HL 10-K Annual Report Dec. 31, 2021 | Alphaminr
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HL 10-K Fiscal year ended Dec. 31, 2021

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HECLA MINING CO/DE/
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 5. Market For RegistrantItem 6. ReservedItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7. ManagementItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosuresItem 9A. Controls and ProceduresItem 9B. Other InformationItem 9C. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k SummaryNote 1: The CompanyNote 2: Summary Of Significant Accounting PoliciesNote 3. Revision Of Previously Issued Financial Statements For Immaterial MisstatementsNote 4: Business Segments, Sales Of Products and Significant CustomersNote 5: Environmental and Reclamation ActivitiesNote 6: Employee Benefit PlansNote 7: Income and Mining TaxesNote 8: Income (loss) Per Common ShareNote 9: Debt, Credit Facility and LeasesNote 10: Derivative InstrumentsNote 11: Fair Value MeasurementNote 12: Stockholders EquityNote 12: StockholdersNote 13: Accumulated Other Comprehensive LossNote 14: Properties, Plants, Equipment and Mineral Interests, and Lease CommitmentsNote 15: Commitments, Contingencies, and ObligationsNote 16: Subsequent Events

Exhibits

1.1 Equity Distribution Agreement, dated as of February 18, 2021, by and among Hecla Mining Company and the sales agents party thereto. Filed as exhibit 1.1 to Registrants Current Report on Form 8-K filed on February 18, 2021 (File No. 1-8491) and incorporated herein by reference. 3.1 Restated Certificate of Incorporation of the Registrant. Filed as exhibit 3.1 to Registrants Form 10-Q for the quarter ended March 31, 2018 (File No. 1-8491) and incorporated herein by reference. 3.2 Bylaws of the Registrant as amended to date. Filed as exhibit 3.2 to Registrants Current Report on Form 8-K filed on August 23, 2021 (File No. 1-8491) and incorporated herein by reference. 4.1 Designations, Preferences and Rights of Series B Cumulative Convertible Preferred Stock of the Registrant. Included as Annex II to Restated Certificate of Incorporation of Registrant filed as exhibit 3.1 to Registrants Form 10-Q for the quarter ended March 31, 2018 (File No. 1-8491) and incorporated herein by reference. 4.2 Registration Rights Agreement, dated as of April 29, 2021, between Hecla Mining Company and Waterton Nevada Splitter, LLC. Filed as exhibit 4.1 to Registrants Registration Statement on Form S-3 filed on May 20, 2021 (File No. 1-8491) and incorporated herein by reference. 4.3 Registration Rights Agreement dated as of September 22, 2021, among Hecla Mining Company, as Issuer, and the Hecla Mining Company Retirement Plan Trust, which is the funding vehicle for the Hecla Mining Company Retirement Plan, a tax-qualified employee benefit pension plan sponsored by Hecla Mining Company, and the Lucky Friday Pension Plan Trust, which is the funding vehicle for the Lucky Friday Pension Plan. Filed as exhibit 4.1 to Registrants Form 10-Q for the quarter ended September 30, 2021 (File No. 1-8491) and incorporated herein by reference. 4.4 Indenture, dated as of February 19, 2020, by and among Hecla Mining Company and The Bank of New York Mellon Trust Company, N.A., as trustee. Filed as exhibit 4.1 to Registrants Current Report on Form 8-K filed on February 19, 2020 (File No. 1-8491) and incorporated herein by reference 4.5 First Supplemental Indenture, dated as of February 19, 2020, among Hecla Mining Company, as Issuer, certain subsidiaries of Hecla Mining Company, as Guarantors hereto, and the Bank of New York Mellon Trust, N.A., as Trustee. Filed as exhibit 4.2 to Registrants Current Report on Form 8-K filed on February 19, 2020 (File No. 1-8491) and incorporated herein by reference. 4.6 Note Purchase Agreement, dated July 9, 2020, among Hecla Mining Company, as Issuer, certain subsidiaries of Hecla Mining Company, as Guarantors thereto, and Investissement Quebec. Filed as exhibit 10.1 to Registrants Current Report on Form 8-K filed on July 10, 2020 (File No. 1-8491) and incorporated herein by reference. 