HPQ 10-Q Quarterly Report Jan. 31, 2020 | Alphaminr

HPQ 10-Q Quarter ended Jan. 31, 2020

HP INC
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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Financial Statements and Supplementary DataNote 1: Basis Of PresentationNote 1: Basis Of PresentatiNote 1: Basis Of Presentation (continued)Note 2. Segment InformationNote 2: Segment Information (continued)Note 3: Restructuring and Other ChargesNote 4: Retirement and Post-retirement Benefit PlansNote 5: Taxes on EarningsNote 6: Supplementary Financial InformationNote 6: Supplementary Financial Information (continued)Note 7: Fair ValueNote 7: Fair Value (continued)Note 8: Financial InstrumentsNote 8: Financial Instruments (continued)Note 9: BorrowingsNote 9: Borrowings (continued)Note 10: Stockholders DeficitNote 10: Stockholders' Deficit (continued)Note 11: Net Earnings Per ShareNote 12: Litigation and ContingenciesNote 12: Litigation and Contingencies (continued)Note 13: Guarantees, Indemnifications and WarrantiesNote 13: Guarantees, Indemnifications and Warranties (continued)Note 14: LeasesNote 14: Leases (continued)Note 15: Subsequent EventsItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

2(a) Separation and Distribution Agreement, dated as of October31, 2015, by and among Hewlett-Packard Company, Hewlett Packard Enterprise Company and the Other Parties Thereto.** 8-K 001-04423 2.1 November5, 2015 2(b) Transition Services Agreement, dated as of November1, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company.** 8-K 001-04423 2.2 November5, 2015 2(d) Employee Matters Agreement, dated as of October31, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company.** 8-K 001-04423 2.4 November5, 2015 3(a) Registrants Certificate of Incorporation. 10-Q 001-04423 3(a) June12, 1998 3(c) Registrants Certificate of Amendment to the Certificate of Incorporation. 8-K 001-04423 3.2 October22, 2015 3(d) Registrants Certificate of Amendment to the Certificate of Incorporation. 8-K 001-04423 3.1 April7, 2016 3(e) Registrants Amended and Restated Bylaws. 8-K 001-04423 3.1 February 7, 2019 3(f) Certificate of Designations of Series A Junior Participating Preferred Stock of HP Inc. 8-K 001-04423 3.1 February 20, 2020 4(a) Form of Senior Indenture S-3 333-215116 4.1 December15, 2016 4(b) Form of Subordinated Indenture. S-3 333-21516 4.2 December15, 2016 4(c) Form of Registrants 3.750% Global Note due December1, 2020 and form of related Officers Certificate. 8-K 001-04423 4.2 and 4.3 December2, 2010 4(d) Form of Registrants 4.300% Global Note due June1, 2021 and form of related Officers Certificate. 8-K 001-04423 4.5and4.6 June1, 2011 4(e) Form of Registrants 4.375% Global Note due September15, 2021 and 6.000% Global Note due September15, 2041 and form of related Officers Certificate. 8-K 001-04423 4.4,4.5and4.6 September19, 2011 4(f) Form of Registrants 4.650% Global Note due December9, 2021 and related Officers Certificate. 8-K 001-04423 4.3and4.4 December12, 2011 4(g) Form of Registrants 4.050% Global Note due September15, 2022 and related Officers Certificate. 8-K 001-04423 4.2and4.3 March12, 2012 4(h) Specimen certificate for the Registrants common stock. 8-K/A 001-04423 4.1 June23, 2006 4(i) First Supplemental Indenture, dated as of March 26, 2018, to the Indenture, dated as of June 1, 2000, by and between the Registrant and The Bank of New York Mellon Trust Company, N.A. 10-Q 001-04423 4(j) June 5, 2018 4(j) Description of HP Inc.s securities. 