IQV 10-K Annual Report Dec. 31, 2022 | Alphaminr
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IQV 10-K Fiscal year ended Dec. 31, 2022

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IQVIA HOLDINGS INC.
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of EquityItem 6. [reserved]Item 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationItem 9C. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

2.1* Agreement and Plan of Merger, dated as of May 3, 2016, by and between QuintilesTransnational Holdings Inc. and IMS Health Holdings, Inc. (which includes the Plan of Conversion dated as of May 3, 2016 as Exhibit A thereto). 8-K 001-35907 2.1 May 3, 2016 3.1 Amended and Restated Certificate of Incorporation of IQVIA Holdings Inc., effective April 12, 2022. 8-K 001-35907 3.1 April 14, 2021 3.2 Amended and Restated Bylaws of IQVIA Holdings Inc., effective February 13, 2023. 8-K 001-35907 3.1 February 13, 2023 4.1 Specimen Common Stock Certificate of Quintiles Transnational Holdings Inc. S-1/A 333-186708 4.1 April 26, 2013 4.2 Indenture, dated as of September 28, 2016, among Quintiles IMS Incorporated, theGuarantors listed therein and U.S. Bank National Association, as Trustee. 8-K 001-35907 4.1 October 3, 2016 4.3 Indenture, dated September 14, 2017, among Quintiles IMS Incorporated, as Issuer, U.S. Bank National Association, as trustee of the Notes, and certain subsidiaries of the Issuer as guarantorsU.S. Bank National Association, as trustee of the Notes, and certain subsidiaries of the Issuer as guarantors. 8-K 001-35907 4.1 September 19, 2017 4.4 Indenture, dated May 10, 2019, among IQVIA Inc., as Issuer, U.S. Bank National Association, as trustee of the Notes and certain subsidiaries of the Issuer, as guarantorsAssociation, as trustee of the Notes and certain subsidiaries of the Issuer, as guarantors. 8-K 001-35907 4.1 May 10, 2019 4.5 Indenture, dated August 13, 2019, among IQVIA Inc., as Issuer, U.S. Bank National Association, as trustee of the Notes and certain subsidiaries of the Issuer, as guarantorsAssociation, as trustee of the Notes and certain subsidiaries of the Issuer, as guarantors. 8-K 001-35907 4.1 August 13, 2019 4.6 Indenture, dated June 24, 2020, among IQVIA Inc., as Issuer, U.S. Bank NationalAssociation, as trustee of the Notes and certain subsidiaries of the Issuer, as guarantors. 8-K 001-35907 4.1 June 24, 2020 4.7 Indenture, dated March 3, 2021, among IQVIA Inc., as Issuer, U.S. Bank NationalAssociation, as trustee of the Notes and certain subsidiaries of the Issuer, as guarantors. 8-K 001-35907 4.1 March 3, 2021 10.1 Fifth Amended and Restated Credit Agreement, dated as of August 25, 2021, by andamongIQVIA Inc., IQVIA RDS Inc., IQVIA AG, IQVIA Solutions Japan K.K., IQVIA Holdings Inc., the Guarantors party thereto and the Lenders party thereto (Annex A to Exhibit 10.1 filed August 25, 2021). 8-K 001-35907 10.1 August 25, 2021 10.2 Amendment No. 1 to Fifth Amended and Restated Credit Agreement, dated June 16, 2022, among IQVIA Inc., IQVIA Holdings Inc., IQVIA RDS Inc. the other guarantors party thereto, Bank of America, N.A. as administrative agent and as collateral agent, and the Lenders party thereto. 8-K 001-35907 10.1 June 16, 2022 10.3 Amended and Restated Pledge and Security Agreement, dated as of March 17, 2014, among Healthcare Technology Intermediate Holdings, Inc., IMS Health Incorporated, each of the grantors party thereto, and Bank of America, N.A., as Administrative Agent. IMSHealth S-1/A 333-193159 10.3 March 24, 2014 10.4 U.S. Guaranty, dated as of March 17, 2014, among Healthcare Technology IntermediateHoldings, Inc., as Holdings, IMS Health Incorporated, as Parent Borrower,the other Guarantors party thereto from time to time, and Bank of America, N.A., as AdministrativeAgent. IMSHealth S-1/A 333-193159 10.3 March 24, 2014 10.5 StockholdersAgreement, dated May 3, 2016, among Quintiles Transnational HoldingsInc. and the stockholders identifiedtherein. 8-K 001-35907 10.4 May 3, 2016 10.6 Formof Director Indemnification Agreement. S-1/A 333-186708 10.1 April 19, 2013 10.7 Form of Indemnification Agreement with each of the non-management directors of Quintiles IMS HoldingsInc. 