NAV 10-K Annual Report Oct. 31, 2020 | Alphaminr
NAVISTAR INTERNATIONAL CORP

NAV 10-K Fiscal year ended Oct. 31, 2020

NAVISTAR INTERNATIONAL CORP
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management's Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers, and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Summary

Exhibits

(2.1) Recapitalization Agreement, by and among Navistar, Inc., Navistar International Corporation, ND Holdings LLC, ND Intermediate, LLC, Navistar Defense LLC and Olive Investor, L.P. dated as of November 30, 2018*. Filed as Exhibit 2.1 to Current Report on Form 8-K dated December 31, 2018 and filed on January 7, 2019. Commission File No. 001-09618. N/A (2.2) Amendment No. 1 to Recapitalization Agreement by and between Navistar, Inc. and Olive Investor, L.P. dated as of December 31, 2018. Filed as Exhibit 2.2 to Current Report on Form 8-K dated December 31, 2018 and filed on January 7, 2019. Commission File No. 001-09618. N/A (2.3) Agreement and Plan of Merger, dated as of November 7, 2020, by an among Navistar International Corporation, TRATON SE and Dusk Inc. Filed as Exhibit 2.1 to Current Report on Form 8-K dated November 7, 2020 and filed November 9, 2020. Commission File No. 001-09618. N/A (3) Articles of Incorporation and By-Laws N/A (4) Instruments Defining Rights of Security Holders, including Indentures N/A (4.1) Description of Capital Stock N/A (10) Material Contracts N/A (21) Subsidiaries of the Registrant N/A (23.1) Consent of Independent Registered Public Accounting Firm N/A (24) Power of Attorney N/A (31.1) CEO Certification pursuant to Section302 of the Sarbanes-Oxley Act of 2002 N/A (31.2) CFO Certification pursuant to Section302 of the Sarbanes-Oxley Act of 2002 N/A (32.1) CEO Certification pursuant to Section906 of the Sarbanes-Oxley Act of 2002 N/A (32.2) CFO Certification pursuant to Section906 of the Sarbanes-Oxley Act of 2002 N/A (99.1) Additional Financial Information (Unaudited) E-17 (99.2) Voting Agreement, dated as of November7, 2020, by and among TRATON SE, Dusk Inc., and certain stockholders of the Company affiliated with Carl C. Icahn. Filed as Exhibit 99.1 to Current Report on Form 8-K dated November 7, 2020 and filed November 9, 2020. Commission File No. 001-09618. N/A (99.3) Voting Agreement, dated as of November 7, 2020, by and among TRATON SE, Dusk Inc., and certain stockholders of the Company affiliated with Mark H. Rachesky. Filed as Exhibit 99.2 to Current Report on Form 8-K dated November 7, 2020 and filed November 9, 2020. Commission File No. 001-09618. N/A