GE 10-K Annual Report Dec. 31, 2019 | Alphaminr

GE 10-K Fiscal year ended Dec. 31, 2019

GENERAL ELECTRIC CO
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TABLE OF CONTENTS
Part IItem 1. Business 3, 7, 9-20Item 1A. Risk Factors 50-57Item 1B. Unresolved Staff Comments Not ApplicableItem 2. Properties 3Item 3. Legal Proceedings 106-109Item 4. Mine Safety Disclosures Not ApplicablePart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity Securities 50Item 6. Selected Financial Data 49Item 7. Management S Discussion and Analysis Of Financial Condition and Results Of Operations 4-49Item 7A. Quantitative and Qualitative Disclosures About Market Risk 28-30, 102-104Item 8. Financial Statements and Supplementary Data 62-120Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure Not ApplicableItem 9A. Controls and Procedures 58Item 9B. Other Information Not ApplicablePart IIIItem 10. Directors, Executive Officers and Corporate Governance 122Item 11. Executive Compensation (a)Item 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder Matters (b), 99-100Item 13. Certain Relationships and Related Transactions, and Director Independence (c)Item 14. Principal Accountant Fees and Services (d)Part IVItem 15. Exhibits and Financial Statement Schedules 123-125Item 16. Form 10-k Summary Not Applicable

Exhibits

(r) Form of Agreement for Performance Stock Unit Grants to Executive Officers in 2019 under the General Electric Company 2007 Long-Term Incentive Plan.* (s) General Electric International Employee Stock Purchase Plan, as amended and restated on April 25, 2018 (Incorporated by reference to Exhibit 99.1 to GEs Registration Statement on Form S-8, dated May 1, 2018, File No. 333-224587 (Commission file number 001-00035)). (t) General Electric Company Annual Executive Incentive Plan, effective January 1, 2018 (Incorporated by reference to Exhibit 10(a) to GEs Quarterly Report on Form 10-Q for the quarter ended March 31, 2018 (Commission file number 001-00035)). (u) Employment Agreement between Henry Lawrence Culp, Jr. and General Electric Company, effective October 1, 2018 (Incorporated by reference to Exhibit 10(z) to GEs Annual Report on Form 10-K (Commission file number 001-00035) for the fiscal year ended December 31, 2018). (v) GE Performance Stock Unit Grant Agreement for H. Lawrence Culp, Jr. (Incorporated by reference to Exhibit 10(aa) to GEs Annual Report on Form 10-K (Commission file number 001-00035) for the fiscal year ended December 31, 2018). (w) Employment Agreement between Michael Holston and General Electric Company, effective April 9, 2018 (Incorporated by reference to Exhibit 10(a) to GEs Quarterly Report on Form 10-Q for the quarter ended June 30, 2018 (Commission file number 001-00035)). (x) Employment Agreement between L. Kevin Cox and General Electric Company, effective January 22, 2019.* (y) GE Performance Stock Unit Grant Agreement for David Joyce, effective December 23, 2019.* (z) Employment Agreement between Carolina Dybeck Happe and General Electric Company, effective November 24, 2019.* (aa) Amended and Restated Agreement, dated April 10, 2015, between General Electric Company and General Electric Capital Corporation (Incorporated by reference to Exhibit 10 to GEs Current Report on Form 8-K, dated April 10, 2015 (Commission file number 001-00035)). (bb) Credit Agreement dated as of June 22, 2018 among General Electric Company, as the borrower, JPMorgan Chase Bank, N.A. and Citibank, N.A., as co-administrative agents, and the lenders party thereto (Incorporated by reference to Exhibit 10(b) to GEs Quarterly Report on Form 10-Q for the quarter ended June 30, 2018) and Amendment No. 1 to Credit Agreement dated March 12, 2019 (Incorporated by reference to Exhibit 10(b) to GEs Quarterly Report on Form 10-Q for the quarter ended March 31, 2019) (Commission file number 001-00035)). (21) Subsidiaries of Registrant.* (23) Consent of Independent Registered Public Accounting Firm.* (24) Power of Attorney.* 31(a) Certification Pursuant to Rules 13a-14(a) or 15d-14(a) under the Securities Exchange Act of 1934, as amended.* 31(b) Certification Pursuant to Rules 13a-14(a) or 15d-14(a) under the Securities Exchange Act of 1934, as amended.* (32) Certification Pursuant to 18 U.S.C. Section 1350.* 99(b) Computation of Ratio of Earnings to Fixed Charges (Incorporated by reference to Exhibit 12(a) to GE Capitals Annual Report on Form 10-K for the fiscal year ended December 31, 2014 (Commission file number 001-06461)). 99(c) Supplement to Present Required Information in Searchable Format.*