NAV 10-Q Quarterly Report April 30, 2021 | Alphaminr
NAVISTAR INTERNATIONAL CORP

NAV 10-Q Quarter ended April 30, 2021

NAVISTAR INTERNATIONAL CORP
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PROXIES
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TABLE OF CONTENTS
Part I Financial InformationItem 1. Financial Statements (unaudited)Item 2. Management's Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

(2.1) Agreement and Plan of Merger, dated as of November 7, 2020, by and among Navistar International Corporation, TRATON SE and Dusk Inc. Filed as Exhibit 2.1 to Current Report on Form 8-K dated November 7, 2020 and filed November 9, 2020. Commission File No. 001-09618. 10.1 Amendment No. 14 to the Note Purchase Agreement, dated as of April 15, 2021, among Navistar Financial Securities Corporation, as the seller, Navistar Financial Corporation, as the servicer, New York Life Insurance Company, as a managing agent and a committed purchaser, New York Life Insurance and Annuity Corporation, as a managing agent and a committed purchaser, and Bank of America, National Association, as administrative agent, as a managing agent and as a committed purchaser. Filed as Exhibit 10.1 to Current Report on Form 8-K dated April 15, 2021 and filed April 19, 2021. (31.1) CEO Certification pursuant to Section302 of the Sarbanes-Oxley Act of 2002 E-2 (31.2) CFO Certification pursuant to Section302 of the Sarbanes-Oxley Act of 2002 E-3 (32.1) CEO Certification pursuant to Section906 of the Sarbanes-Oxley Act of 2002 E-4 (32.2) CFO Certification pursuant to Section906 of the Sarbanes-Oxley Act of 2002 E-5 (99.1) Additional Financial Information (Unaudited) E-6 (99.2) Voting Agreement, dated as of November 7, 2020, by and among TRATON SE, Dusk Inc., and certain stockholders of the Company affiliated with Carl C. Icahn. Filed as Exhibit 99.1 to Current Report on Form 8-K dated November 7, 2020 and filed November 9, 2020. Commission File No. 001-09618. N/A (99.3) Voting Agreement, dated as of November 7, 2020, by and among TRATON SE, Dusk Inc., and certain stockholders of the Company affiliated with Mark H. Rachesky. Filed as Exhibit 99.2 to Current Report on Form 8-K dated November 7, 2020 and filed November 9, 2020. Commission File No. 001-09618. N/A