 4.5 First Supplemental Indenture dated as of August 12, 2016, among the company, the Guarantors (as defined therein) and The Bank of New York Mellon, as Trustee (incorporated herein by reference from the companys current report on Form 8-K, filed with the Commission August 12, 2016) 4.6 Second Supplemental Indenture dated as of September 14, 2017, among the company, the Guarantors (as defined therein) and The Bank of New York Mellon, as Trustee (incorporated herein by reference from the companys current report on Form 8-K, filed with the Commission September 14, 2017) 10.1* General Dynamics Corporation 2009 Equity Compensation Plan (incorporated herein by reference from the companys registration statement on Form S-8 (No. 333-159038) filed with the Commission May 7, 2009) 10.2* Form of Non-Statutory Stock Option Agreement pursuant to the General Dynamics Corporation 2009 Equity Compensation Plan (incorporated herein by reference from the companys quarterly report on Form 10-Q for the quarter ended July 5, 2009, filed with the Commission August4, 2009) 10.3* General Dynamics Corporation Amended and Restated 2012 Equity Compensation Plan (incorporated herein by reference from the companys registration statement on Form S-8 (No. 333-217656) filed with the Commission May 4, 2017) 10.4* Form of Non-Statutory Stock Option Agreement pursuant to the General Dynamics Corporation 2012 Equity Compensation Plan (incorporated herein by reference from the companys quarterly report on Form 10-Q for the quarter ended July 1, 2012, filed with the Commission August 1, 2012) 10.5* Form of Non-Statutory Stock Option Agreement pursuant to the General Dynamics Corporation 2012 Equity Compensation Plan (for certain executive officers who are subject to the companys Compensation Recoupment Policy) (incorporated herein by reference from the companys quarterly report on Form 10-Q for the period ended March 30, 2014, filed with the Commission April 23, 2014) 10.6* Form of Non-Statutory Stock Option Agreement pursuant to the General Dynamics Corporation 2012 Equity Compensation Plan (for grants made March 4, 2015, through March 1, 2016, and including, as indicated therein, provisions for certain executive officers who are subject to the companys Compensation Recoupment Policy) (incorporated herein by reference from the companys quarterly report on Form 10-Q for the period ended April 5, 2015, filed with the Commission April 29, 2015) 10.7* Form of Non-Statutory Stock Option Agreement pursuant to the General Dynamics Corporation 2012 Equity Compensation Plan (for grants beginning March 2, 2016, and including, as indicated therein, provisions for certain executive officers who are subject to the companys Compensation Recoupment Policy) (incorporated herein by reference from the companys quarterly report on Form 10-Q for the period ended April 3, 2016, filed with the Commission April 27, 2016) 10.8* Form of Restricted Stock Award Agreement pursuant to the General Dynamics Corporation 2012 Equity Compensation Plan (for grants beginning March 4, 2015, and including, as indicated therein, provisions for certain executive officers who are subject to the companys Compensation Recoupment Policy) (incorporated herein by reference from the companys quarterly report on Form 10-Q for the period ended April 5, 2015, filed with the Commission April 29, 2015) 10.9* Form of Restricted Stock Unit Award Agreement pursuant to the General Dynamics Corporation 2012 Equity Compensation Plan (for grants made March 4, 2015 through March 1, 2016) (incorporated herein by reference from the companys quarterly report on Form 10-Q for the period ended April 5, 2015, filed with the Commission April 29, 2015) 10.10* Form of Restricted Stock Unit Award Agreement pursuant to the General Dynamics Corporation 2012 Equity Compensation Plan (for grants beginning March 2, 2016) (incorporated herein by reference from the companys quarterly report on Form 10-Q for the period ended April 3, 2016, filed with the Commission April 27, 2016) 10.11* Form of Performance Restricted Stock Unit Award Agreement pursuant to the General Dynamics Corporation 2012 Equity Compensation Plan (for grants made March 4, 2015, through March 1, 2016, and including, as indicated therein, provisions for certain executive officers who are subject to the companys Compensation Recoupment Policy) (incorporated herein by reference from the companys quarterly report on Form 10-Q for