10-K 001-04423 4(j) December 12, 2019 4(k) Rights Agreement, dated as of February 20, 2020, between HP Inc. and Equiniti Trust Company, as rights agent, which includes the form of Right Certificate as Exhibit B and the Summary of Rights to Purchase Preferred Shares as Exhibit C. 8-K 001-04423 4.1 February 20, 2020 10(a) Registrants 2004 Stock Incentive Plan.* S-8 333-114253 4.1 April7, 2004 10(b) Registrants Excess Benefit Retirement Plan, amended and restated as of January1, 2006.* 8-K 001-04423 10.2 September21, 2006 10(c) Hewlett-Packard Company Cash Account Restoration Plan, amended and restated as of January1, 2005.* 8-K 001-04423 99.3 November23, 2005 10(d) Registrants 2005 Pay-for-Results Plan, as amended.* 10-K 001-04423 10(h) December14, 2011 10(e) Registrants Executive Severance Agreement.* 10-Q 001-04423 10(u)(u) June13, 2002 10(f) Registrants Executive Officers Severance Agreement.* 10-Q 001-04423 10(v)(v) June13, 2002 10(g) Form letter regarding severance offset for restricted stock and restricted units.* 8-K 001-04423 10.2 March22, 2005 10(h) Form of Agreement Regarding Confidential Information and Proprietary Developments (California).* 8-K 001-04423 10.2 January24, 2008 10(i) Form of Agreement Regarding Confidential Information and Proprietary Developments (Texas).* 10-Q 001-04423 10(o)(o) March10, 2008 10(j) Form of Stock Option Agreement for Registrants 2004 Stock Incentive Plan.* 10-Q 001-04423 10(p)(p) March10, 2008 10(k) Form of Option Agreement for Registrants 2000 Stock Plan.* 10-Q 001-04423 10(t)(t) June6, 2008 10(1) Form of Common Stock Payment Agreement for Registrants 2000 Stock Plan.* 10-Q 001-04423 10(u)(u) June6, 2008 10(m) Form of Stock Notification and Award Agreement for awards of non-qualified stock options.* 10-K 001-04423 10(y)(y) December18, 2008 10(n) First Amendment to the Hewlett-Packard Company Excess Benefit Retirement Plan.* 10-Q 001-04423 10(b)(b)(b) March10, 2009 10(o) Form of Stock Notification and Award Agreement for awards of non-qualified stock options.* 10-K 001-04423 10(i)(i)(i) December15, 2010 10(p) Form of Agreement Regarding Confidential Information and Proprietary Developments (Californianew hires).* 10-K 001-04423 10(j)(j)(j) December15, 2010 10(q) Form of Agreement Regarding Confidential Information and Proprietary Developments (Californiacurrent employees).* 10-K 001-04423 10(k)(k)(k) December15, 2010 10(r) Second Amended and Restated Hewlett-Packard Company 2004 Stock Incentive Plan, as amended effective February28, 2013.* 8-K 001-04423 10.2 March21, 2013 10(s) Form of Stock Notification and Award Agreement for awards of restricted stock units.* 10-Q 001-04423 10(u)(u) March11, 2014 10(t) Form of Stock Notification and Award Agreement for awards of foreign stock appreciation rights.* 10-Q 001-04423 10(v)(v) March11, 2014 10(u) Form of Stock Notification and Award Agreement for long-term cash awards.* 10-Q 001-04423 10(w)(w) March11, 2014 10(v) Form of Stock Notification and Award Agreement for awards of non-qualified stock options.* 10-Q 001-04423 10(x)(x) March11, 2014 10(w) Form of Grant Agreement for grants of performance-adjusted restricted stock units.* 10-Q 001-04423 10(y)(y) March11, 2014 10(x) Form of Stock Notification and Award Agreement for awards of restricted stock.* 10-Q 001-04423 10(z)(z) March11, 2014 10(y) Form of Stock Notification and Award Agreement for awards of performance-contingent non-qualified stock options.* 10-Q 001-04423 10(a)(a)(a) March11, 2014 10(z) Form of Grant Agreement for grants of performance-contingent non-qualified stock options.