IX 20-F DEF-14A Report March 31, 2020 | Alphaminr

IX 20-F Report ended March 31, 2020

TABLE OF CONTENTS
Part IprintItem 1. Identity Of Directors, Senior Management and AdvisersprintItem 2. Offer Statistics and Expected TimetableprintItem 3. Key InformationprintItem 4. Information on The CompanyprintItem 4A. Unresolved Staff CommentsprintItem 5. Operating and Financial Review and ProspectsprintItem 6. Directors, Senior Management and EmployeesprintItem 7. Major Shareholders and Related Party TransactionsprintItem 8. Financial InformationprintItem 9. The Offer and ListingprintItem 10. Additional InformationprintItem 11. Quantitative and Qualitative Disclosures About Market RiskprintItem 12. Description Of Securities Other Than Equity SecuritiesprintPart IIprintItem 13. Defaults, Dividend Arrearages and DelinquenciesprintItem 14. Material Modifications To The Rights Of Security Holders and Use Of ProceedsprintItem 15. Controls and ProceduresprintItem 16A. Audit Committee Financial ExpertprintItem 16B. Code Of EthicsprintItem 16C. Principal Accountant Fees and ServicesprintItem 16D. Exemptions From The Listing Standards For Audit CommitteesprintItem 16E. Purchases Of Equity Securities By The Issuer and Affiliated PurchasersprintItem 16F. Change in Registrant S Certifying AccountantprintItem 16G. Corporate GovernanceprintPart IIIprintItem 17. Financial StatementsprintItem 18. Financial StatementsprintItem 19. Exhibitsprint

Exhibits

Exhibit1.1 Articles of Incorporation of ORIX Corporation, as amended on June26, 2018 (Incorporated by reference from the annual report on Form 20-F filed on June28, 2018, commission file number 001-14856). Exhibit 1.2 Regulations of the Board of Directors of ORIX Corporation, as amended on July21, 2017 (Incorporated by reference from the annual report on Form 20-F filed on June28, 2018, commission file number 001-14856). Exhibit 1.3 Share Handling Regulations of ORIX Corporation, as amended on July1, 2019. Exhibit 2.2 Deposit Agreement, dated September14, 1998, by and among ORIX Corporation, Citibank, N.A., as Depositary, and the Holders and Beneficial Owners of American Depositary Shares Evidenced by American Depositary Receipts (Incorporated by reference from the registration statement on Form F-3 ASR filed on July2, 2009, commission file number 333-160410). Exhibit 8.1 List of subsidiaries and affiliates. Exhibit11.1 Code of Ethics, as amended on April18, 2014 (Incorporated by reference from the annual report on Form 20-F filed on June25, 2019, commission file number 001-14856). Exhibit 12.1 Certifications required by Rule 13a-14 (a) (17 CFR 240.13a-14 (a)) or Rule 15d-14 (a) (17 CFR 240.15d 14(a)). Exhibit 13.1 Certifications required by Rule 13a-14 (b) (17 CFR 240.13a-14 (b)) or Rule 15d-14 (b) (17 CFR 240.15d 14 (b)) and Section1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. 1350). Exhibit 15.1 Consent of independent registered public accounting firm.