HON 10-K Annual Report Dec. 31, 2020 | Alphaminr
HONEYWELL INTERNATIONAL INC

HON 10-K Fiscal year ended Dec. 31, 2020

HONEYWELL INTERNATIONAL INC
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PROXIES
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Filed on April 9, 2021
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Filed on March 12, 2020
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Filed on March 14, 2019
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TABLE OF CONTENTS
Part Iii: Proxy Statement For Annual Meeting Of Shareowners To Be Held May 21, 2021Note 1. Summary Of Significant Accounting PoliciesNote 2. Acquisitions and DivestituresNote 3. Revenue Recognition and Contracts with CustomersNote 4. Repositioning and Other ChargesNote 5. Income TaxesNote 6. Accounts ReceivableNote 7. InventoriesNote 8. Property, Plant and Equipment NetNote 9. Goodwill and Other Intangible Assets NetNote 10. Long-term Debt and Credit AgreementsNote 11. LeasesNote 12. Derivative Instruments and Hedging TransactionsNote 13. Fair Value MeasurementsNote 14. Accrued LiabilitiesNote 15. Other LiabilitiesNote 16. Stock-based Compensation PlansNote 17. Earnings Per ShareNote 18. Accumulated Other Comprehensive Income (loss)Note 19. Capital StockNote 20. Commitments and ContingenciesNote 21. Pension and Other Postretirement BenefitsNote 22. Other (income) ExpenseNote 23. Segment Financial DataNote 24. Geographic Areas Financial DataNote 25. Supplemental Cash Flow InformationNote 26. Unaudited Quarterly Financial Information

Exhibits

3(i) Amended and Restated Certificate of Incorporation of Honeywell International Inc., as amended April 23, 2018 (incorporated by reference to Exhibit 3(i) to Honeywells Form 10-Q for the quarter ended June 30, 2018) 3(ii) By-laws of Honeywell International Inc., as amended April 23, 2018 (incorporated by reference to Exhibit 3(ii) to Honeywells Form 10-Q for the quarter ended June 30, 2018) 4.2 Description of Honeywell InternationalDescription of Honeywell International Inc. Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (filed herewith) 10.2* Amendment to Deferred Compensation Plan for Non-Employee Directors of Honeywell International Inc., as amended and restated (incorporated by reference to Exhibit 10.1 to Honeywells Form 8-K filed December 21, 2004) 10.3* Amendment to Deferred Compensation Plan for Non-Employee Directors of Honeywell International Inc., as amended and restated (incorporated by reference to Exhibit 10.2 to Honeywells Form 10-K for the year ended December 31, 2005) 10.4* Honeywell International Inc. Incentive Compensation Plan for Executive Employees, as amended and restated (incorporated by reference to Exhibit 10.4 to Honeywells Form 10-K for the year ended December 31, 2018) 10.5* Honeywell Excess Benefit Plan and Honeywell Supplemental Savings Plan, as amended and restated (filed herewith) 10.6* Honeywell International Inc. Severance Plan for Designated Officers, as amended and restated (incorporated by reference to Exhibit 10.6 to Honeywells Form 10-K for the year ended December 31, 2013) 10.7* Honeywell Deferred Incentive Compensation Plan, as amended and restated (filed herewith) 10.8* Honeywell International Inc. Supplemental Pension Plan, as amended and restated (incorporated by reference to Exhibit 10.10 to Honeywells Form 10-K for the year ended December 31, 2008) 10.9* Amendment to Honeywell International Inc. Supplemental Pension Plan, as amended and restated (incorporated by reference to Exhibit 10.10 to Honeywells Form 10-K for the year ended December 31, 2009) 10.10* Amendment to Honeywell International Inc. Supplemental Pension Plan, as amended and restated (incorporated by reference to Exhibit 10.7 to Honeywells Form 10-K for the year ended December 31, 2015) 10.11* Honeywell International Inc. Supplemental Executive Retirement Plan for Executives in Career Band 6 and Above, as amended and restated (incorporated by reference to Exhibit 10.12 to Honeywells Form 10-K for the year ended December 31, 2008) 10.12* Amendment to Honeywell International Inc. Supplemental Executive Retirement Plan for Executives in Career Band 6 and Above, as amended and restated (incorporated by reference to Exhibit 10.12 to Honeywells Form 10-K for the year ended December 31, 2009) 10.13* Amendment to Honeywell International Inc. Supplemental Executive Retirement Plan for Executives in Career Band 6 and Above, as