HL 10-K Annual Report Dec. 31, 2018 | Alphaminr
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HL 10-K Fiscal year ended Dec. 31, 2018

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HECLA MINING CO/DE/
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosuresItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k SummaryNote 1: Summary Of Significant Accounting PoliciesNote 2. Revision Of Previously Issued Financial Statements For Immaterial MisstatementsNote 3. InvestmentsNote 4: Properties, Plants, Equipment and Mineral Interests, and Lease CommitmentsNote 5: Environmental and Reclamation ActivitiesNote 6: Income TaxesNote 7: Debt, Credit Facilities and Capital LeasesNote 8: Commitments, Contingencies, and ObligationsNote 9: Employee Benefit PlansNote 10: Stockholders EquityNote 11: Derivative InstrumentsNote 12: Business Segments, Sales Of Products and Significant CustomersNote 13: Fair Value MeasurementNote 14: Income (loss) Per Common ShareNote 15: Accumulated Other Comprehensive LossNote 16: AcquisitionsNote 17: Guarantor Subsidiaries

Exhibits

2.1 Arrangement Agreement dated as of March 16, 2018, among Hecla Mining Company, 1156291 B.C. Unlimited Liability Company, and Klondex Mines Ltd. Filed as exhibit 2.1 to Registrants Current Report on Form 8-K filed on March 19, 2018 (File No. 1-8491) and incorporated herein by reference. 2.2 Amending Agreement dated as of June 4, 2018, by and among Hecla Mining Company, its wholly-owned subsidiary, 1156291 B.C. Unlimited Liability Company, and Klondex Mines Ltd. Filed as exhibit 2.1 to Registrants Current Report on Form 8-K filed on June 4, 2018 (File No. 1-8491) and incorporated herein by reference. 2.3 Amending Agreement dated as of July 5, 2018, by and among Hecla Mining Company, its wholly-owned subsidiary, 1156291 B.C. Unlimited Liability Company, and Klondex Mines Ltd. Filed as exhibit 2.1 to Registrants Current Report on Form 8-K filed on July 6, 2018 (File No. 1/8491) and incorporated herein by reference. 3.1 Restated Certificate of Incorporation of the Registrant. Filed as exhibit 3.1 to Registrants Quarterly Report on Form 10-Q for the quarter ended March 31, 2018 (File No. 1-8491) and incorporated herein by reference. 3.2 Bylaws of the Registrants as amended to date. Filed as exhibit 3.1 to Registrants Current Report on Form 8-K filed on August 22, 2014 (File No. 1-8491) and incorporated herein by reference. 4.1 Designations, Preferences and Rights of Series B Cumulative Convertible Preferred Stock of the Registrant. Included as Annex II to Restated Certificate of Incorporation of Registrant. Filed as exhibit 3.1 to Registrants Quarterly Report on Form 10-Q for the quarter ended March 31, 2018 (File No. 1-8491) and incorporated herein by reference. 4.2(a) Indenture dated as of April 12, 2013, among Hecla Mining Company, as Issuer, certain subsidiaries of Hecla Mining Company, as Guarantors thereto, and The Bank of New York Mellon Trust Company, N.A., as Trustee. Filed as exhibit 10.1 to Registrants Current Report on Form 8-K filed on April 15, 2013 (File No. 1-8491) and incorporated herein by reference. 4.2(b) Supplemental Indenture dated as of April 14, 2014, among Hecla Mining Company, as Issuer, certain subsidiaries of Hecla Mining Company, as Guarantors thereto, and The Bank of New York Mellon Trust Company, N.A., as Trustee. Filed as exhibit 4.2 to Registrants Registration Statement on Form S-3ASR filed on April 14, 2014 (Registration No. 333-195246), and incorporated herein by reference. 4.2(c) Supplemental Indenture dated as of August 5, 2015, among Hecla Mining Company, as Issuer, certain subsidiaries of Hecla Mining Company, as Guarantors thereto, and The Bank of New York Mellon Trust Company, N.A., as Trustee. Filed as exhibit 4.2(d) to Registrants Form 10-K for the year ended December 31, 2015 (File No. 1-8491) and incorporated herein by reference. 4.2(d) Supplemental Indenture dated as of October 26, 2016, among Hecla Mining Company, as Issuer, certain subsidiaries of Hecla Mining Company, as Guarantors thereto, and The Bank of New York Mellon Trust, N.A., as Trustee. Filed as exhibit 4.2(e) to Registrants Form 10-K for the year ended December 31, 2016 (File No. 1-8491) and incorporated herein by reference. 4.2(e) Supplemental Indenture dated as of November 30, 2018, among Hecla Mining Company, as Issuer, certain subsidiaries of Hecla Mining Company, as Guarantors thereto, and The Bank of New York Mellon Trust, N.A., as Trustee. * 4.3 (a) Registration Rights Agreement dated as of September 12, 2018, among Hecla Mining Company, as sponsor of the Hecla Mining Company Retirement Plan and U.S. Bank National Association, as trustee of the Hecla Retirement Plan. Filed as exhibit 4.1 to Registrants S-3ASR filed September 12, 2018 (Registration No. 333-227309) and incorporated herein by reference. 