MCO 10-Q Quarterly Report March 31, 2024

MOODYS CORP /DE/

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PROXIES

DEF 14A	Filed on March 6, 2024
DEF 14A	Filed on March 8, 2023
DEF 14A	Filed on March 16, 2022
DEF 14A	Filed on March 10, 2021
DEF 14A	Filed on March 11, 2020
DEF 14A	Filed on March 6, 2019
DEF 14A	Filed on March 14, 2018
DEF 14A	Filed on March 15, 2017
DEF 14A	Filed on March 2, 2016
DEF 14A	Filed on March 4, 2015
DEF 14A	Filed on March 5, 2014
DEF 14A	Filed on March 6, 2013
DEF 14A	Filed on March 6, 2012
DEF 14A	Filed on March 9, 2011
DEF 14A	Filed on March 11, 2010

TABLE OF CONTENTS

Part I. Financial Information Item 1. Financial Statements Note 1. Description Of Business and Basis Of Presentation Note 2. Revenues Note 3. Stock-based Compensation Note 4. Income Taxes Note 5. Reconciliation Of Weighted Average Shares Outstanding Note 6. Cash Equivalents and Investments Note 7. Derivative Instruments and Hedging Activities Note 8. Goodwill and Other Acquired Intangible Assets Note 9. Restructuring Note 10. Fair Value Note 11. Other Balance Sheet and Statements Of Operations Information Note 12. Comprehensive Income and Accumulated Other Comprehensive Loss Note 13. Indebtedness Note 14. Leases Note 15. Contingencies Note 16. Segment Information Note 17. Subsequent Event Item 2. Management's Discussion and Analysis Of Financial Condition and Results Of Operations Item 3. Quantitative and Qualitative Disclosures About Market Risk Item 4. Controls and Procedures Part II. Other Information Item 1. Legal Proceedings Item 1A. Risk Factors Item 2. Unregistered Sales Of Equity Securities and Use Of Proceeds Item 5. Other Information Item 6. Exhibits

Exhibits

.1 Restated Certificate of Incorporation of the Registrant, effective April 17, 2024 (incorporated by reference to Exhibit 3.3 to the Report on Form 8-K of the Registrant, file number 1-14037, filed April 19, 2024) .2 Amended and Restated By-laws of Moodys Corporation, effective April 17, 2024 (incorporated by reference to Exhibit 3.2 to the Report on Form 8-K of the Registrant, file number 1-14037, filed April 19, 2024) .1* Form of Special Non-Qualified Stock Option Grant Agreement for the Amended and Restated 2001 Moodys Corporation Key Employees Stock Incentive Plan .2* Form of Special Long-Term Incentive Award Letter for the Amended and Restated 2001 Moodys Corporation Key Employees Stock Incentive Plan .3* Form of Moodys Investors Service, Inc. Strategic Incentive Award Letter for the Amended and Restated 2001 Moodys Corporation Key Employees Stock Incentive Plan 4* Form of Moodys Analytics, Inc. Strategic Incentive Award Letter for the Amended and Restated 2001 Moodys Corporation Key Employees Stock Incentive Plan 5* Amended and Restated Moodys Corporation Career Transition Plan (amended and restated as of March 1, 2024) .1* Chief Executive Officer Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 .2* Chief Financial Officer Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 .1* Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. The Company has furnished this certification and does not intend for it to be considered filed under the Securities Exchange Act of 1934 or incorporated by reference into future filings under the Securities Act of 1933 or the Securities Exchange Act of 1934 .2* Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. The Company has furnished this certification and does not intend for it to be considered filed under the Securities Exchange Act of 1934 or incorporated by reference into future filings under the Securities Act of 1933 or the Securities Exchange Act of 1934

Customer name	Ticker
Truist Financial Corporation	TFC
Diebold Nixdorf, Incorporated	DBD
Fifth Third Bancorp	FITB
First Horizon Corporation	FHN
Franklin Resources, Inc.	BEN
Huntington Bancshares Incorporated	HBAN
Raymond James Financial, Inc.	RJF
Safeguard Scientifics, Inc.	SFE
The Travelers Companies, Inc.	TRV
Wells Fargo & Company	WFC
Wells Fargo & Company	WFC

MCO 10-Q Quarter ended March 31, 2024

Exhibits