8-K 001-35907 10.8 October 3, 2016 10.8 Descriptionof Non-Employee Director Compensation, effective as of January 1, 2017. 10-K 001-35907 10.27 February 16, 2017 10.9 Formof Non-Competition, Non-Solicitation, Confidentiality and IP Agreement. 8-K 001-35907 10.2 October 19, 2015 10.10 QuintilesTransnational Holdings Inc. Annual Management Incentive Plan. S-1/A 333-186708 10.57 April 19, 2013 10.11 QuintilesTransnational Holdings Inc. 2008 Stock Incentive Plan. S-1 333-186708 10.17 February 15, 2013 10.12 Form of Stock Option Award Agreement for Senior Executives under the Quintiles Transnational Holdings Inc. 2008 Stock IncentivePlan. S-1 333-186708 10.18 February 15, 2013 10.13 Form of Stock Option Award Agreement for Non-Employee Directors under the Quintiles Transnational Holdings Inc. 2008 Stock IncentivePlan. S-1 333-186708 10.19 February 15, 2013 10.14 QuintilesTransnational Holdings Inc. 2013 Stock Incentive Plan. S-1/A 333-186708 10.22 April 19, 2013 10.15 Formof Award Agreement Awarding Nonqualified Stock Options to Employees underthe Quintiles Transnational Holdings Inc. 2013 Stock IncentivePlan. S-1/A 333-186708 10.23 April 19, 2013 10.16 Formof Award Agreement Awarding Incentive Stock Options to Employees under theQuintiles Transnational Holdings Inc. 2013 Stock IncentivePlan. 10-Q 001-35907 10.2 May 1, 2014 10.17 Form of Award Agreement Awarding Nonqualified Stock Options to Non-Employee Directorsunder the Quintiles Transnational Holdings Inc. 2013 Stock Incentive Plan. S-1/A 333-186708 10.24 April 19, 2013 10.18 Form of Award Agreement Awarding Stock Appreciation Rights under the Quintiles Transnational Holdings Inc. 2013 Stock IncentivePlan. S-1/A 333-186708 10.56 April 19, 2013 10.19 Form of Award Agreement Awarding Stock Appreciation Rights under the Quintiles IMSHoldings, Inc. 2013 Stock Incentive Plan effective February 2017. 10-K 001-35907 10.41 February 16, 2017 10.20 Form of Award Agreement Awarding Restricted Stock Units under the Quintiles TransnationalHoldings Inc. 2013 Stock Incentive Plan prior to February 2015. 8-K 001-35907 10.1 November 26, 2013 10.21 Form of Award Agreement Awarding Restricted Stock Units under the Quintiles TransnationalHoldings Inc. 2013 Stock Incentive Plan effective February 2015. 10-K 001-35907 10.34 February 12, 2015 10.22 Form of Award Agreement Awarding Performance Units under the Quintiles Transnational Holdings Inc. 2013 Stock IncentivePlan. 10-K 001-35907 10.35 February 12, 2015 10.23 Form of Award Agreement Awarding Performance Shares under the Quintiles IMS Holdings, Inc. 2013 Stock Incentive Plan effective February2017. 10-K 001-35907 10.45 February 16, 2017 10.24 Form of Restricted Stock Award Agreement under the Quintiles TransnationalHoldings Inc. 2013 Stock Incentive Plan. 10-Q 001-35907 10.3 November 3, 2016 10.25 Form of Award Agreement Awarding Restricted Stock Units under the Quintiles IMSHoldings, Inc. 2013 Stock Incentive Plan effective February 2017. 10-K 001-35907 10.47 February 16, 2017 10.26 Quintiles IMS Holdings, Inc. Defined Contribution Executive Retirement Plan. 8-K 001-35907 10.7 October 3, 2016 10.27 IMSHealth Incorporated Defined Contribution Executive Retirement Plan, as amendedandrestated. IMS Health S-1 333-193159 10.10 January 2, 2014 10.28 First Amendment to the IMS Health Incorporated Retirement Excess Plan, dated March 17,2009. IMS Health S-1 333-193159 10.12 January 2, 2014 10.29 Second Amendment to the IMS Health Incorporated Retirement Excess Plan, dated December 8,2009. IMS Health S-1 333-193159 10.13 January 2, 2014 10.30 ThirdAmendment to the IMS Health Incorporated Retirement Excess Plan, dated April5,2011. IMS Health S-1 333-193159 10.14 January 2, 2014 10.31 Fourth Amendment to the IMS Health Incorporated Retirement Excess Plan (effective May 3,2016). IMS Health 10-Q 001-36381 10.3 July 28, 2016 10.32 QuintilesIMS Holdings, Inc. 2010 Equity Incentive Plan. 8-K 001-35907 10.5 October 3, 2016 10.33 Healthcare Technology Holdings, Inc. 2010 Equity Incentive Plan, as amended and restated. IMS Health S-1/A 333-193159 10.16 February 13, 2014 