4.7 Description of Securities. * 10.1 Form of Change of Control Agreement entered into on March 5, 2015, between Registrant and each of Phillips S. Baker, Jr., and David C. Sienko, on February 19, 2016 with Robert D. Brown, on August 5, 2019 with Lauren M. Roberts, on March 1, 2020 with Michael L. Clary, on March 1, 2021 with Russell D. Lawlar, and on July 1, 2021 with Kurt Allen. Filed as exhibit 10.2 to Registrants Form 10-K for the year ended December 31, 2015 (File No. 1-8491) and incorporated herein by reference. (1) 10.2 Form of Indemnification Agreement dated November 8, 2006, between Registrant and Phillips S. Baker, Jr., and Ted Crumley. Identical Indemnification Agreements were entered into between the Registrant and Charles B. Stanley and Terry V. Rogers on May 4, 2007, David C. Sienko on January 29, 2010, Robert D. Brown on January 4, 2016, Stephen F. Ralbovsky and George R. Johnson on March 1, 2016, Catherine J. Boggs on January 1, 2017, Lauren M. Roberts on August 5, 2019, Alice Wong on February 26, 2021, Michael L. Clary on March 1, 2020, Russell D. Lawlar on March 1, 2021, and Kurt Allen on July 1, 2021. Filed as exhibit 10.7 to Registrants Form 10-Q for the quarter ended September 30, 2006 (File No. 1-8491) and incorporated herein by reference. (1) 10.4 Hecla Mining Company 2010 Stock Incentive Plan (Amended and Restated as of August 21, 2021). Filed as exhibit 10.1 to Registrants Form 10-Q for the quarter ended September 30, 2021 (File No. 1-8491) and incorporated herein by reference. (1) 10.5 Hecla Mining Company Short-Term Incentive Plan. Filed as exhibit 10.1 to Registrants Form 10-Q for the quarter ended March 31, 2019 (File No. 1-8491) and incorporated herein by reference. (1) 10.6 Hecla Mining Company Executive and Senior Management Long-Term Performance Payment Plan (as Amended and Restated Effective January 1, 2017). Filed as exhibit 10.3 to Registrants Form 10-Q for the quarter ended March 31, 2017 (File No. 8491) and incorporated herein by reference. (1) 10.7 Hecla Mining Company Retirement Plan for Employees and Supplemental Retirement and Death Benefit Plan. Filed as exhibit 10.17(a) to Registrants Form 10-K for the year ended December 31, 2008 (File No. 1-8491) and incorporated herein by reference. (1) 10.8(a) Hecla Mining Company Post-2004 Supplemental Excess Retirement Plan Master Plan Document, effective January 1, 2019. * 10.8(b) Hecla Mining Company Pre-2005 Supplemental Excess Retirement Plan Master Plan Document, effective January 1, 2019. * 10.9 Hecla Mining Company Nonqualified Plans Master Trust Agreement. Filed as exhibit 10.5(c) to Registrants Annual Report on Form 10-K for the year ended December 31, 1994 (File No. 1-8491) and incorporated herein by reference. (1) 10.10 Hecla Mining Company Stock Plan for Nonemployee Directors, as amended. Filed as exhibit 10.3 to Registrants Form 10-Q for the quarter ended June 30, 2017 (File No. 1-8491) and incorporated herein by reference. (1) 21 List of subsidiaries of Registrant. * 23.1 Consent of BDO USA, LLP. * 23.2 Consent of Qualified Person for Technical Report Summary of Greens Creek Mine. * 23.3 Consent of Qualified Person for Technical Report Summary of Lucky Friday Mine. * 23.4 Consent of Qualified Person for Technical Report Summary of Casa Berardi Mine. * 31.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. * 31.2 Certification pursuant to Section 302 of Sarbanes-Oxley Act of 2002. * 32.1 Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. * 32.2 Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. * 95 Mine safety information listed in Section 1503 of the Dodd-Frank Act. * 96.1 Technical Report Summary on the Greens Creek Mine, Alaska, U.S.A. * 96.2 Technical Report Summary on the Lucky Friday Mine, Idaho, U.S.A. * 96.3 Technical Report Summary on the Casa Berardi Mine, Northwestern Qubec, Canada. * 99.1 Contribution Agreement, dated as of September 22, 2021, among Hecla Mining Company, as sponsor of the Hecla Mining Company Retirement Plan, the Retirement Committee, as the named fiduciary of the Hecla Mining Company Retirement Plan, and U.S. Bank National Association, as trustee of the Hecla Mining Company Retirement Plan Trust. Filed as exhibit 99.1 to Registrants Form 10-Q for the quarter ended September 30, 2021 (File No. 1-8491) and incorporated herein by reference. 99.2 Contribution Agreement, dated as of September 22, 2021, among Hecla Mining Company, Hecla Limited as sponsor of the Lucky Friday Pension Plan, the Pension Committee, as the named fiduciary of the Lucky Friday Pension Plan, and U.S. Bank National Association, as trustee of the Lucky Friday Pension Plan. Filed as exhibit 99.2 to Registrants Form 10-Q for the quarter ended September 30, 2021 (File No. 1-8491) and incorporated herein by reference.