MCO 10-Q Quarterly Report Sept. 30, 2019

MOODYS CORP /DE/

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DEF 14A	Filed on March 6, 2013
DEF 14A	Filed on March 6, 2012
DEF 14A	Filed on March 9, 2011
DEF 14A	Filed on March 11, 2010

TABLE OF CONTENTS

Part I. Financial Information Item 1. Financial Statements Note 1. Description Of Business and Basis Of Presentation Note 2. Summary Of Significant Accounting Policies Note 3. Revenues Note 4. Stock-based Compensation Note 5. Income Taxes Note 6. Weighted Average Shares Outstanding Note 7. Accelerated Share Repurchase Program Note 8. Cash Equivalents and Investments Note 9. Acquisitions and Other Strategic Initiatives Note 10. Assets and Liabilities Held For Sale Note 11. Derivative Instruments and Hedging Activities Note 12. Goodwill and Other Acquired Intangible Assets Note 13. Restructuring Note 14. Fair Value Note 15. Other Balance Sheet and Statement Of Operations Information Note 16. Comprehensive Income and Accumulated Other Comprehensive Income Note 17. Pension and Other Retirement Benefits Note 18. Indebtedness Note 19. Leases Note 20. Contingencies Note 21. Segment Information Note 22. Recently Issued Accounting Standards Note 23. Subsequent Events Item 2. Management S Discussion and Analysis Of Financial Condition and Results Of Operations Item 3. Quantitative and Qualitative Disclosures About Market Risk Item 4. Controls and Procedures Part II. Other Information Item 1. Legal Proceedings Item 1A. Risk Factors Item 2. Unregistered Sales Of Equity Securities and Use Of Proceeds Item 5. Other Information Item 6. Exhibits

Exhibits

.1 Restated Certificate of Incorporation of Moodys Corporation dated April 17, 2013 (incorporated by reference to Exhibit 3.4 to the Report on Form 8-K of the Registrant file number 1-14037, filed April 22, 2013). .2 Amended and Restated By-laws of Moodys Corporation, effective April 17, 2013 (incorporated by reference to Exhibit 3.2 to the Report on Form 8-K of the Registrant, file number 1-14037, filed April 22, 2013). .1 Transition Agreement between the Company and Mark Almeida, dated October 21, 2019 (incorporated by reference to Exhibit 10.1 to the Report on Form 8-K of the Registrant, file number 1-14037, filed October 25, 2019). .1* Chief Executive Officer Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. .2* Chief Financial Officer Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. .1* Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. The Company has furnished this certification and does not intend for it to be considered filed under the Securities Exchange Act of 1934 or incorporated by reference into future filings under the Securities Act of 1933 or the Securities Exchange Act of 1934. .2* Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. The Company has furnished this certification and does not intend for it to be considered filed under the Securities Exchange Act of 1934 or incorporated by reference into future filings under the Securities Act of 1933 or the Securities Exchange Act of 1934

Customer name	Ticker
Truist Financial Corporation	TFC
Diebold Nixdorf, Incorporated	DBD
Fifth Third Bancorp	FITB
First Horizon Corporation	FHN
Franklin Resources, Inc.	BEN
Huntington Bancshares Incorporated	HBAN
Raymond James Financial, Inc.	RJF
Safeguard Scientifics, Inc.	SFE
The Travelers Companies, Inc.	TRV
Wells Fargo & Company	WFC
Wells Fargo & Company	WFC

MCO 10-Q Quarter ended Sept. 30, 2019

Exhibits