amended and restated (incorporated by reference to Exhibit 10.9 to Honeywells Form 10-K for the year ended December 31, 2013) 10.14* Amendment to Honeywell International Inc. Supplemental Executive Retirement Plan for Executives in Career Band 6 and Above, as amended and restated (incorporated by reference to Exhibit 10.8 to Honeywells Form 10-K for the year ended December 31, 2015) 10.15* Honeywell Supplemental Defined Benefit Retirement Plan, as amended and restated (incorporated by reference to Exhibit 10.13 to Honeywells Form 10-K for the year ended December 31, 2008) 10.16* Amendment to Honeywell Supplemental Defined Benefit Retirement Plan, as amended and restated (incorporated by reference to Exhibit 10.13 to Honeywells Form 10-K for the year ended December 31, 2009) 10.17* Amendment to Honeywell Supplemental Defined Benefit Retirement Plan, as amended and restated (incorporated by reference to Exhibit 10.9 to Honeywells Form 10-K for the year ended December 31, 2015) 10.18* Honeywell International Inc. Severance Plan for Corporate Staff Employees (Involuntary Termination Following a Change in Control), as amended and restated (incorporated by reference to Exhibit 10.12 to Honeywells Form 10-K for the year ended December 31, 2013) 10.19* Honeywell Supplemental Retirement Plan (incorporated by reference to Exhibit 10.24 to Honeywells Form 10-K for the year ended December 31, 2006) 10.20* 2006 Stock Incentive Plan of Honeywell International Inc. and Its Affiliates, as amended and restated (incorporated by reference to Exhibit 10.26 to Honeywells Form 10-K for the year ended December 31, 2008) 10.21* Amendment to the 2006 Stock Incentive Plan of Honeywell International Inc. and Its Affiliates, as amended and restated (incorporated by reference to Exhibit 10.1 to Honeywells Form 10-Q for the quarter ended March 31, 2011) 10.22* 2006 Stock Incentive Plan of Honeywell International Inc. and Its AffiliatesForm of Option Award Agreement (incorporated by reference to Exhibit 10.2 to Honeywells Form 10-Q for the quarter ended March 31, 2009) 10.23* 2006 Stock Plan for Non-Employee Directors of Honeywell International Inc., as amended and restated (incorporated by reference to Exhibit 10.31 to Honeywells Form 10-K for the year ended December 31, 2008) 10.24* Amendment to 2006 Stock Plan for Non-Employee Directors of Honeywell International Inc., as amended and restated (incorporated by reference to Exhibit10.27 to Honeywells Form 10-K for the year ended December 31, 2011) 10.25* Amendment to 2006 Stock Plan for Non-Employee Directors of Honeywell International Inc., as amended and restated (incorporated by reference to Exhibit10.24 to Honeywells Form 10-K for the year ended December 31, 2014) 10.26* 2006 Stock Plan for Non-Employee Directors of Honeywell International Inc.Form of Option Agreement (incorporated by reference to Exhibit 10.3 to Honeywells Form 10-Q for the quarter ended March 31, 2012) 10.27* 2006 Stock Plan for Non-Employee Directors of Honeywell International Inc.Form of Restricted Unit Agreement (incorporated by reference to Exhibit 10.4 to Honeywells Form 10-Q for the quarter ended March 31, 2012) 10.28* 2007 Honeywell Global Employee Stock Plan (incorporated by reference to Exhibit A of Honeywells Proxy Statement, dated March 12, 2007, filed pursuant to Rule14a-6 of the Securities Exchange Act of 1934) 10.29* 2006 Stock Incentive Plan of Honeywell International Inc. and Its AffiliatesForm of Option Award Agreement, Form 2 (incorporated by reference to Exhibit 10.37 to Honeywells Form 10-K for the year ended December 31, 2010) 10.30* Letter Agreement dated September 3, 2009 between Honeywell and Timothy Mahoney (incorporated by reference to Exhibit 10.38 to Honeywells Form 10-K for the year ended December 31, 2010) 10.31* Form of Honeywell International Inc. Noncompete Agreement for Senior Executives (incorporated by reference to Exhibit 10.39 to Honeywells Form 10-K for the year ended December 31, 2010) 10.32* 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates (incorporated by reference to Exhibit A of Honeywells Proxy Statement, dated March 10, 2011, filed pursuant to Rule 14a-6 of the Securities Exchange Act of 1934) 10.33* Amendment to 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates (incorporated by reference to Exhibit 10.36 to Honeywells Form 10-K for the year ended December 31, 2012) 10.34* Amendment to 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates (incorporated by reference to Exhibit 10.1 to Honeywells Form 10-Q for the quarter ended March 31, 2014) 10.35* 2011 Stock Incentive Plan of Honeywell International Inc. and its AffiliatesForm of Restricted Unit Agreement (incorporated by reference to Exhibit 10.2 to Honeywells Form 10-Q for the quarter ended March 31, 2014) 10.36* 2011 Stock Incentive Plan of Honeywell International Inc. and its AffiliatesForm of Restricted Unit Agreement, Form 2 (incorporated by reference to Exhibit 10.3 to Honeywells Form 10-Q for the quarter ended March 31, 2014) 10.37* 2011 Stock Incentive Plan of Honeywell International Inc. and Its AffiliatesForm of Stock Option Award Agreement (incorporated by reference to Exhibit 10.4 to Honeywells Form 10-Q for the quarter ended March 31, 2014) 10.38* 2011 Stock Incentive Plan of Honeywell International Inc. and Its AffiliatesForm of Stock Option Award Agreement, Form 2 (incorporated by reference to Exhibit10.39 to Honeywells Form 10-K for the year ended December 31, 2014) 10.39* 2011 Stock Incentive Plan of Honeywell International Inc. and Its AffiliatesForm of Growth Plan Agreement (incorporated by reference to Exhibit 10.5 to Honeywells Form 10-Q for the quarter ended March 31, 2014) 10.40* 2016 Stock Incentive Plan of Honeywell International Inc. and its AffiliatesForm of Performance Plan Grant Agreement (incorporated by reference to Exhibit 10.2 to Honeywells Form 10-Q for the quarter ended March 31, 2017) 10.41* Letter Agreement dated February 24, 2012 between Honeywell and Darius Adamczyk (incorporated by reference to Exhibit 10.1 to Honeywells Form 10-Q for the quarter ended March 31, 2016) 10.42* Offer Letter dated March 31, 2016 from Honeywell International Inc. to Darius Adamczyk (incorporated by reference to Exhibit 99.1 to Honeywells Form 8-K filed April 6, 2016) 10.43* Employment Offer Letter dated March 1, 2017 between Honeywell and Darius Adamczyk (incorporated by reference to Exhibit 99.1 to Honeywells Form 8-K filed March 6, 2017) 10.44* 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates (incorporated by reference to Exhibit A of Honeywells Proxy Statement, dated March 10, 2016, filed pursuant to Rule 14a-6 of the Securities Exchange Act of 1934) 10.45* 2016 Stock Incentive Plan of Honeywell International Inc. and its AffiliatesForm of Restricted Unit Agreement (incorporated by reference to Exhibit 10.1 to Honeywells Form 10-Q for the quarter ended June 30, 2016) 10.46* 2016 Stock Incentive Plan of Honeywell International Inc. and its AffiliatesForm of Restricted Unit Agreement, Form 2 (incorporated by reference to Exhibit 10.2 to Honeywells Form 10-Q for the quarter ended June 30, 2016) 10.47* 2016 Stock Incentive Plan of Honeywell International Inc. and its AffiliatesForm of Stock Option Award Agreement (incorporated by reference to Exhibit 10.3 to Honeywells Form 10-Q for the quarter ended June 30, 2016) 10.48* 2016 Stock Plan for Non-Employee Directors (incorporated by reference to Exhibit B of Honeywells Proxy Statement, dated March 10, 2016, filed pursuant to Rule14a-6 of the Securities Exchange Act of 1934) 10.49* 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc.Form of Stock Option Award Agreement (incorporated by reference to Exhibit 10.74 to Honeywells Form 10-K for the year ended December 31, 2017) 10.50* 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc.Form of Restricted Unit Agreement (incorporated by reference to Exhibit 10.6 to Honeywells Form 10-Q for the quarter ended June 30, 2016) 10.51* UOP LLC Supplemental Pension Plan, as amended and restated (incorporated by reference to Exhibit 10.76 to Honeywells 10-K for the year ended December 31, 2017) 10.52* Letter Agreement dated April 1, 2016 between Honeywell and Rajeev Gautam (incorporated by reference to Exhibit 10.1 to Honeywells Form 10-Q for the quarter ended March 31, 2018) 10.53* Letter Agreement dated July 27, 2018 between Honeywell and Greg Lewis (incorporated by reference to Exhibit 99.1 to Honeywells Form 8-K filed August2, 2018) 10.54 364-Day Credit Agreement, dated as of April 10, 2020, among Honeywell International Inc., the banks, financial institutions, and other institutional lenders parties thereto, Citibank, N.A., as administrative agent, and JPMorgan Chase Bank, N.A., as syndication agent (incorporated by reference to Exhibit 10.1 to Honeywells Form 8-K filed on April 10, 2020) 10.55 Amended and Restated Five-Year