KRT 10-K Annual Report Dec. 31, 2021 | Alphaminr

KRT 10-K Fiscal year ended Dec. 31, 2021

Name: Karat Packaging Inc. <br /> CIK: 1758021 <br /> Filing Type: 10-K/A <br /> Report Date: 2021-12-31 <br /> Download URL: https://www.sec.gov/Archives/edgar/data/1758021/000162828022029151/krt-20211231.htm <br />
TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. [reserved]Item 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationItem 9C. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive and Director CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Party TransactionsItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

3.1* Certificate of Incorporation of Karat Packaging Inc. 3.2* Bylaws of Karat Packaging Inc. 4.1* Form of Common Stock Certificate 10.1*+ Karat Packaging Inc. 2019 Stock Incentive Plan 10.2*+ Form of Restricted Stock Unit Award Agreement Pursuant to the Karat Packaging Inc. 2019 Stock Incentive Plan 10.3*+ Form of Karat Packaging Inc. 2019 Stock Incentive Plan Stock Option Agreement 10.4* Amended and Restated Lease Agreement, by and between the Company and Global Wells Investment Group LLC for the Texas facility 10.5* Standard Industrial/Commercial Single-Tenant Lease-Gross, dated February 6, 2013, by and between First Industrial, LP, a Delaware limited partnership and Lollicup USA Inc. 10.6* First Amendment to Standard Industrial/Commercial Single-Tenant Lease-Gross, dated November 14, 2018, by and between First Industrial, LP, a Delaware limited partnership and Lollicup USA Inc. 10.7* Lease Agreement dated July 16, 2020, by and between Lollicup USA Inc. and Global Wells Investment Group LLC for the New Jersey facility 10.8* Share Exchange Agreement and Plan of Reorganization, dated as of September 27, 2018, entered into by the Company, Lollicup USA Inc., and each of Alan Yu, Marvin Cheng, Karat Global Group, LTD. (now known as Keary Global Group, LTD.) and Plutus Investment Holding Company 10.9* Assignment and Assumption of Grants, by and between Lollicup USA Inc. and Global Wells Investment Group LLC effective as of July 1, 2018 10.10* Form of Indemnification Agreement 10.11* Purchase and Sale Agreement dated April 9, 2019 by and between Global Wells Investment Group LLC and Atosa Catering Equipment, Inc. 10.12* Business Loan Agreement dated February 23, 2018 by and between Lollicup USA Inc. and Hanmi Bank 10.13* Business Loan Agreement dated March 17, 2020 by and between Lollicup USA Inc. and Hanmi Bank 10.14* Note dated April 16, 2020 by and between Lollicup USA Inc. and Hanmi Bank 10.15* Commercial Security Agreement dated June 30, 2020 by and between Global Wells Investment Group LLC and Hanmi Bank 10.16*+ Form of Employment Agreement by and between the Company and Alan Yu 10.17*+ Form of Employment Agreement by and between the Company and Marvin Cheng 10.18*+ Form of Employment Agreement by and between the Company and Joanne Wang 10.19*+ Form of Amended and Restated Employment Agreement by and between the Company and Ann Sabahat 10.20 Business Loan Agreement dated October 6, 2021 by and between Lollicup USA Inc. and Hanmi Bank 10.21***+ Employment Agreement,dated February 1, 2022, by and between the Company and Jian Guo 21.1* List of Subsidiaries 23.1 Consent of BDO USA, LLP, independent registered public accounting firm 31.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act 31.2 Certification pursuant to Section 302 of the Sarbanes-Oxley Act 32.1** Certification pursuant to Section 906 of the Sarbanes-Oxley Act 32.2** Certification pursuant to Section 906 of the Sarbanes-Oxley Act