GILD 10-Q Quarterly Report Sept. 30, 2019 | Alphaminr

GILD 10-Q Quarter ended Sept. 30, 2019

GILEAD SCIENCES INC
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TABLE OF CONTENTS
Part IItem 1. Condensed Consolidated Financial StatementsItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart Ii.other InformationPart IIItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

(1) 3.1 Restated Certificate of Incorporation of Registrant (1) 3.2 Amended and Restated Bylaws of Registrant (2) 4.2 Indenture related to Senior Notes, dated as of March30, 2011, between Registrant and Wells Fargo, National Association, as Trustee (2) 4.3 First Supplemental Indenture related to Senior Notes, dated as of March 30, 2011, between Registrant and Wells Fargo, National Association, as Trustee (including form of Senior Notes) (3) 4.4 Second Supplemental Indenture related to Senior Notes, dated as of December 13, 2011, between Registrant and Wells Fargo, National Association, as Trustee (including Form of 2021 Note, Form of 2041 Note) (4) 4.5 Third Supplemental Indenture related to Senior Notes, dated as of March 7, 2014, between Registrant and Wells Fargo, National Association, as Trustee (including Form of 2024 Note, Form of 2044 Note) (5) 4.6 Fourth Supplemental Indenture related to Senior Notes, dated as of November 17, 2014, between Registrant and Wells Fargo, National Association, as Trustee (including Form of 2020 Note, Form of 2025 Note, Form of 2045 Note) (6) 4.7 Fifth Supplemental Indenture, dated as of September 14, 2015, between Registrant and Wells Fargo Bank, National Association, as Trustee (including Form of 2020 Note, Form of 2022 Note, Form of 2026 Note, Form of 2035 Note and Form of 2046 Note) (7) 4.8 Sixth Supplemental Indenture, dated as of September 20, 2016, between Registrant and Wells Fargo Bank, National Association, as Trustee (including Form of 2022 Note, Form of 2023 Note, Form of 2027 Note, Form of 2036 Note and Form of 2047 Note) *(8) 10.1 Gilead Sciences, Inc. 2004 Equity Incentive Plan, as amended and restated May 10, 2017 *(9) 10.2 Form of employee stock option agreement under 2004 Equity Incentive Plan (for grants made in 2010) *(10) 10.3 Form of employee stock option agreement under 2004 Equity Incentive Plan (for grants made in 2011 through 2018) *(11) 10.4 Form of employee stock option agreement under 2004 Equity Incentive Plan (for grants commencing in 2019) * 10.5*** Form of global employee stock option agreement under 2004 Equity Incentive Plan (4 year vest) (for grants commencing in 2019) *(12) 10.6 Form of non-employee director stock option agreement under 2004 Equity Incentive Plan (for grants made in 2009 through 2012) *(13) 10.7 Form of non-employee director stock option agreement (U.S.) under 2004 Equity Incentive Plan (for grants made in 2013) *(13) 10.8 Form of non-employee director stock option agreement (non-U.S.) under 2004 Equity Incentive Plan (for grants made in 2013) *(14) 10.9 Form of non-employee director stock option agreement under 2004 Equity Incentive Plan (for grants made in 2014 through 2018) *(11) 10.10 Form of non-employee director stock option agreement under 2004 Equity Incentive Plan (for grants commencing in 2019) *(15) 10.11 Form of performance share award agreement - TSR Goals (U.S.) with Director Retirement Provisions under 2004 Equity Incentive Plan (for grants made in 2016 through 2018) *(15) 10.12 Form of performance share award agreement - TSR Goals (non-US) under 2004 Equity Incentive Plan (for grants made in 2016 through 2018) *(11) 10.13 Form of performance share award agreement - TSR Goals (U.S.) under 2004 Equity Incentive Plan (for grants commencing in 2019) *(15) 10.14 Form of performance share award agreement - Revenue Goals (U.S.) under 2004 Equity Incentive Plan (for grants made in 2016 through 2018) *(15) 10.15 Form of performance share award agreement - Revenue Goals (U.S.) with Director Retirement Provisions under 2004 Equity Incentive Plan (for grants made in 2016 through 2018) *(11) 10.16 Form of performance share award agreement - Revenue Goals (U.S.) under 2004 Equity Incentive Plan (for grants commencing in 2019) *(10) 10.17 Form of employee restricted