the period ended April 5, 2015, filed with the Commission April 29, 2015) 10.12* Form of Performance Restricted Stock Unit Award Agreement pursuant to the General Dynamics Corporation 2012 Equity Compensation Plan (for grants beginning March 2, 2016, and including, as indicated therein, provisions for certain executive officers who are subject to the companys Compensation Recoupment Policy) (incorporated herein by reference from the companys quarterly report on Form 10-Q for the period ended April 3, 2016, filed with the Commission April 27, 2016) 10.13* Form of Non-Statutory Stock Option Agreement pursuant to the General Dynamics Corporation Amended and Restated 2012 Equity Compensation Plan (for grants beginning May 3, 2017, and including, as indicated therein, provisions for certain executive officers who are subject to the companys Compensation Recoupment Policy) (incorporated herein by reference from the companys quarterly report on Form 10-Q for the period ended July 2, 2017, filed with the Commission July 26, 2017) 10.14* Form of Restricted Stock Award Agreement pursuant to the General Dynamics Corporation Amended and Restated 2012 Equity Compensation Plan (for grants beginning May 3, 2017, and including, as indicated therein, provisions for certain executive officers who are subject to the companys Compensation Recoupment Policy) (incorporated herein by reference from the companys quarterly report on Form 10-Q for the period ended July 2, 2017, filed with the Commission July 26, 2017) 10.15* Form of Restricted Stock Unit Award Agreement pursuant to the General Dynamics Corporation Amended and Restated 2012 Equity Compensation Plan (for grants beginning May 3, 2017) (incorporated herein by reference from the companys quarterly report on Form 10-Q for the period ended July 2, 2017, filed with the Commission July 26, 2017) 10.16* Form of Performance Restricted Stock Unit Award Agreement pursuant to the General Dynamics Corporation Amended and Restated 2012 Equity Compensation Plan (for grants beginning May 3, 2017, and including, as indicated therein, provisions for certain executive officers who are subject to the companys Compensation Recoupment Policy) (incorporated herein by reference from the companys quarterly report on Form 10-Q for the period ended July 2, 2017, filed with the Commission July 26, 2017) 10.17* Successor Retirement Plan for Directors (incorporated herein by reference from the companys annual report on Form 10-K for the year ended December 31, 2001, filed with the Commission March 29, 2002) 10.18* General Dynamics Corporation Supplemental Savings Plan, amended and restated effective as of January 1, 2017 (incorporated herein by reference from the companys annual report on Form 10-K for the year ended December 31, 2016, filed with the Commission February 6, 2017) 10.19* Form of Severance Protection Agreement entered into by substantially all executive officers (incorporated herein by reference from the companys annual report on Form 10-K for the year ended December 31, 2016, filed with the Commission February 6, 2017) 10.20* General Dynamics Corporation Supplemental Retirement Plan, restated effective January 1, 2010 (incorporating amendments through March 31, 2011) (incorporated herein by reference from the companys quarterly report on Form 10-Q for the quarterly period ended April3,2011, filed with the Commission May 3, 2011) 10.21* Amendment to the General Dynamics Corporation Supplemental Retirement Plan, effective January 5, 2015 (incorporated herein by reference from the companys annual report on Form 10-K for the year ended December 31, 2014, filed with the Commission February 9, 2015) 10.22* Amendment to the General Dynamics Corporation Supplemental Retirement Plan, effective January 1, 2016 (incorporated herein by reference from the companys annual report on Form 10-K for the year ended December 31, 2016, filed with the Commission February 6, 2017) 10.23* General Dynamics Corporation Executive Annual Incentive Plan** 21 Subsidiaries** 23 Consent of Independent Registered Public Accounting Firm** 24 Power of Attorney** 31.1 Certification by CEO pursuant to Section 302 of the Sarbanes-Oxley Act of 2002** 31.2 Certification by CFO pursuant to Section 302 of the Sarbanes-Oxley Act of 2002** 32.1 Certification by CEO pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002** 32.2 Certification by CFO pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002**