HI 10-K Annual Report Sept. 30, 2017 | Alphaminr

HI 10-K Fiscal year ended Sept. 30, 2017

HILLENBRAND, INC.
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters,Item 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and ResultsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting andItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers, and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management, andItem 13. Certain Relationships and Related Transactions, and DirectorItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement Schedules

Exhibits

Exhibit 3.1 Restated and Amended Articles of Incorporation of Hillenbrand,Inc., effective March31, 2008 Exhibit 3.2 Articles of Correction of the Restated and Amended Articles of Incorporation of Hillenbrand,Inc., effective March31, 2008 Exhibit 3.3 Articles of Amendment of the Restated and Amended Articles of Incorporation of Hillenbrand, Inc., effective February 27, 2015 Exhibit 3.4 Amended and Restated Code of By-laws of Hillenbrand,Inc. Exhibit 4.1 Formof Indenture between Hillenbrand,Inc. and U.S. Bank National Association as trustee Exhibit 4.2 Formof Hillenbrand,Inc. 5.5% fixed rate 10 year global note Exhibit 4.3 Supplemental Indenture dated as of January10, 2013, by and among Hillenbrand,Inc., Batesville Casket Company,Inc., Batesville Manufacturing,Inc., Batesville Services,Inc., Coperion Corporation, K-Tron Investment Co., TerraSource Global Corporation, Process Equipment Group,Inc., Rotex Global, LLC, and U.S. Bank National Association, as trustee Exhibit 10.1 ** Formof Indemnity Agreement between Hillenbrand,Inc. and certain executive officers, including named executive officers Exhibit 10.2 ** Formof Indemnity Agreement between Hillenbrand,Inc. and its non-employee directors Exhibit 10.3 ** Hillenbrand,Inc. Board of Directors Deferred Compensation Plan Exhibit 10.4 ** Hillenbrand,Inc. Executive Deferred Compensation Program Exhibit 10.5 ** Hillenbrand,Inc. Supplemental Executive Retirement Plan Exhibit 10.6 ** Hillenbrand,Inc. Supplemental Retirement Plan effective as of July1, 2010 Exhibit 10.7 ** Employment Agreement dated as of March31, 2011, between Batesville Services,Inc., and Kimberly K. Ryan Exhibit 10.8 Credit Agreement dated as of July27, 2012 among Hillenbrand,Inc., the subsidiary borrowers named therein, the lenders named therein, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders Exhibit 10.9 Amendment and Restatement Agreement dated as of November19, 2012, among Hillenbrand,Inc., the subsidiary borrowers named therein, the lenders named therein, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders Exhibit 10.10 Guarantee Facility Agreement dated as of December3, 2012, by and between Coperion GmbH and Commerzbank Aktiengesellschaft Exhibit 10.11 Guaranty dated as of December3, 2012, by Hillenbrand,Inc. in favor of Commerzbank Aktiengesellschaft Exhibit 10.12 Private Shelf Agreement dated as of December6, 2012, by and between Hillenbrand,Inc. and Prudential Investment Management,Inc. Exhibit 10.13 ** Formof Hillenbrand,Inc. Stock Incentive Plan Performance Based Unit Award Agreement by and between Hillenbrand,Inc. and certain employees including executive officers Exhibit 10.14 Annex to Guaranty dated as of January10, 2013, by Coperion Corporation in favor of JPMorgan Chase Bank, N.A., as administrative agent, and various other agents and lenders named therein Exhibit 10.15 ** Employment Agreement dated as of April26, 2013, by and between Hillenbrand,Inc. and Joe A. Raver Exhibit 10.16 ** Amendment Agreement dated as of April26, 2013, by and between Hillenbrand,Inc. and Joe A. Raver Exhibit 10.17 Syndicated L/G Facility Agreement dated as of June3, 2013, by and among Hillenbrand,Inc., and certain of its subsidiaries, and Commerzbank Aktiengesellschaft, as arranger and lender, and various other lenders named therein Exhibit 10.18 ** Employment Agreement dated as of November4, 2013, by and between Hillenbrand,Inc. and William A. Canady Exhibit 10.19 ** Formof Hillenbrand,Inc. Stock Incentive Plan Performance Based Unit Award Agreement - Relative Total Shareholder Value, by and between Hillenbrand,Inc. and certain employees including executive officers Exhibit 10.20 ** Formof Change in Control Agreement between Hillenbrand,Inc. and certain of its executive officers, including its named executive officers Exhibit 10.21 ** Hillenbrand,Inc. Stock Incentive Plan Exhibit 10.22 ** Hillenbrand,Inc. Short-Term Incentive Compensation Plan for Key Executives Exhibit 10.23 ** Employment Agreement dated as of June18, 2014, by and between Hillenbrand,Inc. and Kristina Cerniglia Exhibit 10.24 ** Cash Award and Repayment Agreement dated as of August7, 2014, between Hillenbrand,Inc. and Kristina Cerniglia Exhibit 10.25 ** Restricted Stock Unit Award Agreement dated as of August7, 2014, between Hillenbrand,Inc. and Kristina Cerniglia Exhibit 10.26 Amendment No. 1 to Private Shelf Agreement, dated December 15, 2014, by and among Hillenbrand, Inc., Prudential Investment Management, Inc. and each Prudential Affiliate (as therein defined) that has become or becomes bound thereby Exhibit 10.27 Amendment No. 2 to Private Shelf Agreement, dated December 19, 2014, by and among Hillenbrand, Inc., Prudential Investment Management, Inc. and each Prudential Affiliate (as therein defined) that has become or becomes bound thereby Exhibit 10.28 Amendment No. 2 to Amended and Restated Credit Agreement, dated December 19, 2014, by and among Hillenbrand, Inc., the subsidiary borrowers named therein, the subsidiary guarantors named therein, the lenders named therein and JPMorgan Chase Bank, N.A., as administrative agent Exhibit 10.29 Amendment Agreement, dated as of February18, 2015, among Hillenbrand,Inc. and certain of its subsidiaries named therein, Commerzbank Aktiengesellschaft and various other lenders named therein, and Commerzbank International S.A., acting as agent Exhibit 10.30 Amendment No. 3 to Private Shelf Agreement, dated March 24, 2016, by and among Hillenbrand, Inc., Prudential Investment Management, Inc. and each Prudential Affiliate (as therein defined) that has become or becomes bound thereby Exhibit 14.1 Code of Ethical Business Conduct Exhibit21.1 * Subsidiaries of Hillenbrand,Inc. Exhibit23.1 * Consent of Independent Registered Public Accounting Firm Exhibit31.1 * Certification of Chief Executive Officer Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 Exhibit31.2 * Certification of Chief Financial Officer Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 Exhibit32.1 * Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section1350, as Adopted Pursuant to Section906 of the Sarbanes-Oxley Act of 2002 Exhibit32.2 * Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section1350, as Adopted Pursuant to Section906 of the Sarbanes-Oxley Act of 2002