HPQ 10-Q Quarterly Report July 31, 2023 | Alphaminr

HPQ 10-Q Quarter ended July 31, 2023

HP INC
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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Financial Statements and Supplementary DataNote 1: Basis Of PresentationNote 2: Segment InformationNote 2: Segment Information (continued)Note 3: Restructuring and Other ChargesNote 4: Retirement and Post-retirement Benefit PlansNote 4: Retirement and Post-retirement Benefit Plans (continued)Note 5: Taxes on EarningsNote 6: Supplementary Financial InformationNote 6: Supplementary Financial Information (continued)Note 7: Fair ValueNote 7: Fair Value (continued)Note 8: Financial InstrumentsNote 8: Financial Instruments (continued)Note 9: BorrowingsNote 9: Borrowings (continued)Note 10: Stockholders DeficitNote 10: Stockholders' Deficit (continued)Note 11: Net Earnings Per ShareNote 12: Litigation and ContingenciesNote 12: Litigation and Contingencies (continued)Note 13: Guarantees, Indemnifications and WarrantiesNote 14: Revision Of Prior Period Financial StatementsItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

2(a) Separation and Distribution Agreement, dated as of October31, 2015, by and among Hewlett-Packard Company, Hewlett Packard Enterprise Company and the Other Parties Thereto.** 8-K 001-04423 2.1 November 5, 2015 2(b) Transition Services Agreement, dated as of November1, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company.** 8-K 001-04423 2.2 November 5, 2015 2(c) Employee Matters Agreement, dated as of October31, 2015, by and between Hewlett-Packard Company and Hewlett Packard Enterprise Company.** 8-K 001-04423 2.4 November 5, 2015 3(a) Registrants Certificate of Incorporation. 10-Q 001-04423 3(a) June 12, 1998 3(c) Registrants Certificate of Amendment to the Certificate of Incorporation. 8-K 001-04423 3.2 October 22, 2015 3(d) Registrants Certificate of Amendment to the Certificate of Incorporation. 8-K 001-04423 3.1 April 7, 2016 3(e) Registrants Amended and Restated Bylaws. 8-K 001-04423 3.1 June 23, 2023 3(f) Certificate of Designations of Series A Junior Participating Preferred Stock of HP Inc. 8-K 001-04423 3.1 February 20, 2020 4(a) Form of Senior Indenture S-3 333-215116 4.1 December 15, 2016 4(b) Form of Subordinated Indenture. S-3 333-215116 4.2 December 15, 2016 4(c) Form of Registrants 4.375% Global Note due September15, 2021 and 6.000% Global Note due September15, 2041 and form of related Officers Certificate. 8-K 001-04423 4.4,4.5and4.6 September 19, 2011 4(d) Form of Registrants 4.650% Global Note due December9, 2021 and related Officers Certificate. 8-K 001-04423 4.3and4.4 December 12, 2011 4(e) Form of Registrants 4.050% Global Note due September15, 2022 and related Officers Certificate. 8-K 001-04423 4.2and4.3 March 12, 2012 4(f) Specimen certificate for the Registrants common stock. 8-A/A 001-04423 4.1 June 23, 2006 4(g) First Supplemental Indenture, dated as of March 26, 2018, to the Indenture, dated as of June 1, 2000, by and between the Registrant and The Bank of New York Mellon Trust Company, N.A. 10-Q 001-04423 4(j) June 5, 2018 4(h) Description of HP Inc.s securities. 10-K 001-04423 4(j) December 12, 2019 4(i) Indenture, dated as of June 17, 2020, between HP Inc. and The Bank of New York Mellon Trust Company, N.A., as trustee. 8-K 001-04423 4.1 June 17, 2020 4(j) Form of 2.200% notes due 2025 and related Officers Certificate. 8-K 001-04423 4.2and4.5 June 17, 2020 4(k) Form of 3.000% notes due 2027 and related Officers Certificate. 