MODN 10-K Annual Report Sept. 30, 2021

MODEL N, INC.

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PROXIES

DEF 14A	Filed on Jan. 5, 2024
DEF 14A	Filed on Jan. 6, 2023
DEF 14A	Filed on Jan. 7, 2022
DEF 14A	Filed on Jan. 8, 2021
DEF 14A	Filed on Jan. 2, 2020
DEF 14A	Filed on Jan. 3, 2019
DEF 14A	Filed on Jan. 4, 2018
DEF 14A	Filed on Jan. 4, 2017
DEF 14A	Filed on Jan. 8, 2016
DEF 14A	Filed on Jan. 9, 2015
DEF 14A	Filed on Dec. 19, 2013

TABLE OF CONTENTS

Part Iprint Item 1. Businessprint Item 1A. Risk Factorsprint Item 1B. Unresolved Staff Commentsprint Item 2. Propertiesprint Item 3. Legal Proceedingsprint Item 4. Mine Safety Disclosureprint Part IIprint Item 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity Securitiesprint Item 6. [reserved]print Item 7. Management S Discussion and Analysis Of Financial Condition and Results Of Operationsprint Item 7A. Quantitative and Qualitative Disclosures About Market Riskprint Item 8. Financial Statements and Supplementary Dataprint Note 1. The Companyprint Note 2. Summary Of Significant Accounting Policies and Estimatesprint Note 3. Revenues From Contracts with Customersprint Note 4. Leasesprint Note 5. Financial Instrumentsprint Note 6. Acquisition, Goodwill, and Intangible Assetsprint Note 7. Cash, Cash Equivalents, and Funds Held For Customersprint Note 8. Derivative Instruments and Hedgingprint Note 9. Property and Equipmentprint Note 10. Convertible Senior Notesprint Note 11. Commitments and Contingenciesprint Note 12. Stock-based Compensationprint Note 13. Income Taxesprint Note 14. Net Loss Per Shareprint Note 15. Geographic Informationprint Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosureprint Item 9A. Controls and Proceduresprint Item 9B. Other Informationprint Item 9C. Disclosure Regarding Foreign Jurisdictions That Prevent Inspectionsprint Part IIIprint Item 10. Directors, Executive Officers and Corporate Governanceprint Item 11. Executive Compensationprint Item 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder Mattersprint Item 13. Certain Relationships and Related Transactions, and Director Independenceprint Item 14. Principal Accountant Fees and Servicesprint Part IVprint Item 15. Exhibits and Financial Statement Schedulesprint

Exhibits

3.1 AmendedandRestatedCertificateof Incorporation of the Registrant 10-Q 001-35840 3.1 5/10/2013 3.2 Amended and Restated Bylaws of the Registrant 10-Q 001-35840 3.1 5/6/2020 4.1 Form of Registrants Common Stock certificate S-1 333-186668 4.01 3/7/2013 4.2 Indenture dated May 22, 2020 between Model N, Inc. and U.S. Bank, National Association 8-K 001-35840 4.1 5/22/2020 4.3 Form of Global Note, representing Model N, Inc.s 2.625% Convertible Senior Notes due 2025 8-K 001-35840 4.1 5/22/2020 4.4 Description of Registrants Securities 10-K 001-35840 4.5 11/23/2020 10.1 Form of Indemnity Agreement to be entered into between Registrant and each of its officers and directors S-1 333-186668 10.01 3/12/2013 10.2 2000 Stock Plan and forms of stock option agreement and stock option exercise agreement S-1 333-186668 10.02 2/13/2013 10.3 2010 Equity Incentive Plan and forms of stock option agreement and stock option exercise agreement S-1 333-186668 10.03 2/13/2013 10.4 2013 Equity Incentive Plan and forms of stock option agreement and stock option exercise agreement S-1 333-186668 10.04 3/7/2013 10.5 2013 Employee Stock Purchase Plan S-8 333-187388 99.4 3/20/2013 10.6 Form of Restricted Stock Unit Agreement 10-K 001-35840 10.12 12/6/2013 10.7 Employment agreement dated May 7, 2018 by and between Registrant and Jason Blessing 10-Q 001-35840 10.2 8/8/2018 10.8 Credit Agreement by and between Wells Fargo Bank, National Association and Registrant dated May 4, 2018 10-Q 001-35840 10.3 8/8/2018 10.9 Lease by and between RV VI 777 Mariners, LLC and Registrant dated April 7, 2020 10-Q 001-35840 10.1 5/6/2020 10.12 Form of Executive Employment Agreement 21.1 List of Subsidiaries of Registrant 23.1 Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm 31.1 Certification of Periodic Report by Principal Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002 31.2 Certification of Periodic Report by Principal Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002 32.1* Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350 as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 32.2* Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350 as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

MODN 10-K Fiscal year ended Sept. 30, 2021

Exhibits