* 10-Q 001-04423 10(b)(b)(b) March 11, 2014 10(a)(a) Form of Grant Agreement for grants of restricted stock units.* 10-K 001-04423 10(c)(c)(c) March 11, 2015 10(b)(b) Form of Grant Agreement for grants of foreign stock appreciation rights.* 10-K 001-04423 10(d)(d)(d) March 11, 2015 10(d)(d) Form of Grant Agreement for grants of non-qualified stock options.* 8-K 001-04423 10(f)(f)(f) March 11, 2015 10(e)(e) Form of Grant Agreement for grants of performance-adjusted restricted stock units.* 10-Q 001-04423 10(g)(g)(g) March 11, 2015 10(f)(f) Form of Grant Agreement for grants of restricted stock awards.* 10-Q 001-04423 10(h)(h)(h) March 11, 2015 10(g)(g) Form of Grant Agreement for grants of performance-contingent non-qualified stock options.* 10-Q 001-04423 10(i)(i)(i) March 11, 2015 10(h)(h) Term Loan Agreement, dated as of April 30, 2015, among the Registrant, the lenders named therein and JPMorgan Chase Bank, N.A., as administrative agent. 10-Q 001-04423 10(b)(b)(b) June 8, 2015 10(i)(i) Amendment, dated as of June 1, 2015, to the Term Loan Agreement, dated as of April 30, 2015, among the Registrant, the lenders named therein and JPMorgan Chase Bank, N.A., as administrative agent. 10-Q 001-04423 10(c)(c)(c) June 8, 2015 10(j)(j) Second Amended and Restated Five-Year Credit Agreement, dated as of April 2, 2014, as Amended and Restated as of November 1, 2015, among the Registrant, the lenders named therein and Citibank, N.A., as administrative processing agent and co-administrative agent, and JPMorgan Chase Bank, N.A., as co-administrative agent.** 10-Q 001-04423 10(j)(j) June 5, 2018 10(k)(k) Amendment No. 1, dated March 1, 2019 to Second Amended and Restated Five-Year Credit Agreement, dated as of April 2, 2014, as Amended and Restated as of November 1, 2015, as further Amended and Restated as of March 30, 2018, among the Registrant, the lenders named therein and Citibank, N.A., as administrative processing agent and co-administrative agent, and JPMorgan Chase Bank, N.A., as co-administrative agent. 10-Q 001-04423 10(k)(k) March 5, 2019 10(l)(l) Form of Grant Agreement for grants of foreign stock appreciation rights.* 10-K 001-04423 10(e)(e)(e) December 16, 2015 10(m)(m) Form of Grant Agreement for grants of performance-contingent non-qualified stock options.* 10-K 001-04423 10(f)(f)(f) December16, 2015 10(n)(n) Form of Grant Agreement for grants of non-qualified stock options.* 10-K 001-04423 10(g)(g)(g) December 16, 2015 10(o)(o) Registrants 2005 Executive Deferred Compensation Plan, amended and restated effective November1, 2015.* 10-K/A 001-04423 10(n)(n) December 15, 2017 10(p)(p) Registrants Severance and Long-Term Incentive Change in Control Plan for Executive Officers, amended and restated effective February 28, 2020.* 10(q)(q) Form of Stock Notification and Award Agreement for awards of performance-contingent non-qualified stock options (launch grant).* 10-Q 001-04423 10(p)(p) March3, 2016 10(r)(r) Form of Stock Notification and Award Agreement for awards of restricted stock units (launch grant).* 10-Q 001-04423 10(q)(q) March3, 2016 10(s)(s) Form of Stock Notification and Award Agreement for awards of restricted stock units.* 10-Q 001-04423 10(r)(r) March3, 2016 10(t)(t) Form of Stock Notification and Award Agreement for awards of performance-adjusted restricted stock units.* 10-Q 001-04423 10(s)(s) March3, 2016 10(u)(u) Form of Amendment to Award Agreements for awards of restricted stock units or performance-adjusted restricted stock units, effective January1, 2016.