4.3 (b) Registration Rights Agreement, dated as of November 29, 2018, among Hecla Mining Company, as Issuer, and the Hecla Mining Company Retirement Plan Trust, which is the funding vehicle for the Hecla Mining Company Retirement Plan, a tax-qualified employee benefit pension plan sponsored by Hecla Mining Company, and the Lucky Friday Pension Plan Trust, which is the funding vehicle for the Lucky Friday Pension Plan. Filed as exhibit 4.1 to Registrants S-3ASR filed November 30, 2018 (Registration No. 333-228616) and incorporated herein by reference. 10.1 Note Purchase Agreement dated as of March 5, 2018, among Hecla Mining Company, as Issuer, certain subsidiaries of Hecla Mining company, as Guarantors thereto, and Ressources Quebec. Filed as exhibit 10.1 to Registrants Current Report on Form 8-K filed on March 5, 2018 (File No. 1-8491) and incorporated herein by reference. 10.2 Fifth Amended and Restated Credit Agreement dated as of July 16, 2018 by and among Hecla Mining Company, certain subsidiaries of Hecla Mining Company, the Bank of Nova Scotia, as the Administrative Agent for the Lenders, and various Lenders. Filed as exhibit 10.1 to Registrants Current Report on Form 8-K filed on July 17, 2018 (File No. 1-8491) and incorporated herein by reference. 10.3 Form of Change of Control Agreement entered into on March 5, 2015, between Registrant and each of Phillips S. Baker, Jr., Lawrence P. Radford, Dean W.A. McDonald and David C. Sienko, on February 19, 2016 with Robert D. Brown, and on July 18, 2016 with Lindsay A. Hall. Filed as exhibit 10.2 to Registrants Form 10-K for the year ended December 31, 2015 (File No. 1-8491) and incorporated herein by reference. (1) 10.4 Form of Indemnification Agreement dated November 8, 2006, between Registrant and Phillips S. Baker, Jr., Dean W.A. McDonald, Ted Crumley and George R. Nethercutt, Jr. Identical Indemnification Agreements were entered into between the Registrant and Charles B. Stanley and Terry V. Rogers on May 4, 2007, David C. Sienko on January 29, 2010, Lawrence P. Radford on October 19, 2011, Robert D. Brown on January 4, 2016, Stephen F. Ralbovsky and George R. Johnson on March 1, 2016, Lindsay A. Hall on July 18, 2016, and Catherine J. Boggs on January 1, 2017. Filed as exhibit 10.7 to Registrants Quarterly Report on Form 10-Q for the quarter ended September 30, 2006 (File No. 1-8491) and incorporated herein by reference. 10.5 Hecla Mining Company Key Employee Deferred Compensation Plan. Filed as exhibit 10.4 to Registrants Form 10-K for the year ended December 31, 2017 (File No. 1-8491) and incorporated herein by reference. (1) 10.6 Hecla Mining Company 2010 Stock Incentive Plan, as amended. (1) * 10.7 Hecla Mining Company Amended Annual Incentive Plan. (1) * 10.8 Hecla Mining Company Executive and Senior Management Long-Term Performance Payment Plan (as Amended and Restated Effective January 1, 2017). Filed as exhibit 10.3 to Registrants Form 10-Q for the quarter ended March 31, 2017 (File No. 1-8491) and incorporated herein by reference. (1) 10.9 Hecla Mining Company Stock Plan for Nonemployee Directors, as amended. Filed as exhibit 10.3 to Registrants Form 10-Q for the quarter ended June 30, 2017 (File No. 1-8491) and incorporated herein by reference. (1) 10.10 Hecla Mining Company Retirement Plan for Employees and Supplemental Retirement and Death Benefit Plan. Filed as exhibit 10.17(a) to Registrants Form 10-K for the year ended December 31, 2008 (File No. 1-8491) and incorporated herein by reference. (1) 10.11 Supplemental Excess Retirement Master Plan Document. Filed as exhibit 10.5(b) to Registrants Annual Report on Form 10-Kfor the year ended December 31, 1994 (File No. 1-8491) and incorporated herein by reference. (1) 10.12 Hecla Mining Company Nonqualified Plans Master Trust Agreement. Filed as exhibit 10.5(c) to Registrants Annual Report on Form 10-Kfor the year ended December 31, 1994 (File No. 1-8491) and incorporated herein by reference. (1) 21 List of subsidiaries of Registrant. * 23.1 Consent of BDO USA, LLP. * 23.2 Consent of Amex Foster Wheeler E&C Services, Inc. * 23.3 Consent of Roscoe Postle Associates Inc.* 31.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. * 31.2 Certification pursuant to Section 302 of Sarbanes-Oxley Act of 2002. * 32.1 Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. * 32.2 Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. * 95 Mine safety information listed in Section 1503 of the Dodd-Frank Act. * 99.1 Defined Contribution Basic Plan Document for the Hecla Mining Company Capital Accumulation Plan (401(k) Plan. Filed as exhibit 99.1 to Registrants Quarterly Report on Form 10-Q for the quarter ended September 31, 2018 (File No. 1-8491) and incorporated herein by reference.