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* THE VALUE IS THE MARKET VALUE AS OF THE LAST DAY OF THE QUARTER FOR WHICH THE 13F WAS FILED.
FUND | NUMBER OF SHARES | VALUE ($) | PUT OR CALL |
---|
DIRECTORS | AGE | BIO | OTHER DIRECTOR MEMBERSHIPS |
---|---|---|---|
Thomas H. Glocer, 65 Independent Lead Director Director Since: 2013 Morgan Stanley Committees: • CMDS • G&S | |||
Shelley B. Leibowitz, 64 Independent Director Director Since: 2020 Morgan Stanley Committees: • Audit • Operations and Technology | |||
Robert H. Herz, 71 Independent Director Director Since: 2012 Morgan Stanley Committees: • Audit (Chair) • G&S | |||
Rayford Wilkins, Jr., 73 Independent Director Director Since: 2013 Morgan Stanley Committees: • CMDS • G&S (Chair) | |||
Mr. Peterson has 40 years of experience in the financial services industry and brings to the Board an international and financial markets perspective. As a former President and CEO of S&P, he has extensive leadership experience, an established record as a strategic thinker, and risk management, human capital management, sustainability and technology experience. | |||
Perry M. Traquina, 69 Independent Director Director Since: 2015 Morgan Stanley Committees: • Operations and Technology • Risk (Chair) | |||
Megan Butler, 60 Independent Director Director Since: 2024 Morgan Stanley Committees: • Audit | |||
Masato Miyachi, 64 Non-Management Director Director Since: 2022 Morgan Stanley Committees: • Operations and Technology | |||
Mary L. Schapiro, 69 Independent Director Director Since: 2018 Morgan Stanley Committees: • G&S • Risk | |||
Jami Miscik, 66 Independent Director Director Since: 2014 Morgan Stanley Committees: • Operations and Technology (Chair) • Risk | |||
Hironori Kamezawa, 63 Non-Management Director Director Since: 2021 Morgan Stanley Committees: • Risk | |||
Erika H. James, 55 Independent Director Director Since: 2022 Morgan Stanley Committees: • CMDS • G&S | |||
Mr. Gorman stepped down as Executive Chairman, effective December 31, 2024, and Mr. Pick assumed the additional position of Chairman of the Board, effective January 1, 2025. Mr. Gorman was named Chairman Emeritus, a non-director honorary designation, and agreed to serve as a non-employee advisor to the Firm, effective January 1, 2025. | |||
Mr. Peterson has 40 years of experience in the financial services industry and brings to the Board an international and financial markets perspective. As a former President and CEO of S&P, he has extensive leadership experience, an established record as a strategic thinker, and risk management, human capital management, sustainability and technology experience. | |||
Mr. Nally brings to the Board over 40 years of global regulatory, public accounting and financial reporting experience, including through his role as Chair of PricewaterhouseCoopers International Ltd., as well as extensive technology, and risk management experience. |
