KALU 10-K Annual Report Dec. 31, 2021 | Alphaminr

KALU 10-K Fiscal year ended Dec. 31, 2021

KAISER ALUMINUM CORP
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. [reserved]Item 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsNote 4 Of Notes To Consolidated Financial StatementsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationItem 9C. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

2.1 Purchase Agreement, dated as of November 30, 2020, by and between Alcoa Corporation and Kaiser Aluminum Corporation 8-K 001-09447 2.1 November 30, 2020 3.1 Amended and Restated Certificate of Incorporation of the Company 8-A 000-52105 3.1 July 6, 2006 3.2 Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company dated July 2, 2008 10-Q 000-52105 3.2 August 7, 2008 3.3 Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company dated June 2, 2015 8-K 000-52105 3.1 June 8, 2015 3.4 Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company dated May 26, 2016 8-K 001-09447 3.1 May 26, 2016 3.5 Certificate of Designation of Series A Junior Participating Preferred Stock of Kaiser Aluminum Corporation, as filed with the Secretary of State of the State of Delaware on April 7, 2016 8-K 000-52105 3.1 April 8, 2016 3.6 Amended and Restated Bylaws of the Company 8-K 001-09447 3.1 June 22, 2020 4.1 Indenture dated as of November 26, 2019, by and among Kaiser Aluminum Corporation, each of the guarantors named therein and Wells Fargo Bank, National Association, as Trustee 8-K 001-09447 4.1 November 26, 2019 4.2 Form of 4.625% Senior Notes due 2028 (included in Exhibit 4.1) 8-K 001-09447 4.2 November 26, 2019 4.3 Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 10-K 001-09447 4.3 February 25, 2020 4.4 Indenture, dated May 20, 2021, among Kaiser Aluminum Corporation, each of the guarantors named therein and Wells Fargo Bank, National Association, as Trustee 8-K 001-09447 4.1 May 20, 2021 4.5 Form of 4.50% Senior Note due 2031 (included in Exhibit 4.1) 8-K 001-09447 4.2 May 20, 2021 10.1 Credit Agreement, dated as of October 30, 2019, among Kaiser Aluminum Corporation, Kaiser Aluminum Investments Company, Kaiser Aluminum Fabricated Products, LLC and Kaiser Aluminum Washington, LLC, the lenders that are parties thereto, Wells Fargo Bank, National Association, as administrative agent, Wells Fargo Bank, National Association, and JPMorgan Chase Bank, N.A., as joint lead arrangers and joint book runners, and Bank of America, N.A. as Syndication Agent 8-K 001-09447 10.1 November 4, 2019 10.2 Description of Compensation of Directors 10-Q 001-09447 10.1 July 28, 2020 *10.3 Offer Letter dated June 22, 2020, between the Company and Keith A. Harvey 8-K 001-09447 10.1 June 22, 2020 *10.4 Amended and Restated Severance Agreement dated July 31, 2020 between the Company and Keith A. Harvey 8-K 001-09447 10.1 July 31, 2020 *10.5 Form of Director Indemnification Agreement 8-K 001-09447 10.8 July 6, 2006 *10.6 Form of Officer Indemnification Agreement 8-K 001-09447 10.9 July 6, 2006 *10.7 Form of Director and Officer Indemnification Agreement 8-K 001-09447 10.10 July 6, 2006 *10.8 Kaiser Aluminum Fabricated Products Restoration Plan 8-K 001-09447 10.14 July 6, 2006 *10.9 Amendment to the Kaiser Aluminum Fabricated Products Restoration Plan 8-K 000-52105 10.4 December 31, 2008 10.10 Form of Non-Employee Director Restricted Stock Award Agreement 10-Q 001-09447 10.2 July 27, 2016 *10.11 2019 Form of Executive Officer Restricted Stock Unit Award Agreement 8-K 001-09447 10.2 March 5, 2019 *10.12 2019 Form of Executive Officer Performance Shares Award Agreement 8-K 001-09447 10.3 March 5, 2019 *10.13 2019-2021 Long-Term Incentive Plan 8-K 001-09447 10.4 March 5, 2019 *10.14 2020 Form of Executive Officer Restricted Stock Units Award Agreement 8-K 001-09447 10.2 March 10, 2020 *10.15 2020 Form of Executive Officer Performance Shares Award Agreement 8-K 001-09447 10.3 March 10, 2020 *10.16 Kaiser Aluminum Corporation 2020 - 2022 Long-Term Incentive Plan Management Objectives and Formula for Determining Performance Shares Earned Summary 8-K 001-09447 10.4 March 10, 2020 *10.17 Amended and Restated Severance Agreement dated March 5, 2021 between the Company and John M. Donnan 8-K 001-09447 10.1 March 11, 2021 *10.18 Kaiser Aluminum Fabricated Products 2021 Short-Term Incentive Plan For Key Managers Summary 8-K 001-09447 10.2 March 11, 2021 *10.19 Kaiser Aluminum Fabricated Products 2021-2023 Long-Term Incentive Plan For Key Managers Summary 8-K 001-09447 10.3 March 11, 2021 10.20 Ground Lease Agreement dated as of March 31, 2021 by and between Kaiser Aluminum Warrick, LLC and Warrick Real Estate LLC, solely as to Sections 2.2, 17 and 33.2, Alcoa Power Generating Inc. and Warrick Newco LLC 8-K 001-09447 10.1 April 1, 2021 *10.21 Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan 8-K 001-09447 10.1 June 3, 2021 *10.22 Amended and Restated Director Designation Agreement dated September 3, 2021 8-K 001-09447 10.1 September 7, 2021 21.1 SignificantSubsidiariesofKaiserAluminumCorporation 23.1 Consent of Independent Registered Public Accounting Firm 31.1 Certification of Keith A. Harvey pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2 Certification of Neal E. West pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1 Certification of Keith A. Harvey pursuant to Section906 of the Sarbanes-Oxley Act of 2002 32.2 Certification of Neal E. West pursuant to Section906 of the Sarbanes-Oxley Act of 2002