stock unit issuance agreement under 2004 Equity Incentive Plan (for grants made in 2011 through 2018) *(11) 10.18 Form of employee restricted stock unit issuance agreement under 2004 Equity Incentive Plan (for grants commencing in 2019) * 10.19*** Form of global employee restricted stock unit issuance agreement under 2004 Equity Incentive Plan (3 year vest) (for grants commencing in 2019) * 10.20*** Form of global employee restricted stock unit issuance agreement under 2004 Equity Incentive Plan (4 year vest) (for grants commencing in 2019) *(11) 10.21 Form of non-employee director restricted stock unit issuance agreement under 2004 Equity Incentive Plan (for grants commencing in 2019) *(16) 10.22 Gilead Sciences, Inc. Employee Stock Purchase Plan, as amended and restated January 22, 2015 *(11) 10.23 Gilead Sciences, Inc. 2005 Deferred Compensation Plan, as amended and restated April 19, 2016 * 10.24*** Gilead Sciences, Inc. Severance Plan, amended and restated July 24, 2019 *(17) 10.25 Gilead Sciences, Inc. Corporate Bonus Plan, amended and restated effective as of January 1, 2019 *(18) 10.26 Gilead Sciences, Inc. Retention Program for Executive Officers *(19) 10.27 Offer Letter dated April16, 2008 between Registrant and Robin Washington *(20) 10.28 Offer Letter dated November 30, 2018 between Registrant and Daniel ODay *(11) 10.29 Offer Letter dated May 21, 2019 between Registrant and Johanna Mercier * 10.30*** Transition and Severance Agreement dated July 15, 2019 between Registrant and Gregg Alton * 10.31*** Transition and Severance Agreement dated July 15, 2019 between Registrant and John McHutchison *(11) 10.32 Stock option agreement for Daniel ODay under 2004 Equity Incentive Plan *(11) 10.33 Performance share award agreement for Daniel ODay (for TSR Goals in 2019) under 2004 Equity Incentive Plan *(11) 10.34 Performance share award agreement for Daniel ODay (for Revenue Goals in 2019) under 2004 Equity Incentive Plan *(11) 10.35 Form of restricted stock unit issuance agreement for Daniel ODay (in 2019) under 2004 Equity Incentive Plan *(22) 10.38 Form of Employee Proprietary Information and Invention Agreement entered into between Registrant and certain of its officers and key employees (revised in September2006) +(25) 10.41 Sixth Amendment Agreement to the License Agreement, between IOCB/REGA and Registrant, dated August18, 2006 amending the October 1992 License Agreement and the December 1992 License Agreement +(26) 10.42 Seventh Amendment Agreement to the License Agreement, between IOCB/REGA and Registrant dated July 1, 2013 amending the October 1992 License Agreement and the December 1992 License Agreement +(28) 10.44 Royalty Sale Agreement by and among Registrant, Emory University and Investors Trust & Custodial Services (Ireland) Limited, solely in its capacity as Trustee of Royalty Pharma, dated July18, 2005 +(28) 10.45 Amended and Restated License Agreement between Registrant, Emory University and Investors Trust & Custodial Services (Ireland) Limited, solely in its capacity as Trustee of Royalty Pharma, dated July21, 2005 ++(29) 10.46 Amended and Restated EVG License Agreement between Japan Tobacco Inc., and Registrant, dated November 29, 2018 ++(29) 10.47 Master Agreement by and between Registrant, Gilead Sciences K.K. and Japan Tobacco Inc., dated November 29, 2018 +(30) 10.48 Amended and Restated Collaboration Agreement by and among Registrant, Gilead Sciences Ireland UC (formerly Gilead Sciences Limited) and Janssen R&D Ireland, dated December 23, 2014 +(31) 10.49 License Agreement by and among Kite Pharma, Inc., Cabaret Biotech Ltd. and Dr. Zelig Eshhar, dated December 12, 2013 ++ 10.50*** Option, License and Collaboration Agreement by and between Galapagos NV and Registrant dated as of July 14, 2019 31.1*** Certification of Chief Executive Officer, as required by Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended 31.2*** Certification of Chief Financial Officer, as required by Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended 32 Certifications of Chief Executive Officer and Chief Financial Officer, as required by Rule 13a-14(b) or Rule15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. 1350)