* 10-Q 001-04423 10(t)(t) March3, 2016 10(v)(v) 2017 Amendment to the Hewlett-Packard Company Cash Account Restoration Plan.* 10-Q 001-04423 10(w)(w) March 2, 2017 10(w)(w) Second Amendment to the Hewlett-Packard Company Excess Benefit Retirement Plan.* 10-Q 001-04423 10(x)(x) March 2, 2017 10(x)(x) Second Amended and Restated HP Inc. 2004 Stock Incentive Plan, as amended and restated effective January 23, 2017.* 10-Q 001-04423 10(y)(y) March 2, 2017 10(y)(y) Form of Grant Agreement for grants of performance-adjusted restricted stock units (for use from November 1, 2016).* 10-Q 001-04423 10(z)(z) March 2, 2017 10(z)(z) Form of Grant Agreement for grants of restricted stock units (for use from November 1, 2016).* 10-Q 001-04423 10(a)(a)(a) March 2, 2017 10(a)(a)(a) Second Amended and Restated HP Inc. 2004 Stock Incentive Plan (as amended effective January 29, 2018).* 10-Q 001-04423 10(b)(b)(b) March 1, 2018 10(b)(b)(b) Form of Grant Agreement for grants of restricted stock units (for use from November 1, 2017).* 10-Q 001-04423 10(c)(c)(c) March 1, 2018 10(c)(c)(c) Form of Grant Agreement for grants of performance-adjusted restricted stock units (for use from November 1, 2017).* 10-Q 001-04423 10(d)(d)(d) March 1, 2018 10(d)(d)(d) Form of Grant Agreement for grants of restricted stock units for directors (for use from November 1, 2017).* 10-Q 001-04423 10(e)(e)(e) March 1, 2018 10(e)(e)(e) Form of Grant Agreement for grants of stock options for directors (for use from November 1, 2017).* 10-Q 001-04423 10(f)(f)(f) March 1, 2018 10(f)(f)(f) Form of Grant Agreement for grants of restricted stock units (for use from November 1, 2018).* 10-K 001-04423 10(g)(g)(g) December 13, 2018 10(g)(g)(g) Form of Grant Agreement for grants of performance-adjusted restricted stock units (for use from November 1, 2018).* 10-K 001-04423 10(h)(h)(h) December 13, 2018 10(h)(h)(h) Form of Grant Agreement for grants of stock options for directors (for use from November 1, 2018).* 10-Q 001-04423 10(j)(j)(j) March 5, 2019 10(i)(i)(i) Form of Grant Agreement for grants of restricted stock units for directors (for use from November 1, 2018).* 10-Q 001-04423 10(k)(k)(k) March 5, 2019 10(j)(j)(j) Form of Grant Agreement for grants of restricted stock units (for use from July 1, 2019).* 10-Q 001-04423 10(l)(l)(l) August 29, 2019 10(k)(k)(k) Form of Grant Agreement for grants of non-qualified stock options.* 10-K 001-04423 10(m)(m)(m) December 12, 2019 10(l)(l)(l) Form of Retention Grant Agreement for grants of non-qualified stock options.* 10-K 001-04423 10(n)(n)(n) December 12, 2019 10(m)(m)(m) Form of Grant Agreement for grants of stock options for directors (for use from January 15, 2020).* 10(n)(n)(n) Form of Grant Agreement for grants of restricted stock units for directors (for use from January 15, 2020).* 10(o)(o)(o) Form of Retention Grant Agreement for grants of restricted stock units (for use from November 1, 2019).* 10(p)(p)(p) Form of Grant Agreement for grants of restricted stock units (for use from November 1, 2019).* 10(q)(q)(q) Form of Grant Agreement for grants of performance-adjusted restricted stock units (for use from November 1, 2019).* 31.1 Certification of Chief Executive Officer pursuant to Rule13a-14(a) and Rule15d-14(a) of the Securities Exchange Act of 1934, as amended. 31.2 Certification of Chief Financial Officer pursuant to Rule13a-14(a) and Rule15d-14(a) of the Securities Exchange Act of 1934, as amended. 32 Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002.