IESC 10-Q Quarterly Report June 30, 2019 | Alphaminr

IESC 10-Q Quarter ended June 30, 2019

IES HOLDINGS, INC.
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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Financial StatementsItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

3.1 Second Amended and Restated Certificate of Incorporation of IES Holdings, Inc., as amended by the Certificate of Amendment thereto, effective May 24, 2016 (composite). (Incorporated by reference to Exhibit 3.1 to the Companys Quarterly Report on Form 10-Q filed onAugust 8, 2016) 3.2 Certificate of Designation of Series A Junior Participating Preferred Stock (Incorporated by reference to Exhibit 3.1 to the Companys Current Report on Form 8-K filed on January 28, 2013) 3.3 Amended and Restated Bylaws of IES Holdings, Inc., effective May24, 2016. (Incorporated by reference to Exhibit 3.2 to the Companys Current Report on Form 8-K filed on May 24, 2016) 4.1 Specimen common stock certificate. (Incorporated by reference to Exhibit 4.1 to the Companys Annual Report on Form 10-K filed on December 9, 2016) 4.2 Tax Benefit Protection Plan Agreement by and between IES Holdings, Inc. and American Stock Transfer & Trust Company, LLC, as Rights Agent, dated as of November 8, 2016, including the form of Rights Certificate and Summary of Stockholder Rights Plan attached thereto as Exhibits A and B, respectively. (Incorporated by reference to Exhibit 4.1 to the Companys Current Report on Form 8-K filed on November 9, 2016) 10.1 Second Amendment, dated as of May 1, 2019, to Sublease Agreement, dated as of March 29, 2012 and amended as of March 31, 2016, between Tontine Associates, L.L.C. and IES Management ROO, L.P. (Incorporated by reference to Exhibit 10.12 to the Companys Quarterly Report on Form 10-Q filed on May 6, 2019) 10.2 Fourth Amendment, dated as of May 20, 2019, to Second Amended and Restated Credit and Security Agreement, dated as of April 10, 2017, by and among IES Holdings, Inc., each of the other Borrowers and Guarantors named therein and Wells Fargo Bank, National Association.(1) 31.1 Rule 13a-14(a)/15d-14(a) Certification of Gary S. Matthews, Chief Executive Officer(1) 31.2 Rule 13a-14(a)/15d-14(a) Certification of Tracy A. McLauchlin, Senior Vice President, Chief Financial Officer and Treasurer(1) 32.1 Section 1350 Certification of Gary S. Matthews, Chief Executive Officer(2) 32.2 Section 1350 Certification of Tracy A. McLauchlin, Senior Vice President, Chief Financial Officer and Treasurer(2)