MMM 10-K Annual Report Dec. 31, 2019 | Alphaminr
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MMM 10-K Fiscal year ended Dec. 31, 2019

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3M CO
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TABLE OF CONTENTS
Part IItem 15. Exhibits, Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

(3.1) Certificate of incorporation, as amended as of December4, 2017, is incorporated by reference from our Form8-K dated December7, 2017. (3.2) Amended and Restated Bylaws, as adopted as of November 10, 2015, are incorporated by reference from our Form8-K dated November 10, 2015. (4.2) First Supplemental Indenture, dated as of July29, 2011, to Indenture dated as of November17, 2000, between 3M and The Bank of New York Mellon Trust Company, N.A., as successor trustee, with respect to 3Ms senior debt securities, is incorporated by reference from our Form10-Q for the quarter ended June30, 2011. (4.3) Description of Securities is filed herewith. (10.1)* 3M Company 2016 Long-Term Incentive Plan is incorporated by reference from our Form 8-K dated May 12, 2016. (10.2)* Form of Stock Option Award Agreement under the 3M Company 2016 Long-Term Incentive Plan is incorporated by reference from our Form 8-K dated May 12, 2016. (10.3)* Form of Stock Appreciation Right Award Agreement under the 3M Company 2016 Long-Term Incentive Plan is incorporated by reference from our Form 8-K dated May 12, 2016. (10.4)* Form of Restricted Stock Unit Award Agreement under the 3M Company 2016 Long-Term Incentive Plan is incorporated by reference from our Form 8-K dated May 12, 2016. (10.5)* Form of Performance Share Award Agreement for performance share awards granted under the 3M Company 2016 Long-Term Incentive Plan prior to February 5, 2018, is incorporated by reference from our Form 8-K dated May 12, 2016. (10.6)* Form of Performance Share Award Agreement for performance share awards granted under the 3M Company 2016 Long-Term Incentive Plan on or after February 5, 2018 is incorporated by reference from our Form 10-K for the year ended December 31, 2017. (10.7)* Form of Stock Issuance Award Agreement for stock issuances on or after January 1, 2019 to Non-Employee Directors under the 3M Company 2016 Long-Term Incentive Plan is incorporated by reference from our Form 10-K for the year ended December 31, 2018. (10.8)* Form of Deferred Stock Unit Award Agreement for deferred stock units granted on or after January 1, 2019 to Non-Employee Directors under the 3M Company 2016 Long-Term Incentive Plan is incorporated by reference from our Form 10-K for the year ended December 31, 2018. (10.9)* 3M 2008 Long-Term Incentive Plan (including amendments through February 2, 2016) is incorporated by reference from our Form 10-K for the year ended December 31, 2015. (10.10)* Form of Agreement for Stock Option Grants to Executive Officers under 3M 2008 Long-Term Incentive Plan is incorporated by reference from our Form 8-K dated May 13, 2008. (10.11)* Form of Stock Option Agreement for options granted to Executive Officers under the 3M 2008 Long-Term Incentive Plan, commencing February 9, 2010, is incorporated by reference from our Form 10-K for the year ended December 31, 2009. (10.12)* Form of Stock Option Agreement for U.S. Employees under 3M 2008 Long-Term Incentive Plan is incorporated by reference from our Form 10-K for the year ended December 31, 2008. (10.13)* Form of Restricted Stock Unit Agreement for U.S. Employees under 3M 2008 Long-Term Incentive Plan is incorporated by reference from our Form 10-K for the year ended December 31, 2008. (10.14)* Amended and Restated 3M VIP Excess Plan is incorporated by reference from our Form 10-K for the year ended December 31, 2016. (10.15)* Amended and Restated 3M VIP (Voluntary Investment Plan) Plus Plan is incorporated by reference from our Form 10-K for the year ended December 31, 2016. (10.16)* 3M Deferred Compensation Excess Plan is incorporated by reference from our Form 10-K for the year ended December 31, 2009. (10.17)* 3M Performance Awards Deferred Compensation Plan is incorporated by reference from our Form 10-K for the year ended December 31, 2009. (10.18)* 3M Annual Incentive Plan (including amendments through February 3, 2020) is incorporated herewith. (10.19)* 3M Executive Annual Incentive Plan is incorporated by reference from our Form 8-K dated May 14, 2007. (10.20)* 3M Executive Severance Plan is incorporated herewith. (10.21)* 3M Compensation Plan for Non-Employee Directors, as amended, through November 8, 2004, is incorporated by reference from our Form 10-K for the year ended December 31, 2004. (10.22)* Amendment of 3M Compensation Plan for Non-Employee Directors is incorporated by reference from our Form 8-K dated November 14, 2008. (10.23)* Amendment of 3M Compensation Plan for Non-Employee Directors as of August 12, 2013, is incorporated by reference from our Form 10-Q for the quarter ended September 30, 2013. (10.24)* Amendment and Restatement of 3M Compensation Plan for Non-Employee Directors as of January 1, 2019, is incorporated by reference from our Form 10-K for the year ended December 31, 2018. (10.25)* 3M Executive Life Insurance Plan, as amended, is incorporated by reference from our Form 10-K for the year ended December 31, 2017. (10.26)* Policy on Reimbursement of Incentive Payments is incorporated by reference from our Form 10-Q for the quarter ended June 30, 2018. (10.27)* Amended and Restated 3M Nonqualified Pension Plan I is incorporated by reference from our Form 10-K for the year ended December 31, 2016. (10.28)* Amended and Restated 3M Nonqualified Pension Plan II is incorporated by reference from our Form 10-K for the year ended December 31, 2016. (10.29)* Amended and Restated 3M Nonqualified Pension Plan III is incorporated by reference from our Form 10-K for the year ended December 31, 2016. (10.30) Amended and restated five-year credit agreement as of November 15, 2019, is incorporated by reference from our Form 8-K dated November 19, 2019. (10.31) 364-day credit agreement as of November 15, 2019, is incorporated by reference from our Form 8-K dated November 19, 2019. (10.32) Registration Rights Agreement as of August 4, 2009, between 3M Company and State Street Bank and Trust Company as Independent Fiduciary of the 3M Employee Retirement Income Plan, is incorporated by reference from our Form 8-K dated August 5, 2009. (21) Subsidiaries of the Registrant. (23) Consent of independent registered public accounting firm. (24) Power of attorney. (31.1) Certification of the Chief Executive Officer pursuant to Section302 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section1350. (31.2) Certification of the Chief Financial Officer pursuant to Section302 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section1350. (32.1) Certification of the Chief Executive Officer pursuant to Section906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section1350. (32.2) Certification of the Chief Financial Officer pursuant to Section906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section1350. (95) Mine Safety Disclosures.