NDAQ 10-Q Quarterly Report June 30, 2022 | Alphaminr

NDAQ 10-Q Quarter ended June 30, 2022

NASDAQ, INC.
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TABLE OF CONTENTS
Part I - Financial InformationItem 1. Financial StatementsItem 2. Management's Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

3.1 Certificate of Amendment to Nasdaqs Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K filed on July 20, 2022). 10.1 Form of Nasdaq Restricted Stock Unit Award Certificate (employees)* 10.2 Form of Nasdaq Restricted Stock Unit Award Certificate (directors)*. 10.3 Form of Nasdaq Three-Year Performance Share Unit Agreement*. 10.4 Nasdaq, Inc. Deferred Compensation Plan (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on June 16, 2022). 10.5 Employment Agreement by and between Nasdaq, Inc. and Bradley J. Peterson, dated June 22, 2022*. 31.1 Certification of President and Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (Sarbanes-Oxley). 31.2 Certification of Executive Vice President and Chief Financial Officer pursuant to Section 302 of Sarbanes-Oxley. 32.1 Certifications Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of Sarbanes-Oxley.