MODN 10-K Annual Report Sept. 30, 2022

MODEL N, INC.

10-Ks and 10-Qs

10-Q	Quarter ended March 31, 2024
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PROXIES

DEF 14A	Filed on Jan. 5, 2024
DEF 14A	Filed on Jan. 6, 2023
DEF 14A	Filed on Jan. 7, 2022
DEF 14A	Filed on Jan. 8, 2021
DEF 14A	Filed on Jan. 2, 2020
DEF 14A	Filed on Jan. 3, 2019
DEF 14A	Filed on Jan. 4, 2018
DEF 14A	Filed on Jan. 4, 2017
DEF 14A	Filed on Jan. 8, 2016
DEF 14A	Filed on Jan. 9, 2015
DEF 14A	Filed on Dec. 19, 2013

TABLE OF CONTENTS

Part I Item 1. Business Item 1A. Risk Factors Item 1B. Unresolved Staff Comments Item 2. Properties Item 3. Legal Proceedings Item 4. Mine Safety Disclosure Part II Item 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity Securities Item 6. [reserved]Item 7. Management S Discussion and Analysis Of Financial Condition and Results Of Operations Item 7A. Quantitative and Qualitative Disclosures About Market Risk Item 8. Financial Statements and Supplementary Data Note 1. The Company Note 2. Summary Of Significant Accounting Policies and Estimates Note 3. Revenues From Contracts with Customers Note 4. Leases Note 5. Financial Instruments Note 6. Acquisition, Goodwill, and Intangible Assets Note 7. Cash, Cash Equivalents, and Funds Held For Customers Note 8. Derivative Instruments and Hedging Note 9. Property and Equipment Note 10. Convertible Senior Notes Note 11. Commitments and Contingencies Note 12. Stock-based Compensation Note 13. Income Taxes Note 14. Net Loss Per Share Note 15. Geographic Information Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure Item 9A. Controls and Procedures Item 9B. Other Information Item 9C. Disclosure Regarding Foreign Jurisdictions That Prevent Inspections Part III Item 10. Directors, Executive Officers and Corporate Governance Item 11. Executive Compensation Item 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder Matters Item 13. Certain Relationships and Related Transactions, and Director Independence Item 14. Principal Accountant Fees and Services Part IV Item 15. Exhibits and Financial Statement Schedules

Exhibits

3.1 AmendedandRestatedCertificateof Incorporation of the Registrant 10-Q 001-35840 3.1 5/10/2013 3.2 Amended and Restated Bylaws of the Registrant 10-Q 001-35840 3.1 5/6/2020 4.1 Form of Registrants Common Stock certificate S-1 333-186668 4.01 3/7/2013 4.2 Indenture dated May 22, 2020 between Model N, Inc. and U.S. Bank, National Association 8-K 001-35840 4.1 5/22/2020 4.3 Form of Global Note, representing Model N, Inc.s 2.625% Convertible Senior Notes due 2025 8-K 001-35840 4.1 5/22/2020 4.4 Description of Registrants Securities 10-K 001-35840 4.5 11/23/2020 10.1 Form of Indemnity Agreement to be entered into between Registrant and each of its officers and directors S-1 333-186668 10.01 3/12/2013 10.2 Form of Change in Control and Severance Agreement (Non-CEOExecutives) 8-K 001-35840 10.2 5/9/2019 10.3 2010 Equity Incentive Plan and forms of stock option agreement and stock option exercise agreement S-1 333-186668 10.03 2/13/2013 10.4 2013 Equity Incentive Plan and forms of stock option agreement and stock option exercise agreement S-1 333-186668 10.04 3/7/2013 10.5 2013 Employee Stock Purchase Plan S-8 333-187388 99.4 3/20/2013 10.6 Form of Restricted Stock Unit Agreement 10-K 001-35840 10.12 12/6/2013 10.7 Employment agreement dated May 7, 2018 by and between Registrant and Jason Blessing 10-Q 001-35840 10.2 8/8/2018 10.8 Form of Change in Control and Severance Agreement (CEO) 8-K 001-35840 10.1 5/9/2019 10.9 Lease by and between RV VI 777 Mariners, LLC and Registrant dated April 7, 2020 10-Q 001-35840 10.1 5/6/2020 10.12 Form of Executive Employment Agreement 10-K 001-35840 10.12 11/19/2021 21.1 List of Subsidiaries of Registrant 23.1 Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm 31.1 Certification of Periodic Report by Principal Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002 31.2 Certification of Periodic Report by Principal Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002 32.1* Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350 as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 32.2* Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350 as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

MODN 10-K Fiscal year ended Sept. 30, 2022

Exhibits