IX 20-F DEF-14A Report March 31, 2021 | Alphaminr

IX 20-F Report ended March 31, 2021

TABLE OF CONTENTS
Part IItem 1. Identity Of Directors, Senior Management and AdvisersItem 2. Offer Statistics and Expected TimetableItem 3. Key InformationItem 4. Information on The CompanyItem 4A. Unresolved Staff CommentsItem 5. Operating and Financial Review and ProspectsItem 6. Directors, Senior Management and EmployeesItem 7. Major Shareholders and Related Party TransactionsItem 8. Financial InformationItem 9. The Offer and ListingItem 10. Additional InformationItem 11. Quantitative and Qualitative Disclosures About Market RiskItem 12. Description Of Securities Other Than Equity SecuritiesPart IIItem 13. Defaults, Dividend Arrearages and DelinquenciesItem 14. Material Modifications To The Rights Of Security Holders and Use Of ProceedsItem 15. Controls and ProceduresItem 16A. Audit Committee Financial ExpertItem 16B. Code Of EthicsItem 16C. Principal Accountant Fees and ServicesItem 16D. Exemptions From The Listing Standards For Audit CommitteesItem 16E. Purchases Of Equity Securities By The Issuer and Affiliated PurchasersItem 16F. Change in Registrant S Certifying AccountantItem 16G. Corporate GovernancePart IIIItem 17. Financial StatementsItem 18. Financial StatementsItem 19. Exhibits

Exhibits

Exhibit1.1 Articles of Incorporation of ORIX Corporation, as amended on June25, 2021 (Incorporated by reference from the annual report on Form20-Ffiled on June29, 2021, commission file number001-14856). Exhibit 1.2 Regulations of the Board of Directors of ORIX Corporation, as amended on July21, 2017 (Incorporated by reference from the annual report on Form20-Ffiled on June28, 2018, commission file number001-14856). Exhibit 1.3 Share Handling Regulations of ORIX Corporation, as amended on March1, 2021. Exhibit 2.2 Deposit Agreement, dated September14, 1998, by and among ORIX Corporation, Citibank, N.A., as Depositary, and the Holders and Beneficial Owners of American Depositary Shares Evidenced by American Depositary Receipts (Incorporated by reference from the registration statement on FormF-3ASR filed on July2, 2009, commission file number333-160410). Exhibit 8.1 List of subsidiaries and affiliates. Exhibit11.1 Code of Ethics, as amended on April18, 2014 (Incorporated by reference from the annual report on Form20-Ffiled on June25, 2019, commission file number001-14856). Exhibit 12.1 Certifications required by Rule13a-14(a) (17 CFR240.13a-14(a)) or Rule15d-14(a) (17 CFR 240.15d 14(a)). Exhibit 13.1 Certifications required by Rule13a-14(b) (17 CFR240.13a-14(b)) or Rule15d-14(b) (17 CFR 240.15d 14 (b)) and Section1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. 1350). Exhibit15.1 Consent of independent registered public accounting firm.