KSU 10-Q Quarterly Report March 31, 2019

KANSAS CITY SOUTHERN

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PROXIES

DEF 14A	Filed on April 9, 2021
DEF 14A	Filed on April 9, 2020
DEF 14A	Filed on April 5, 2019
DEF 14A	Filed on April 6, 2018
DEF 14A	Filed on April 4, 2017
DEF 14A	Filed on April 5, 2016
DEF 14A	Filed on April 6, 2015
DEF 14A	Filed on March 31, 2014
DEF 14A	Filed on April 1, 2013
DEF 14A	Filed on March 30, 2012
DEF 14A	Filed on March 30, 2011
DEF 14A	Filed on March 30, 2010

TABLE OF CONTENTS

Part I Financial Information Item 1. Financial Statements (unaudited)Item 2. Management S Discussion and Analysis Of Financial Condition and Results Of Operations Item 3. Quantitative and Qualitative Disclosures About Market Risk Item 4. Controls and Procedures Part II Other Information Item 1. Legal Proceedings Item 1A. Risk Factors Item 2. Unregistered Sales Of Equity Securities and Use Of Proceeds Item 3. Defaults Upon Senior Securities Item 4. Mine Safety Disclosures Item 5. Other Information Item 6. Exhibits

Exhibits

10.1 Credit Agreement, dated March 8, 2019, among the Company, the guarantors party thereto, the various financial institutions and other persons from time to time parties thereto as lenders, Bank of America, N.A., as administrative agent, Citibank, N.A., JPMorgan Chase Bank, N.A., U.S. Bank National Association and Wells Fargo Bank, National Association, as co-syndication agents and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citibank, N.A., JPMorgan Chase Bank, N.A., U.S. Bank National Association and Wells Fargo Securities, LLC, as joint lead arrangers and joint bookrunning managers, filed as Exhibit 10.1 to the Companys Current Report on Form 8-K filed on March 11, 2019 (File No. 1-4717), is incorporated herein by reference as Exhibit 10.1. 10.2 Form of Non-Qualified Stock Option, Restricted Share and Performance Share Award Agreement under the Kansas City Southern 2017 Equity Incentive Plan for the 2019 Long-Term Incentive Program, filed as Exhibit 10.2 to the Companys Current Report on Form 8-K filed on March 11, 2019 (File No. 1-4717), is incorporated herein by reference as Exhibit 10.2. 10.3* English translation of amendment no. 4, dated December 20, 2017, of concession title granted by Secretara de Comunicaciones y Transportes (SCT) in favor of KCSM, formerly known as Ferrocarril del Noreste, S.A. de C.V. (FNE), December 2, 1996, as amended February 12, 2001, November 22, 2006 and December 31, 2013, is attached to this Form 10-Q as Exhibit 10.3. 10.4* English translation of amendment no. 5, dated April 27, 2018, of concession title granted by SCT in favor of KCSM, formerly known as FNE, December 2, 1996, as amended February 12, 2001, November 22, 2006, December 31, 2013 and December 20, 2017, is attached to this Form 10-Q as Exhibit 10.4. 31.1* Principal Executive Officers Certification Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 is attached to this Form10-Q as Exhibit31.1. 31.2* Principal Financial Officers Certification Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 is attached to this Form10-Q as Exhibit31.2. 32.1* Principal Executive Officers Certification furnished Pursuant to Section906 of the Sarbanes-Oxley Act of 2002 is attached to this Form10-Q as Exhibit32.1. 32.2* Principal Financial Officers Certification furnished Pursuant to Section906 of the Sarbanes-Oxley Act of 2002 is attached to this Form10-Q as Exhibit32.2.

KSU 10-Q Quarter ended March 31, 2019

Exhibits