KEY 10-Q Quarterly Report Sept. 30, 2018 | Alphaminr

KEY 10-Q Quarter ended Sept. 30, 2018

KEYCORP /NEW/
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TABLE OF CONTENTS
Part I. Financial InformationItem 2. Management S Discussion & Analysis Of Financial Condition & Results Of OperationsItem Is Included in The 10%/15% Exceptions Bucket Calculation and Is Risk-weighted At 250%Item 1. Financial StatementsItem 3. Quantitative and Qualitative Disclosure About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 6. Exhibits

Exhibits

3.1 Certificate of Amendment to Second Amended and Restated Articles of Incorporation of KeyCorp, effective July 26, 2018, filed as Exhibit 4.1 to Form 8-K on July 30, 2018. 4.1 Form of Certificate representing Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F, filed as Exhibit 4.2 to Form 8-K on July 30, 2018. 4.2 Deposit Agreement, dated July 30, 2018, among KeyCorp, Computershare Inc. and Computershare Trust Company, N.A., jointly as depositary, and the holders from time to time of the depositary receipts described therein, filed as Exhibit 4.3 to Form 8-K on July 30, 2018. 4.3 Form of Depositary Receipt (included as part of Exhibit 4.2), filed as Exhibit 4.4 to Form 8-K on July 30, 2018. 15 Acknowledgment of Independent Registered Public Accounting Firm. 10.1 Form of Performance Shares Award Agreement (2018-2020). 10.2 Form of Stock Option Award Agreement under KeyCorp 2013 Equity Compensation Plan. 10.3 Form of Restricted Stock Unit Award Agreement under KeyCorp 2013 Equity Compensation Plan. 31.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification of Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.* 32.2 Certification of Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.*