MCO 10-K Annual Report Dec. 31, 2017

MOODYS CORP /DE/

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TABLE OF CONTENTS

Part I Item 1. Business Item 1A. Risk Factors Item 1B. Unresolved Staff Comments Item 2. Properties Item 3. Legal Proceedings Item 4. Mine Safety Disclosures Part II Item 5. Market For The Registrant S Common Equity, Related Shareholder Matters and Issuer Purchases Of Equity Securities Item 6. Selected Financial Data Item 7. Management S Discussion and Analysis Of Financial Condition and Results Of Operations Item 7A. Quantitative and Qualitative Disclosures About Market Risk Item 8. Financial Statements Note 1 Description Of Business and Basis Of Presentation Note 2 Summary Of Significant Accounting Policies Note 3 Reconciliation Of Weighted Average Shares Outstanding Note 4 Cash Equivalents and Investments Note 5 Derivative Instruments and Hedging Activities Note 6 Property and Equipment, Net Note 7 Acquisitions Note 8 Goodwill and Other Acquired Intangible Assets Note 9 Restructuring Note 10 Fair Value Note 11 Other Balance Sheet and Statement Of Operations Information Note 12. Comprehensive Income and Accumulated Other Comprehensive Income Note 13 Pension and Other Retirement Benefits Note 14 Stock-based Compensation Plans Note 15 Income Taxes Note 16 Indebtedness Note 17 Capital Stock Note 18 Lease Commitments Note 19 Contingencies Note 20 Segment Information Note 21 Valuation and Qualifying Accounts Note 22 Other Non-operating (expense) Income, Net Note 23 Related Party Transactions Note 24 Quarterly Financial Data (unaudited)Note 25 Subsequent Event Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure Item 9A. Controls and Procedures Item 9B. Other Information Part III Item 10. Directors, Executive Officers and Corporate Governance Item 11. Executive Compensation Item 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder Matters Item 13. Certain Relationships and Related Transactions, and Director Independence Item 14. Principal Accounting Fees and Services Part IV Item 15. Exhibits and Financial Statement Schedules

Exhibits

.15 Separation Agreement and General Release between the Company and Linda S. Huber, dated January 26, 2018 (incorporated by reference to Exhibit 10.1 to the Registrants Report on Form 8-K, file number 1-14037, filed January 29, 2018) .16 Agreement of Lease, dated September 7, 2006, between Moodys Corporation and 7 World Trade Center, LLC (incorporated by reference to Exhibit 10.1 to the Registrants Quarterly Report on Form 10-Q, file number 1-14037, filed November 2, 2006) .17.1 Agreement for Lease, dated February 6, 2008, among CWCB Properties (DS7) Limited, CWCB Properties (DS7) Limited and CW Leasing DS7F Limited, Canary Wharf Holdings Limited, Moodys Investors Service Limited, and Moodys Corporation (incorporated by reference to Exhibit 10.1 to the Report on Form 8-K of the Registrant, file number 1-14037, filed February 12, 2008) .17.2 Storage Agreement for Lease dated February 6, 2008 among Canary Wharf (Car Parks) Limited, Canary Wharf Holdings Limited, Canary Wharf Management Limited, Moodys Investors Service Limited, and Moodys Corporation (incorporated by reference to Exhibit 10.2 to the Report on Form 8-K of the Registrant file number 1-14037, filed February 12, 2008) .18 Form Commercial Paper Dealer Agreement between Moodys Corporation, as Issuer, and the Dealer party thereto (incorporated by reference to Exhibit 10.1 to the Report on Form 8-K of the Registrant, file number 1-14037, filed August 3, 2016) .19 Settlement Agreement dated January 13, 2017 between (1) Moodys Corporation, Moodys Investors Service, Inc. and Moodys Analytics, Inc., and (2) the United States, acting through the United States Department of Justice and the United States Attorneys Office for the District of New Jersey, along with various States and the District of Columbia, acting through their respective Attorneys General (incorporated by reference to the Report on Form 8-K of the Registrant, file number 1-14037, filed January 17, 2017) .20 Form Indemnification Agreement (incorporated by reference to Exhibit 10.1 to the Report on Form 8-K of the Registrant, file number 1-14037, filed December 22, 2017) 12* Statement of Computation of Ratios of Earnings to Fixed Charges 21* Subsidiaries of the Registrant List of Active Subsidiaries as of December 31, 2017 .1* Consent of KPMG LLP .1* Chief Executive Officer Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 .2* Chief Financial Officer Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 .1* Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. (The Company has furnished this certification and does not intend for it to be considered filed under the Securities Exchange Act of 1934 or incorporated by reference into future filings under the Securities Act of 1933 or the Securities Exchange Act of 1934) .2* Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. (The Company has furnished this certification and does not intend for it to be considered filed under the Securities Exchange Act of 1934 or incorporated by reference into future filings under the Securities Act of 1933 or the Securities Exchange Act of 1934)

Customer name	Ticker
Truist Financial Corporation	TFC
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First Horizon Corporation	FHN
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Huntington Bancshares Incorporated	HBAN
Raymond James Financial, Inc.	RJF
Safeguard Scientifics, Inc.	SFE
The Travelers Companies, Inc.	TRV
Wells Fargo & Company	WFC
Wells Fargo & Company	WFC

MCO 10-K Fiscal year ended Dec. 31, 2017

Exhibits