LLY 10-K Annual Report Dec. 31, 2018 | Alphaminr

LLY 10-K Fiscal year ended Dec. 31, 2018

ELI LILLY & CO
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PROXIES
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Filed on March 18, 2022
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Filed on March 19, 2021
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Filed on March 20, 2020
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Filed on March 5, 2012
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Filed on March 7, 2011
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Filed on March 8, 2010
TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For The Registrant S Common Equity, Related Stockholder Matters, and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial Data (unaudited)Item 7. Management S Discussion and Analysis Of Results Of Operations and Financial ConditionItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataNote 1: Summary Of Significant Accounting PoliciesNote 2: Implementation Of New Financial Accounting PronouncementsNote 3: Divestiture and AcquisitionsNote 4: Collaborations and Other ArrangementsNote 5: Asset Impairment, Restructuring, and Other Special ChargesNote 6: InventoriesNote 7: Financial InstrumentsNote 8: Goodwill and Other IntangiblesNote 9: Property and EquipmentNote 10: BorrowingsNote 11: Stock-based CompensationNote 12: Shareholders' EquityNote 13: Income TaxesNote 14: Retirement BenefitsNote 15: ContingenciesNote 16: Other Comprehensive Income (loss)Note 17: Other Net, (income) ExpenseNote 18: Segment InformationNote 19: Selected Quarterly Data (unaudited)Item 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers, and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

2.1 Agreement and Plan of Merger, dated January 5, 2019, among Eli Lilly and Company, Bowfin Acquisition Corporation and Loxo Oncology, Inc. Incorporated by reference to Exhibit 2.1 to the Current Report on Form 8-K filed by Loxo Oncology on January 7, 2019 2.2 Master Separation Agreement, dated September 24, 2018, between Eli Lilly and Company and Elanco Animal Health Incorporated Incorporated by reference to Exhibit 10.1 to Elanco Animal Health Incorporated's Report on Form 8-K dated September 26, 2018 3.1 Amended Articles of Incorporation Incorporated by reference to Exhibit 3.1 to the Company's Report on Form 10-K for the year ended December 31, 2013 (SEC File No. 001-06351, Film No. 14624999) 3.2 Bylaws, as amended Bylaws, as amended, are incorporated by reference to Exhibit 99.1 to the Company's Report on Form 8-K dated on December, 17, 2018 4.1 Indenture with respect to Debt Securities dated as of February 1, 1991, between Eli Lilly and Company and Deutsche Bank Trust Company Americas, as successor trustee to Citibank, N.A., Trustee Incorporated by reference to Exhibit 4.1 to the Companys Registration Statement on Form S-3, Registration No. 333-186979 4.2 Agreement dated September 13, 2007 appointing Deutsche Bank Trust Company Americas as Successor Trustee under the Indenture listed above Incorporated by reference to Exhibit 4.2 to the Companys Report on Form 10-K for the year ended December 31, 2008 (SEC File No. 001-06351, Film No. 09640420) 10.1 Amended and Restated 2002 Lilly Stock Plan Incorporated by reference to Exhibit 10.1 to the Companys Report on Form 10-Q for the quarter ended June 30, 2018 10.2 Form of Performance Award under the 2002 Lilly Stock Plan Attached 10.3 Form of Shareholder Value Award under the 2002 Lilly Stock Plan Attached 10.4 The Lilly Deferred Compensation Plan, as amended Incorporated by reference to Exhibit 10.5 to the Company's Report on Form 10-K for the year ended December 31, 2013 10.5 The Lilly Directors Deferral Plan, as amended Incorporated by reference to Exhibit 10 to the Companys Report on Form 10-Q for the quarter ended June 30, 2017 10.6 The Eli Lilly and Company Bonus Plan, as amended Incorporated by reference to Exhibit 10.7 to the Company's Report on Form 10-K for the year ended December 31, 2013 (SEC File No. 001-06351, Film No. 14624999) 10.7 The Eli Lilly and Company Executive Officer Incentive Plan Incorporated by reference to Appendix B to the Companys proxy statement on Schedule 14A filed March 7, 2011 (SEC File No. 001-06351, Film No. 11666753) 10.8 2007 Change in Control Severance Pay Plan for Select Employees, as amended Incorporated by reference to Exhibit 10 to the Company's Report on Form 10-Q for the quarter ended September 30, 2010 (SEC File No. 001-06351, Film No. 101149876) 10.9 Elanco Corporate Bonus Incorporated by Reference to Exhibit 10.16 to Elanco Animal Health Incorporated's Report on Form S-1 dated August 2, 2018 10.10 Form of Elanco Stock Plan Incorporated by Reference to Exhibit 10.17 to Elanco Animal Health Incorporated's Report on Form S-1 dated August 2, 2018 10.11 Form of 2018 Change in Control Severance Pay Plan for Select Employees Incorporated by Reference to Exhibit 10.20 to Elanco Animal Health Incorporated's Report on Form S-1/A dated August 28, 2018 10.12 Elanco RSU Awards Agreement Incorporated by Reference to Exhibit 10.21 to Elanco Animal Health Incorporated's Report on Form S-1/A dated August 28, 2018 10.13 Elanco Nonqualified Stock Option Agreement Incorporated by Reference to Exhibit 10.22 to Elanco Animal Health Incorporated's Report on Form S-1/A dated August 28, 2018 21 List of Subsidiaries Attached 23 Consent of Registered Independent Public Accounting Firm Attached 31.1 Rule 13a-14(a) Certification of David A. Ricks, President and Chief Executive Officer Attached 31.2 Rule 13a-14(a) Certification of Joshua L. Smiley, Senior Vice President and Chief Financial Officer Attached 32 Section 1350 Certification Attached