NMR 20-F DEF-14A Report March 31, 2022 | Alphaminr
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NMR 20-F Report ended March 31, 2022

Balance Sheet
Cash Flow
Income Statement
Debt
TABLE OF CONTENTS
Part IprintItem 1. Identity Of Directors, Senior Management and AdvisersprintItem 2. Offer Statistics and Expected TimetableprintItem 3. Key InformationprintItem 4. Information on The CompanyprintItem 4A. Unresolved Staff CommentsprintItem 5. Operating and Financial Review and ProspectsprintNote 2 Fair Value MeasurementsprintNote 20 Commitments, Contingencies and GuaranteesprintItem 6. Directors, Senior Management and EmployeesprintItem 7. Major Shareholders and Related Party TransactionsprintItem 8. Financial InformationprintItem 9. The Offer and ListingprintItem 10. Additional InformationprintItem 11. Quantitative and Qualitative Disclosures About Market, Credit and Other RiskprintItem 12. Description Of Securities Other Than Equity SecuritiesprintPart IIprintItem 13. Defaults, Dividend Arrearages and DelinquenciesprintItem 14. Material Modifications To The Rights Of Security Holders and Use Of ProceedsprintItem 15. Controls and ProceduresprintItem 16A. Audit Committee Financial ExpertprintItem 16B. Code Of EthicsprintItem 16C. Principal Accountant Fees and ServicesprintItem 16D. Exemptions From The Listing Standards For Audit CommitteesprintItem 16E. Purchases Of Equity Securities By The Issuer and Affiliated PurchasersprintItem 16F. Change in Registrant S Certifying AccountantprintItem 16G. Corporate GovernanceprintItem 16H. Mine Safety DisclosureprintItem 16I. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsprintPart IIIprintItem 17. Financial StatementsprintItem 18. Financial StatementsprintItem 19. Exhibitsprint

Exhibits

1.1 Articles of Incorporation of Nomura Holdings, Inc. (English translation) 1.2 Share Handling Regulations of Nomura Holdings, Inc. (English translation) (filed on June25, 2015 as an exhibit to the Annual Report on Form20-F(FileNo.001-15270)and incorporated herein by reference) 1.3 Regulations of the Board of Directors of Nomura Holdings, Inc. (English translation) 1.4 Regulations of the Nomination Committee of Nomura Holdings, Inc. (English translation) (filed on June23, 2016 as an exhibit to the Annual Report on Form20-F(FileNo.001-15270)and incorporated herein by reference) 1.5 Regulations of the Audit Committee of Nomura Holdings, Inc. (English translation) 1.6 Regulations of the Compensation Committee of Nomura Holdings, Inc. (English translation) (filed on June27, 2012 as an exhibit to the Annual Report on Form20-F(FileNo.001-15270)and incorporated herein by reference) 2.1 Form of Deposit Agreement among Nomura Holdings, Inc., The Bank of New York Mellon as depositary and all owners and holders from time to time of American Depositary Receipts, including the form of American Depositary Receipt (filed on April28, 2010 as an exhibit to the Registration Statement on FormF-6(FileNo.333-166346)and incorporated herein by reference) 2.2 Description of rights of each class of securities registered under Section12 of the Securities Exchange Act of 1934 4.1 Form of Limitation of Liability Agreement(1) 11.1 Nomura Group Code of Conduct 2022 (English translation) 11.2 Nomura Group Code of Ethics for Financial Professionals (English translation) (filed on June30, 2020 as an exhibit to the Annual Report on Form20-F(FileNo.001-15270)and incorporated herein by reference) 12.1 Certification of the principal executive officer required by 17 C.F.R. 240.13a-14(a) 12.2 Certification of the principal financial officer required by 17 C.F.R. 240.13a-14(a) 13.1 Certification of the chief executive officer required by 18 U.S.C. Section1350 13.2 Certification of the chief financial officer required by 18 U.S.C. Section1350 15.1 Consent of Ernst& Young ShinNihon LLC, an independent registered public accounting firm 17.1 Subsidiary Issuer of Registered Guaranteed Securities