8-K 001-04423 4.3and4.5 June 17, 2020 4(l) Form of 3.400% notes due 2030 and related Officers Certificate. 8-K 001-04423 4.4and4.5 June 17, 2020 4(m) First Supplemental Indenture, dated as of June 16, 2021, between the Registrant and The Bank of New York Mellon Trust Company, N.A., as Trustee. 8-K 001-04423 4.2 June 21, 2021 4(n) Registration Rights Agreement, dated as of June 16, 2021, by and among the Registrant and Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Wells Fargo Securities, LLC, as representatives of the Initial Purchasers of the Notes. 8-K 001-04423 4.3 June 21, 2021 4(o) Form of 4.000% notes due 2029 and related Officers Certificate. 8-K 001-04423 4.2and4.4 March 31, 2022 4(p) Form of 4.200% notes due 2032 and related Officers Certificate. 8-K 001-04423 4.3and4.4 March 31, 2022 4(q) Form of 4.750% notes due 2028 and related Officers Certificate. 8-K 001-04423 4.2and4.4 June 21, 2022 4(r) Form of 5.500% notes due 2033 and related Officers Certificate. 8-K 001-04423 4.3and4.4 June 21, 2022 4(s) Second Supplemental Indenture, dated as of September 1, 2022, between HP Inc. and The Bank of New York Mellon Trust Company, N.A., as Trustee. 8-K 001-04423 4.2 September 7, 2022 10(a) Registrants 2004 Stock Incentive Plan.* S-8 333-114253 4.1 April 7, 2004 10(b) Registrants Excess Benefit Retirement Plan, amended and restated as of January1, 2006.* 8-K 001-04423 10.2 September 21, 2006 10(c) Hewlett-Packard Company Cash Account Restoration Plan, amended and restated as of January1, 2005.* 8-K 001-04423 99.3 November 23, 2005 10(d) Form of Agreement Regarding Confidential Information and Proprietary Developments (California).* 8-K 001-04423 10.2 January 24, 2008 10(e) Form of Agreement Regarding Confidential Information and Proprietary Developments (Texas).* 10-Q 001-04423 10(o)(o) March 10, 2008 10(f) Form of Stock Option Agreement for Registrants 2004 Stock Incentive Plan.* 10-Q 001-04423 10(p)(p) March 10, 2008 10(g) Form of Common Stock Payment Agreement for Registrants 2000 Stock Plan.* 10-Q 001-04423 10(u)(u) June 6, 2008 10(h) First Amendment to the Hewlett-Packard Company Excess Benefit Retirement Plan.* 10-Q 001-04423 10(b)(b)(b) March 10, 2009 10(i) Form of Stock Notification and Award Agreement for awards of non-qualified stock options.* 10-K 001-04423 10(i)(i)(i) December 15, 2010 10(j) Form of Agreement Regarding Confidential Information and Proprietary Developments (Californianew hires).* 10-K 001-04423 10(j)(j)(j) December 15, 2010 10(k) Form of Agreement Regarding Confidential Information and Proprietary Developments (Californiacurrent employees).* 10-K 001-04423 10(k)(k)(k) December 15, 2010 10(1) Second Amended and Restated Hewlett-Packard Company 2004 Stock Incentive Plan, as amended effective February28, 2013.* 8-K 001-04423 10.2 March 21, 2013 10(m) Form of Stock Notification and Award Agreement for awards of foreign stock appreciation rights.* 10-Q 001-04423 10(v)(v) March 11, 2014 10(n) Form of Stock Notification and Award Agreement for long-term cash awards.* 10-Q 001-04423 10(w)(w) March 11, 2014 10(o) Form of Stock Notification and Award Agreement for awards of non-qualified stock options.* 10-Q 001-04423 10(x)(x) March 11, 2014 10(p) Form of Stock Notification and Award Agreement for awards of performance-contingent non-qualified stock options.* 10-Q 001-04423 10(a)(a)(a) March 11, 2014 10(q) Form of Grant Agreement for grants of performance-contingent non-qualified stock options.