NTRS 10-K Annual Report Dec. 31, 2018 | Alphaminr

NTRS 10-K Fiscal year ended Dec. 31, 2018

NORTHERN TRUST CORP
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TABLE OF CONTENTS
Part IItem 1 BusinessNote 1, Summary Of Significant Accounting Policies :Note 6, Loans and LeasesNote 7, Allowance For Credit LossesNote 8, Concentrations Of Credit RiskNote 28, Off-balance-sheet Financial InstrumentsItem 1A - Risk FactorsItem 1B Unresolved Staff CommentsItem 2 PropertiesItem 3 Legal ProceedingsItem 4 Mine Safety DisclosuresPart IIItem 5 Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6 Selected Financial DataItem 7 Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A Quantitative and Qualitative Disclosures About Market RiskItem 8 Financial Statements and Supplementary DataNote 1 Summary Of Significant Accounting PoliciesNote 2 Recent Accounting PronouncementsNote 3 Fair Value MeasurementsNote 4 SecuritiesNote 5 Securities Purchased Under Agreements To Resell and Securities Sold Under Agreements To RepurchaseNote 6 Loans and LeasesNote 7 Allowance For Credit LossesNote 8 Concentrations Of Credit RiskNote 9 Buildings and EquipmentNote 10 Lease CommitmentsNote 11 Goodwill and Other IntangiblesNote 12 Senior Notes and Long-term DebtNote 13 Floating Rate Capital DebtNote 14 Stockholders EquityNote 15 Accumulated Other Comprehensive Income (loss)Note 16 Net Income Per Common ShareNote 17 Revenue From Contracts with ClientsNote 18 Net Interest IncomeNote 19 Other Operating IncomeNote 20 Other Operating ExpenseNote 21 Income TaxesNote 22 Employee BenefitsNote 23 Share-based Compensation PlansNote 24 Cash-based Compensation PlansNote 25 Contingent LiabilitiesNote 26 Derivative Financial InstrumentsNote 27 Offsetting Of Assets and LiabilitiesNote 28 Off-balance-sheet Financial InstrumentsNote 29 Variable Interest EntitiesNote 30 Pledged and Restricted AssetsNote 31 Restrictions on Subsidiary Dividends and Loans Or AdvancesNote 32 Reporting Segments and Related InformationNote 33 Regulatory Capital RequirementsNote 34 Northern Trust Corporation (corporation Only)Item 9 Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A Controls and ProceduresItem 9B Other InformationPart IIIItem 10 Directors, Executive Officers and Corporate GovernanceItem 11 Executive CompensationItem 12 Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13 Certain Relationships and Related Transactions, and Director IndependenceItem 14 Principal Accountant Fees and ServicesPart IVItem 15 Exhibits and Financial Statement SchedulesItem 15(a)(3) ExhibitsItem 16 Form 10-k Summary

Exhibits

10.24** Northern Partners Incentive Plan (incorporated herein by reference to Exhibit 10.2 to the Corporations Quarterly Report on Form 10-Q for the quarter ended March 31, 2018). 10.25** Consulting Agreement, dated as of September 4, 2018, between The Northern Trust Company and Jana R. Schreuder (incorporated herein by reference to Exhibit 10.1 to the Corporations Quarterly Report on Form 10-Q for the quarter ended September 30, 2018). 10.26** Letter Agreement with Frederick H. Waddell, dated January 23, 2019. 21 Subsidiaries of the Registrant. 23 Consent of Independent Registered Public Accounting Firm. 31.1 Rule 13a-14(a)/15d-14(a) Certification of CEO Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Rule 13a-14(a)/15d-14(a) Certification of CFO Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32 Certifications of CEO and CFO Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.