Credit Agreement, dated as of April26, 2019, among Honeywell International Inc., the banks, financial institutions, and other institutional lenders parties thereto, Citibank, N.A., as administrative agent, Citibank Europe PLC, UK Branch, as swing line agent, JPMorgan Chase Bank, N.A., as syndication agent, Bank of America, N.A., Barclays Bank PLC, Deutsche Bank Securities Inc., Goldman Sachs Bank USA, Morgan Stanley MUFG Loan Partners, LLC, and Wells Fargo Bank, National Association, as documentation agents, and Citibank, N.A. and JPMorgan Chase Bank, N.A., as joint lead arrangers and co-bookrunners (incorporated by reference to Exhibit 10.2 to Honeywells Form 8-K filed April 29, 2019) 10.56* Offer Letter dated July 9, 2018 between Honeywell International Inc. and Mark R. James (incorporated by reference to Exhibit 10.1 to Honeywells Form 10-Q for the quarter ended March 31, 2019) 10.57 Indemnification and Reimbursement Agreement, dated September 12, 2018, by and among Honeywell ASASCO Inc., Honeywell ASASCO 2 Inc., and Honeywell International Inc. (incorporated by reference to Exhibit 2.1 to Honeywells Form 8-K filed September 14, 2018) 10.58 Indemnification and Reimbursement Agreement, dated October 14, 2018,by and among New HAPI Inc. and Honeywell International Inc. (incorporated by reference to Exhibit 2.1 to Honeywells Form 8-K filed October 15, 2018) 10.59* Amendment to the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. (incorporated by reference to Exhibit 99.2 to Honeywell's Form 8-K filed October 8, 2019) 10.60* Amendment to the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates (incorporated by reference to Exhibit 10.2 to Honeywells Form 10-Q for the quarter ended September 30, 2020) 10.61* Amendment to the 2016 Stock Plan for Non-Employee Directors (incorporated by reference to Exhibit 10.1 to Honeywells Form 10-Q for the quarter ended June 30, 2020) 10.62* 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. Form of Stock Option Award Agreement (incorporated by reference to Exhibit 10.2 to Honeywells Form 10-Q for the quarter ended June 30, 2020) 10.63* 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. Form of Restricted Unit Agreement (incorporated by reference to Exhibit 10.3 to Honeywells Form 10-Q for the quarter ended June 30, 2020) 10.64* Retirement Agreement, dated July 20, 2020, between Honeywell and Mark R. James (incorporated by reference to Exhibit 10.4 to Honeywells Form 10-Q for the quarter ended June 30, 2020) 10.65 Delayed Draw Term Loan Agreement, dated as of March 26, 2020, among Honeywell International Inc., the initial lenders named therein, Citibank, N.A., as administrative agent, and Citibank, N.A., Bank of America, N.A., JPMorgan Chase Bank, N.A. and Wells Fargo Bank, National Association, as syndication agents (incorporated by reference to Exhibit 10.1 to Honeywells Form 8-K filed on March 31, 2020) 10.66 Second Amendment,dated July 28, 2020, to Indemnification and Reimbursement Agreement dated October 14, 2018 among Honeywell and Resideo Intermediate Holding Inc. (incorporated by reference to Exhibit 10.1 to Honeywells Form 10-Q for the quarter ended September 30, 2020) 10.67 First Amendment, dated April 21, 2020, to Indemnification and Reimbursement Agreement,dated October 14, 2018 among Honeywell and Resideo Intermediate Holding Inc. (incorporated by reference to Exhibit 10.6 to Honeywells Form 10-Q for the quarter ended June 30, 2020) 10.68 First Amendment, dated June 12, 2020, to Indemnification and Reimbursement Agreement,dated September 12, 2018 among Honeywell, Honeywell Holdings International Inc. and Garrett ASASCO Inc.(incorporated by reference to Exhibit 10.7 to Honeywells Form 10-Q for the quarter ended June 30, 2020) 10.69* Amendment to Honeywell International Inc. Incentive Compensation Plan for Executive Employees, as amended and restated (filed herewith) 10.70* Letter agreement dated October 2, 2017, between Honeywell International Inc. and Anne Madden (filed herewith) 21 Subsidiaries of the Registrant (filed herewith) 23.1 Consent of Deloitte & Touche LLP (filed herewith) 24 Powers of Attorney (filed herewith) 31.1 Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith) 31.2 Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith) 32.1 Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith) 32.2 Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith) 95 Mine Safety Disclosures (filed herewith)