* 10-Q 001-04423 10(b)(b)(b) March 11, 2014 10(r) Form of Grant Agreement for grants of long-term cash awards.* 10-Q 001-04423 10(e)(e)(e) March 11, 2015 10(s) Form of Grant Agreement for grants of non-qualified stock options.* 10-Q 001-04423 10(f)(f)(f) March 11, 2015 10(t) Form of Grant Agreement for grants of performance-contingent non-qualified stock options.* 10-Q 001-04423 10(i)(i)(i) March 11, 2015 10(u) Form of Grant Agreement for grants of foreign stock appreciation rights.* 10-K 001-04423 10(e)(e)(e) December 16, 2015 10(v) Form of Grant Agreement for grants of performance-contingent non-qualified stock options.* 10-K 001-04423 10(f)(f)(f) December 16, 2015 10(w) Form of Grant Agreement for grants of non-qualified stock options.* 10-K 001-04423 10(g)(g)(g) December 16, 2015 10(x) Registrants 2005 Executive Deferred Compensation Plan, amended and restated effective November1, 2017.* 10-K/A 001-04423 10(n)(n) December 15, 2017 10(y) Registrants Severance and Long-Term Incentive Change in Control Plan for Executive Officers, amended and restated effective February 28, 2020.* 10-Q 001-04423 10(p)(p) March 5, 2020 10(z) Form of Stock Notification and Award Agreement for awards of performance-contingent non-qualified stock options (launch grant).* 10-Q 001-04423 10(p)(p) March 3, 2016 10(a)(a) 2017 Amendment to the Hewlett-Packard Company Cash Account Restoration Plan.* 10-Q 001-04423 10(w)(w) March 2, 2017 10(b)(b) Second Amendment to the Hewlett-Packard Company Excess Benefit Retirement Plan.* 10-Q 001-04423 10(x)(x) March 2, 2017 10(c)(c) Second Amended and Restated HP Inc. 2004 Stock Incentive Plan, as amended and restated effective January 23, 2017.* 10-Q 001-04423 10(y)(y) March 2, 2017 10(d)(d) Second Amended and Restated HP Inc. 2004 Stock Incentive Plan (as amended effective January 29, 2018).* 10-Q 001-04423 10(b)(b)(b) March 1, 2018 10(e)(e) Form of Grant Agreement for grants of restricted stock units (for use from November 1, 2017).* 10-Q 001-04423 10(c)(c)(c) March 1, 2018 10(f)(f) Form of Grant Agreement for grants of restricted stock units for directors (for use from November 1, 2017).* 10-Q 001-04423 10(e)(e)(e) March 1, 2018 10(g)(g) Form of Grant Agreement for grants of stock options for directors (for use from November 1, 2017).* 10-Q 001-04423 10(f)(f)(f) March 1, 2018 10(h)(h) Form of Grant Agreement for grants of restricted stock units (for use from November 1, 2018).* 10-K 001-04423 10(g)(g)(g) December 13, 2018 10(i)(i) Form of Grant Agreement for grants of performance-adjusted restricted stock units (for use from November 1, 2018).* 10-K 001-04423 10(h)(h)(h) December 13, 2018 10(j)(j) Form of Grant Agreement for grants of stock options for directors (for use from November 1, 2018).* 10-Q 001-04423 10(j)(j)(j) March 5, 2019 10(k)(k) Form of Grant Agreement for grants of restricted stock units for directors (for use from November 1, 2018).* 10-Q 001-04423 10(k)(k)(k) March 5, 2019 10(l)(l) Form of Grant Agreement for grants of restricted stock units (for use from July 1, 2019).* 10-Q 001-04423 10(l)(l)(l) August 29, 2019 10(m)(m) Form of Grant Agreement for grants of non-qualified stock options.* 10-K 001-04423 10(m)(m)(m) December 12, 2019 10(n)(n) Form of Retention Grant Agreement for grants of non-qualified stock options.* 10-K 001-04423 10(n)(n)(n) December 12, 2019 10(o)(o) Form of Grant Agreement for grants of stock options for directors (for use from January 15, 2020).