IESC 10-Q Quarterly Report Dec. 31, 2018 | Alphaminr

IESC 10-Q Quarter ended Dec. 31, 2018

IES HOLDINGS, INC.
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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Financial StatementsItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

2.1 Stock Purchase Agreement dated as of June 1, 2016, by and among IES Infrastructure Solutions, LLC, IES Holdings, Inc., Technibus, Inc. and Technibus, LLC. (Incorporated by reference to Exhibit2.1 to the Companys Current Report onForm 8-Kfiled on June15, 2016) 3.1 Second Amended and Restated Certificate of Incorporation of IES Holdings, Inc., as amended by the Certificate of Amendment thereto, effective May24, 2016 (composite). (Incorporated by reference to Exhibit3.1 to the Companys Quarterly Report onForm10-Qfiled onAugust 8, 2016) 3.2 Certificate of Designations of Series A Junior Participating Preferred Stock (Incorporated by reference to Exhibit 3.1 to the Companys Current Report onForm8-Kfiled on January28, 2013) 3.3 Amended and Restated Bylaws of IES Holdings, Inc., effective May24, 2016. (Incorporated by reference to Exhibit 3.2 to the Companys Current Report onForm8-Kfiled on May24, 2016) 4.1 Specimen common stock certificate. (Incorporated by reference to Exhibit4.1 to the Companys Annual Report onForm10-Kfiled on December9, 2016) 4.2 Tax Benefit Protection Plan Agreement by and between IES Holdings, Inc. and American Stock Transfer & Trust Company, LLC, as Rights Agent, dated as of November8, 2016, including the form of Rights Certificate and Summary of Stockholder Rights Plan attached thereto as Exhibits A and B, respectively. (Incorporated by reference to Exhibit4.1 to the Companys Current Report onForm8-Kfiled on November9, 2016) 10.1 Board Observer Letter Agreement between Tontine Associates, L.L.C. and IES Holdings, Inc., dated December 6, 2018. (Incorporated by reference to Exhibit10.17 to the Companys Annual Report on Form10-K filed December7, 2018) (1)31.1 Rule13a-14(a)/15d-14(a)Certification of RobertW. Lewey, President, (1)31.2 Rule13a-14(a)/15d-14(a)Certification of Tracy A. McLauchlin, Senior Vice President, Chief Financial Officer and Treasurer (1)32.1 Section1350 Certification of RobertW. Lewey, President (1)32.2 Section1350 Certification of TracyA. McLauchlin, Senior Vice President, Chief Financial Officer and Treasurer