10.34 Formof IMS Time-and Performance-Based Stock Option Award Agreement under the2010 Equity IncentivePlan. IMS Health S-1 333-193159 10.17 January 2, 2014 10.35 Form of IMS Time-Based Stock Option Award Agreement under the 2010 Equity IncentivePlan. IMS Health S-1 333-193159 10.18 January 2, 2014 10.36 Formof IMS Director Stock Option Award Agreement under the 2010 Equity IncentivePlan. IMS Health S-1 333-193159 10.19 January 2, 2014 10.37 Formof IMS Restricted Stock Unit Award Agreement under the 2010 Equity IncentivePlan. IMS Health S-1 333-193159 10.20 January 2, 2014 10.38 Form of IMS Director Restricted Stock Unit Award Agreement under the 2010 Equity IncentivePlan. IMS Health S-1 333-193159 10.21 January 2, 2014 10.39 Form of IMS Rollover Stock Appreciation Right Award Agreement under the 2010 Equity IncentivePlan. IMS Health S-1 333-193159 10.22 January 2, 2014 10.40 IMSHealth Incorporated Savings Equalization Plan, as amended and restated effectiveas of January 1,2011. IMS Health S-1 333-193159 10.15 January 2, 2014 10.41 QuintilesIMS Holdings, Inc. 2014 Incentive and Stock Award Plan. 8-K 001-35907 10.6 October 3, 2016 10.42 Formof IMS Stock Appreciation Rights Agreement under the 2014 Incentive and StockAwardPlan. IMS Health 8-K 001-36381 10.1 February 10, 2015 10.43 Formof IMS Performance Share Award Agreement under the 2014 Incentive and StockAwardPlan. IMS Health 8-K 001-36381 10.2 February 10, 2015 10.44 2014IMS Health Annual Incentive Plan. IMS Health S-1/A 333-193159 10.30 March 10, 2014 10.46 Form of Award Agreement Awarding Stock Appreciation Rights under the QuintilesIMS Holdings, Inc. 2017 Incentive and Stock Award Plan effective April 2017. 10-Q 001-35907 10.8 May 8, 2017 10.47 Form of Award Agreement Awarding Performance Shares under the Quintiles IMSHoldings, Inc. 2017 Incentive and Stock Award Plan effective April 2017. 10-Q 001-35907 10.9 May 8, 2017 10.48 Form of Award Agreement Awarding Restricted Stock Units under the Quintiles IMSHoldings, Inc. 2017 Incentive and Stock Award Plan effective April 2017. 10-Q 001-35907 10.10 May 8, 2017 10.49 Quintiles IMS Incorporated Employee Protection Plan, effective January 1, 2017. 10-K 001-35907 10.69 February 16, 2017 10.50 Quintiles IMS Incorporated Savings Equalization Plan, effective December 31, 2016. 10-K 001-35907 10.76 February 16, 2017 10.51 Quintiles Transnational Corp. Elective Deferred Compensation Plan, as amended andrestated. 10-Q 001-35907 10.1 October 28, 2015 10.52 Quintiles IMS Holdings Inc. Non-Employee Director Deferral Plan, effective January1, 2017. 10-K 001-35907 10.78 February 16, 2017 10.53 Amendedand Restated Employment Agreement between IQVIA Holdings Inc. and Ari Bousbib, dated February 18, 2019. 10-K 001-35907 10.60 February 19, 2019 10.54 Stock Appreciation Rights Agreement between IMS Health Holdings, Inc. and AriBousbib, dated February 10, 2015. IMS Health 10-K 001-36381 10.34 February 19, 2016 10.55 AmendmentNo. 1, dated December 31, 2015, to Stock Appreciation Rights Agreement between IMS Health Holdings, Inc. and Ari Bousbib dated February 10, 2015. IMS Health 10-K 001-36381 10.35 February 19, 2016 10.56 Restricted Stock Award Agreement between IMS Health Holdings, Inc. and AriBousbib dated December 31, 2015. IMS Health 10-K 001-36381 10.36 February 19, 2016 10.57 Letter Agreement between the Company and Eric Sherbet, effective on March 1, 2018. 10-K 001-35907 10.72 February 19, 2019 10.58 Letter Agreement between the Company and Ronald Bruehlman, effective on August 1, 2020. 10-Q 001-35907 10.10 October 22, 2020 10.59 Letter Agreement between the Company and Costa Panagos, effective on April 1, 2022. 21.1 List of Subsidiaries of IQVIA Holdings Inc. 23.1 Consent of PricewaterhouseCoopers LLP. 31.1 Certification of Chief Executive Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Executive Vice President and Chief Financial Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 CertificationofChiefExecutiveOfficer,pursuantto18U.S.C.Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2 Certification of Executive Vice President and Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.