* 10-Q 001-04423 10(m)(m)(m) March 5, 2020 10(p)(p) Form of Grant Agreement for grants of restricted stock units for directors (for use from January 15, 2020).* 10-Q 001-04423 10(n)(n)(n) March 5, 2020 10(q)(q) Form of Retention Grant Agreement for grants of restricted stock units (for use from November 1, 2019).* 10-Q 001-04423 10(o)(o)(o) March 5, 2020 10(r)(r) Form of Grant Agreement for grants of restricted stock units (for use from November 1, 2019).* 10-Q 001-04423 10(p)(p)(p) March 5, 2020 10(s)(s) Form of Grant Agreement for grants of performance-adjusted restricted stock units (for use from November 1, 2019).* 10-Q 001-04423 10(q)(q)(q) March 5, 2020 10(t)(t) Amendment Number One to Second Amended and Restated HP Inc. 2004 Stock Incentive Plan (as amended effective February 28, 2020).* 10-Q 001-04423 10(r)(r)(r) June 5, 2020 10(u)(u) Amendment Number One to Registrants 2005 Executive Deferred Compensation Plan (as amended effective February 28, 2020).* 10-Q 001-04423 10(s)(s)(s) June 5, 2020 10(v)(v) HP Inc. 2021 Employee Stock Purchase Plan.* 10-Q 001-04423 10(t)(t)(t) June 5, 2020 10(w)(w) Amendment Number Two to Second Amended and Restated HP Inc. 2004 Stock Incentive Plan (as amended effective September 21, 2020.* 10-K 001-04423 10(x)(x)(x) December 10, 2020 10(x)(x) Amendment Number Two to Registrant's 2005 Executive Deferred Compensation Plan (as amended effective September 21, 2020).* 10-K 001-04423 10(y)(y)(y) December 10, 2020 10(y)(y) Form of Grant Agreement for grants of restricted stock units (for use from November 17, 2020).* 10-Q 001-04423 10(x)(x)(x) March 5, 2021 10(z)(z) Form of Retention Grant Agreement for grants of restricted stock units (for use from November 17, 2020).* 10-Q 001-04423 10(y)(y)(y) March 5, 2021 10(a)(a)(a) Form of Grant Agreement for grants of non-qualified stock options.* 10-Q 001-04423 10(z)(z)(z) March 5, 2021 10(b)(b)(b) Form of Retention Grant Agreement for grants of non-qualified stock options.* 10-Q 001-04423 10(a)(a)(a)(a) March 5, 2021 10(c)(c)(c) Form of Grant Agreement for grants of performance-adjusted restricted stock units (for use from November 17, 2020).* 10-Q 001-04423 10(b)(b)(b)(b) March 5, 2021 10(d)(d)(d) Form of Grant Agreement for grants of performance-contingent non-qualified stock options.* 10-Q 001-04423 10(c)(c)(c)(c) March 5, 2021 10(e)(e)(e) Form of Grant Agreement for grants of restricted stock units for directors.* 10-Q 001-04423 10(d)(d)(d)(d) March 5, 2021 10(f)(f)(f) First Amendment to the Registrants Severance and Long-Term Incentive Change in Control Plan for Executive Officers, as amended and restated effective February 28, 2020 (as amended effective December 7, 2020)* 10-Q 001-04423 10(e)(e)(e)(e) March 5, 2021 10(g)(g)(g) Amendment Number Three to Registrants 2005 Executive Deferred Compensation Plan (as amended effective November 17, 2020).* 10-Q 001-04423 10(f)(f)(f)(f) March 5, 2021 10(h)(h)(h) Five-Year Credit Agreement, dated as of May 26, 2021, among the Registrant, the lenders named therein and JPMorgan Chase Bank, N.A., as administrative agent. 8-K 001-04423 10.1 June 1, 2021 10(i)(i)(i) Amendment Number Four to Registrants 2005 Executive Deferred Compensation Plan (as amended effective as of April 1, 2021 and December 31, 2021).* 10-Q 001-04423 10(j)(j)(j) September 3, 2021 10(j)(j)(j) Form of Grant Agreement for grants of restricted stock units (for use from November 16, 2021).* 10-Q 001-04423 10(j)(j)(j) March 7, 2022 10(k)(k)(k) Form of Retention Grant Agreement for grants of restricted stock units (for use from November 16, 2021).