NMR 20-F DEF-14A Report March 31, 2018

NOMURA HOLDINGS INC

20-Fs

20-F	Fiscal year ended March 31, 2024
20-F	Fiscal year ended March 31, 2023
20-F	Fiscal year ended March 31, 2022
20-F	Fiscal year ended March 31, 2021
20-F	Fiscal year ended March 31, 2020
20-F	Fiscal year ended March 31, 2019
20-F	Fiscal year ended March 31, 2018
20-F	Fiscal year ended March 31, 2017
20-F	Fiscal year ended March 31, 2016
20-F	Fiscal year ended March 31, 2015
20-F	Fiscal year ended March 31, 2014
20-F	Fiscal year ended March 31, 2013
20-F	Fiscal year ended March 31, 2012
20-F	Fiscal year ended March 31, 2011
20-F	Fiscal year ended March 31, 2010

TABLE OF CONTENTS

Part I Item 1. Identity Of Directors, Senior Management and Advisers Item 2. Offer Statistics and Expected Timetable Item 3. Key Information Item 4. Information on The Company Item 4A. Unresolved Staff Comments Item 5. Operating and Financial Review and Prospects Item 6. Directors, Senior Management and Employees Item 7. Major Shareholders and Related Party Transactions Item 8. Financial Information Item 9. The Offer and Listing Item 10. Additional Information Item 11. Quantitative and Qualitative Disclosures About Market Risk Item 12. Description Of Securities Other Than Equity Securities Part II Item 13. Defaults, Dividend Arrearages and Delinquencies Item 14. Material Modifications To The Rights Of Security Holders and Use Of Proceeds Item 15. Controls and Procedures Item 16A. Audit Committee Financial Expert Item 16B. Code Of Ethics Item 16C. Principal Accountant Fees and Services Item 16D. Exemptions From The Listing Standards For Audit Committees Item 16E. Purchases Of Equity Securities By The Issuer and Affiliated Purchasers Item 16F. Change in Registrant S Certifying Accountant Item 16G. Corporate Governance Item 16H. Mine Safety Disclosure Part III Item 17. Financial Statements Item 18. Financial Statements Item 19. Exhibits

Exhibits

1.1 Articles of Incorporation of Nomura Holdings, Inc. (English translation) (filed on June25, 2015 as an exhibit to the Annual Report on Form20-F(FileNo.001-15270)and incorporated herein by reference) 1.2 Share Handling Regulations of Nomura Holdings, Inc. (English translation) (filed on June25, 2015 as an exhibit to the Annual Report on Form20-F(FileNo.001-15270)and incorporated herein by reference) 1.3 Regulations of the Board of Directors of Nomura Holdings, Inc. (English translation) 1.4 Regulations of the Nomination Committee of Nomura Holdings, Inc. (English translation) (filed on June23, 2016 as an exhibit to the Annual Report on Form20-F(FileNo.001-15270)and incorporated herein by reference) 1.5 Regulations of the Audit Committee of Nomura Holdings, Inc. (English translation) (filed on June23, 2016 as an exhibit to the Annual Report on Form20-F(FileNo.001-15270)and incorporated herein by reference) 1.6 Regulations of the Compensation Committee of Nomura Holdings, Inc. (English translation) (filed on June27, 2012 as an exhibit to the Annual Report on Form20-F(FileNo.001-15270)and incorporated herein by reference) 2.1 Form of Deposit Agreement among Nomura Holdings, Inc., The Bank of New York Mellon as depositary and all owners and holders from time to time of American Depositary Receipts, including the form of American Depositary Receipt (filed on April28, 2010 as an exhibit to the Registration Statement on FormF-6(FileNo.333-166346)and incorporated herein by reference) 4.1 Limitation of Liability Agreement (filed on June30, 2011 as an exhibit to the Annual Report on Form20-F(FileNo.001-15270)and incorporated herein by reference)(1) 4.2 Limitation of Liability Agreement (English translation) (filed on June25, 2015 as an exhibit to the Annual Report on Form20-F(FileNo.001-15270)and incorporated herein by reference)(2) 4.3 Limitation of Liability Agreement (filed on June25, 2015 as an exhibit to the Annual Report on Form20-F(FileNo.001-15270)and incorporated herein by reference)(3) 11.1 Code of Ethics of Nomura Group (English translation) (filed on June23, 2016 as an exhibit to the Annual Report on Form20-F(FileNo.001-15270)and incorporated herein by reference) 12.1 Certification of the principal executive officer required by 17 C.F.R. 240.13a-14(a) 12.2 Certification of the principal financial officer required by 17 C.F.R. 240.13a-14(a) 13.1 Certification of the chief executive officer required by 18 U.S.C. Section1350 13.2 Certification of the chief financial officer required by 18 U.S.C. Section1350 15.1 Consent of Ernst & Young ShinNihon LLC with respect to its report on the audit of the financial statements included in this annual report

Customer name	Ticker
Expeditors International of Washington, Inc.	EXPD
Terex Corporation	TEX

NMR 20-F Report ended March 31, 2018

Exhibits