|
Name and
Principal Position
|
|
|
Year
|
|
|
Salary
($)
|
|
|
Bonus
($)
|
|
|
Stock
Awards
($)
|
|
|
Change in
Pension Value
and Nonqualified
Deferred
Compensation
Earnings
($)
|
|
|
All Other
Compensation
($)
|
|
|
Total
($)
|
|
|
Edward Pick
Chief Executive Officer
|
|
|
2024
|
|
|
1,500,000
|
|
|
8,125,000
|
|
|
15,242,232
|
|
|
—
|
|
|
13,800
|
|
|
24,881,032
|
|
|
2023
|
|
|
1,000,000
|
|
|
9,187,500
|
|
|
33,837,500
|
|
|
21,755
|
|
|
13,200
|
|
|
44,059,955
|
|
|||
|
2022
|
|
|
1,000,000
|
|
|
8,662,500
|
|
|
18,480,651
|
|
|
—
|
|
|
49,273
|
|
|
28,192,424
|
|
|||
|
Sharon Yeshaya
Executive Vice President
and Chief Financial Officer
|
|
|
2024
|
|
|
1,000,000
|
|
|
6,737,500
|
|
|
7,467,345
|
|
|
—
|
|
|
38,146
|
|
|
15,242,991
|
|
|
2023
|
|
|
1,000,000
|
|
|
5,162,500
|
|
|
5,062,500
|
|
|
7,604
|
|
|
30,014
|
|
|
11,262,618
|
|
|||
|
2022
|
|
|
1,000,000
|
|
|
3,937,500
|
|
|
5,051,302
|
|
|
—
|
|
|
26,100
|
|
|
10,014,902
|
|
|||
|
Andrew M. Saperstein
Co-President and Head of
Wealth and Investment Management
|
|
|
2024
|
|
|
1,000,000
|
|
|
9,887,500
|
|
|
12,908,912
|
|
|
—
|
|
|
80,103
|
|
|
23,876,515
|
|
|
2023
|
|
|
1,000,000
|
|
|
7,962,500
|
|
|
31,887,500
|
|
|
5,631
|
|
|
52,369
|
|
|
40,908,000
|
|
|||
|
2022
|
|
|
1,000,000
|
|
|
7,612,500
|
|
|
14,034,155
|
|
|
—
|
|
|
64,461
|
|
|
22,711,116
|
|
|||
|
Daniel A. Simkowitz
Co-President and Head of Institutional Securities
|
|
|
2024
|
|
|
1,000,000
|
|
|
9,887,500
|
|
|
11,796,529
|
|
|
—
|
|
|
13,800
|
|
|
22,697,829
|
|
|
2023
|
|
|
1,000,000
|
|
|
7,437,500
|
|
|
30,262,500
|
|
|
28,573
|
|
|
68,742
|
|
|
38,797,315
|
|
|||
|
2022
|
|
|
1,000,000
|
|
|
6,737,500
|
|
|
12,798,624
|
|
|
—
|
|
|
12,200
|
|
|
20,548,324
|
|
|||
|
James P. Gorman
Executive Chairman
|
|
|
2024
|
|
|
1,500,000
|
|
|
12,750,000
|
|
|
27,627,706
|
|
|
—
|
|
|
38,837
|
|
|
41,916,543
|
|
|
2023
|
|
|
1,500,000
|
|
|
8,875,000
|
|
|
22,500,000
|
|
|
4,167
|
|
|
72,439
|
|
|
32,951,606
|
|
|||
|
2022
|
|
|
1,500,000
|
|
|
7,500,000
|
|
|
30,355,752
|
|
|
—
|
|
|
43,153
|
|
|
39,398,905
|
|
No Customers Found
Price
Yield
Owner | Position | Direct Shares | Indirect Shares |
---|---|---|---|
GORMAN JAMES P | - | 1,011,340 | 1,932 |
PICK EDWARD N | - | 719,276 | 3,982 |
PICK EDWARD | - | 670,819 | 4,189 |
PICK EDWARD N | - | 527,386 | 200,000 |
SIMKOWITZ DANIEL A | - | 425,854 | 1,759 |
GORMAN JAMES P | - | 406,351 | 2,008 |
SAPERSTEIN ANDREW M | - | 335,765 | 0 |
SIMKOWITZ DANIEL A | - | 315,321 | 1,628 |
SAPERSTEIN ANDREW M | - | 307,558 | 0 |
GROSSMAN ERIC F | - | 197,439 | 0 |
YESHAYA SHARON | - | 127,766 | 25,583 |
Smith Charles Aubrey III | - | 126,190 | 5,229 |
GLOCER THOMAS H | - | 114,772 | 0 |
Herz Robert H | - | 96,908 | 0 |
AKRAM RAJA | - | 82,984 | 0 |
AKRAM RAJA | - | 81,440 | 0 |
CRAWLEY MANDELL | - | 55,249 | 0 |
DARLING ALISTAIR | - | 37,783 | 0 |
LUCZO STEPHEN J | - | 17,343 | 34,000 |
MORGAN STANLEY | - | 0 | 8,598 |