* 10-Q 001-04423 10(k)(k)(k) March 7, 2022 10(l)(l)(l) Form of Grant Agreement for grants of non-qualified stock options.* 10-Q 001-04423 10(l)(l)(l) March 7, 2022 10(m)(m)(m) Form of Retention Grant Agreement for grants of non-qualified stock options.* 10-Q 001-04423 10(m)(m)(m) March 7, 2022 10(n)(n)(n) Form of Grant Agreement for grants of performance-adjusted restricted stock units (for use from November 16, 2021).* 10-Q 001-04423 10(n)(n)(n) March 7, 2022 10(o)(o)(o) Form of Grant Agreement for grants of performance-contingent non-qualified stock options.* 10-Q 001-04423 10(o)(o)(o) March 7, 2022 10(p)(p)(p) Third Amended and Restated HP Inc. 2004 Stock Incentive Plan.* 8-K 001-04423 10.1 April 22, 2022 10(q)(q)(q) Amendment Agreement, dated August 23, 2022 to the Five-Year Credit Agreement dated May 26, 2021, by and among HP Inc., the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent. 8-K 001-04423 10.1 August 26, 2022 10(r)(r)(r) Plantronics, Inc. 2003 Stock Plan, as amended and restated.* S-8 333-267151 4.4 August 29, 2022 10(s)(s)(s) Amendment Number One to the Plantronics, Inc. 2003 Stock Plan, as amended and restated.* S-8 333-267151 4.5 August 29, 2022 10(t)(t)(t) Amendment Number Five to Registrants 2005 Executive Deferred Compensation Plan.* 10-K 001-04423 10(t)(t)(t) December 6, 2022 10(u)(u)(u) Form of Grant Agreement for grants of restricted stock units (for use from November 1, 2022).* 10-Q 001-04423 10(u)(u)(u) March 1, 2023 10(v)(v)(v) Form of Retention Grant Agreement for grants of restricted stock units (for use from November 1, 2022).* 10-Q 001-04423 10(v)(v)(v) March 1, 2023 10(w)(w)(w) Form of Grant Agreement for grants of non-qualified stock options (for use from November 1, 2022).* 10-Q 001-04423 10(w)(w)(w) March 1, 2023 10(x)(x)(x) Form of Retention Grant Agreement for grants of non-qualified stock options (for use from November 1, 2022).* 10-Q 001-04423 10(x)(x)(x) March 1, 2023 10(y)(y)(y) Form of Grant Agreement for grants of performance-adjusted restricted stock units (for use from November 1, 2022).* 10-Q 001-04423 10(y)(y)(y) March 1, 2023 10(z)(z)(z) Form of Grant Agreement for grants of performance-contingent non-qualified stock options (for use from November 1, 2022).* 10-Q 001-04423 10(z)(z)(z) March 1, 2023 10(a)(a)(a)(a) Second Amendment to Registrants Severance and Long-Term Incentive Change in Control Plan for Executive Officers, as amended and restated effective February 28, 2020, for Performance-Contingent Stock Options generally granted on or after December 7, 2022.* 10-Q 001-04423 10(a)(a)(a)(a) March 1, 2023 10(b)(b)(b)(b) Form of Grant Agreement for grants of restricted stock units (for Plantronics, Inc. plan).* 10-Q 001-04423 10(b)(b)(b)(b) March 1, 2023 10(c)(c)(c)(c) Form of Retention Grant Agreement for grants of restricted stock units (for Plantronics, Inc. plan).* 10-Q 001-04423 10(c)(c)(c)(c) March 1, 2023 10(d)(d)(d)(d) 2023 Amendment to the HP Inc. Cash Account Restoration Plan.* 10-Q 001-04423 10(d)(d)(d)(d) May 31, 2023 10(e)(e)(e)(e) Third Amendment to the HP Inc. Excess Benefit Plan.* 10-Q 001-04423 10(e)(e)(e)(e) May 31, 2023 31.1 Certification of Chief Executive Officer pursuantto Rule13a-14(a) and Rule15d-14(a) of the Securities Exchange Act of 1934, as amended. 31.2 Certification of Chief Financial Officer pursuant to Rule13a-14(a) and Rule15d-14(a) of the Securities Exchange Act of 1934, as amended. 32 Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002.