IESC 10-Q Quarterly Report March 31, 2019 | Alphaminr
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IESC 10-Q Quarter ended March 31, 2019

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Income Statement
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IES HOLDINGS, INC.
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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Financial StatementsItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

3.1 Second Amended and Restated Certificate of Incorporation of IES Holdings, Inc., as amended by the Certificate of Amendment thereto, effective May24, 2016 (composite). (Incorporated by reference to Exhibit 3.1 to the Companys Quarterly Report on Form10-Qfiled onAugust 8, 2016) 3.2 Certificate of Designation of Series A Junior Participating Preferred Stock (Incorporated by reference to Exhibit 3.1 to the Companys Current Report on Form8-Kfiled on January28, 2013) 3.3 Amended and Restated Bylaws of IES Holdings, Inc., effective May24, 2016. (Incorporated by reference to Exhibit 3.2 to the Companys Current Report on Form8-Kfiled on May24, 2016) 4.1 Specimen common stock certificate. (Incorporated by reference to Exhibit 4.1 to the Companys Annual Report onForm10-Kfiled on December9, 2016) 4.2 Tax Benefit Protection Plan Agreement by and between IES Holdings, Inc. and American Stock Transfer & Trust Company, LLC, as Rights Agent, dated as of November 8, 2016, including the form of Rights Certificate and Summary of Stockholder Rights Plan attached thereto as Exhibits A and B, respectively. (Incorporated by reference to Exhibit4.1 to the Companys Current Report on Form8-Kfiled on November9, 2016) 10.1 Third Amendment, dated as of July 23, 2018, to Second Amended and Restated Credit and Security Agreement, dated as of April 10, 2017, by and among IES Holdings, Inc., each of the other Borrowers and Guarantors named therein and Wells Fargo Bank, National Association. (Incorporated by reference to Exhibit 10.1 to the Companys Current Report on Form8-Kfiled on July23, 2018) 10.2 * Form of Phantom Stock Unit Award under the Companys Amended and Restated 2006 Equity Incentive Plan (as of February9, 2016), dated February6, 2019.(1) 10.3 * IES Holdings, Inc. Short-Term Incentive Plan. (Incorporated by reference to Exhibit 10.1 to the Companys Current Report onForm8-KfiledMarch, 5, 2019) 10.4 * IES Holdings, Inc. Long-Term Incentive Plan Annual Grant Program. (Incorporated by reference to Exhibit 10.2 to the Companys Current Report onForm8-KfiledMarch, 5, 2019) 10.5* Form of Cumulative Income Restricted Stock Award Agreement under the Companys 2006 Equity Incentive Plan (as of February9, 2016), dated March4, 2019.(1) 10.6* Time-Based Restricted Stock Award Agreement, dated as of March4, 2019, by and between IES Holdings, Inc. and Gary S. Matthews, under the Companys Amended and Restated 2006 Equity Incentive Plan (as of February9, 2016).(1) 10.7* First Stock Price-Based Restricted Stock Award Agreement, dated as of March4, 2019, by and between IES Holdings, Inc. and Gary S. Matthews, under the Companys Amended and Restated 2006 Equity Incentive Plan (as of February9, 2016).(1) 10.8* Second Stock Price-Based Restricted Stock Award Agreement, dated as of March4, 2019, by and between IES Holdings, Inc. and Gary S. Matthews, under the Companys Amended and Restated 2006 Equity Incentive Plan (as of February9, 2016).(1) 10.9 * Employment Agreement between IES Holdings, Inc. and Gary S. Matthews, dated as of February28, 2019.(1) 10.10* Transition Agreement and Release between IES Holdings, Inc. and Robert W. Lewey, dated as of March9, 2019.(1) 10.11* Consulting Fee Agreement between IES Holdings, Inc. and Robert W. Lewey, dated as of March9, 2019.(1) 10.12 Second Amendment, dated as of May1, 2019, to Sublease Agreement, dated as of March29, 2012 and amended as of March 31, 2016, between Tontine Associates, L.L.C. and IES Management ROO, LP.(1) 31.1 Rule13a-14(a)/15d-14(a)Certification of Gary S. Matthews, Chief Executive Officer(1) 31.2 Rule13a-14(a)/15d-14(a)Certification of Tracy A. McLauchlin, Senior Vice President, Chief Financial Officer and Treasurer(1) 32.1 Section1350 Certification of Gary S. Matthews, Chief Executive Officer(2) 32.2 Section1350 Certification of Tracy A. McLauchlin, Senior Vice President, Chief Financial Officer and Treasurer(2)