LUMN 10-Q Quarterly Report March 31, 2023 | Alphaminr
Lumen Technologies, Inc.

LUMN 10-Q Quarter ended March 31, 2023

LUMEN TECHNOLOGIES, INC.
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PROXIES
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TABLE OF CONTENTS
Part I Financial InformationItem 1. Financial StatementsItem 2. Management's Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II Other InformationPart IIItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 6. Exhibits

Exhibits

4.1 Indenture dated March 31, 2023, among Level 3 Financing, Inc., as Issuer, Level 3 Parent, LLC, as Guarantor, the subsidiary guarantors party thereto, and The Bank of New York Mellon Trust Company, as Trustee and Note Collateral Agent, designating and outlining the terms and conditions of Level 3 Financing, Inc.s 10.500% Senior Secured Notes due 2030 (incorporated by reference to Exhibit 4.1 to Level 3 Parent, LLCs Current Report on Form 8-K (File No. 001-35134) filed with the Securities and Exchange Commission on March 31, 2023). 10.1* LIBOR Transition Amendment, dated as of March 17, 2023, by and among Lumen Technologies, Inc., the Guarantors party thereto, and Bank of America, N.A., as administrative agent, amending the parties Amended and Restated Credit Agreement dated as of January 31, 2020. 10.2* First Amendment to Amended and Restated Credit Agreement, dated as of March 27, 2023, by and between Qwest Corporation and CoBank, ACB, as administrative agent, amending the parties Amended and Restated Credit Agreement dated as of October 23, 2020. 10.3* LIBOR Transition Amendment, dated as of March 17, 2023, by and among Level 3 Parent, LLC, Level 3 Financing, Inc., the Subsidiary Loan Parties party thereto, and Merrill Lynch Capital Corporation, as administrative agent, amending the parties Amended and Restated Credit Agreement dated as of November 29, 2019. 31.1* Certification of the Chief Executive Officer of Lumen Technologies,Inc. pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 31.2* Certification of the Chief Financial Officer of Lumen Technologies,Inc. pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 32.1* Certification of the Chief Executive Officer of Lumen Technologies,Inc. pursuant to Section906 of the Sarbanes-Oxley Act of 2002. 32.2* Certification of the Chief Financial Officer of Lumen Technologies,Inc. pursuant to Section906 of the Sarbanes-Oxley Act of 2002.