NTRS 10-K Annual Report Dec. 31, 2018 | Alphaminr

NTRS 10-K Fiscal year ended Dec. 31, 2018

NORTHERN TRUST CORP
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TABLE OF CONTENTS
Part IprintItem 1 BusinessprintNote 1, Summary Of Significant Accounting Policies :printNote 6, Loans and LeasesprintNote 7, Allowance For Credit LossesprintNote 8, Concentrations Of Credit RiskprintNote 28, Off-balance-sheet Financial InstrumentsprintItem 1A - Risk FactorsprintItem 1B Unresolved Staff CommentsprintItem 2 PropertiesprintItem 3 Legal ProceedingsprintItem 4 Mine Safety DisclosuresprintPart IIprintItem 5 Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesprintItem 6 Selected Financial DataprintItem 7 Management S Discussion and Analysis Of Financial Condition and Results Of OperationsprintItem 7A Quantitative and Qualitative Disclosures About Market RiskprintItem 8 Financial Statements and Supplementary DataprintNote 1 Summary Of Significant Accounting PoliciesprintNote 2 Recent Accounting PronouncementsprintNote 3 Fair Value MeasurementsprintNote 4 SecuritiesprintNote 5 Securities Purchased Under Agreements To Resell and Securities Sold Under Agreements To RepurchaseprintNote 6 Loans and LeasesprintNote 7 Allowance For Credit LossesprintNote 8 Concentrations Of Credit RiskprintNote 9 Buildings and EquipmentprintNote 10 Lease CommitmentsprintNote 11 Goodwill and Other IntangiblesprintNote 12 Senior Notes and Long-term DebtprintNote 13 Floating Rate Capital DebtprintNote 14 Stockholders EquityprintNote 15 Accumulated Other Comprehensive Income (loss)printNote 16 Net Income Per Common ShareprintNote 17 Revenue From Contracts with ClientsprintNote 18 Net Interest IncomeprintNote 19 Other Operating IncomeprintNote 20 Other Operating ExpenseprintNote 21 Income TaxesprintNote 22 Employee BenefitsprintNote 23 Share-based Compensation PlansprintNote 24 Cash-based Compensation PlansprintNote 25 Contingent LiabilitiesprintNote 26 Derivative Financial InstrumentsprintNote 27 Offsetting Of Assets and LiabilitiesprintNote 28 Off-balance-sheet Financial InstrumentsprintNote 29 Variable Interest EntitiesprintNote 30 Pledged and Restricted AssetsprintNote 31 Restrictions on Subsidiary Dividends and Loans Or AdvancesprintNote 32 Reporting Segments and Related InformationprintNote 33 Regulatory Capital RequirementsprintNote 34 Northern Trust Corporation (corporation Only)printItem 9 Changes in and Disagreements with Accountants on Accounting and Financial DisclosureprintItem 9A Controls and ProceduresprintItem 9B Other InformationprintPart IIIprintItem 10 Directors, Executive Officers and Corporate GovernanceprintItem 11 Executive CompensationprintItem 12 Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersprintItem 13 Certain Relationships and Related Transactions, and Director IndependenceprintItem 14 Principal Accountant Fees and ServicesprintPart IVprintItem 15 Exhibits and Financial Statement SchedulesprintItem 15(a)(3) ExhibitsprintItem 16 Form 10-k Summaryprint

Exhibits

10.24** Northern Partners Incentive Plan (incorporated herein by reference to Exhibit 10.2 to the Corporations Quarterly Report on Form 10-Q for the quarter ended March 31, 2018). 10.25** Consulting Agreement, dated as of September 4, 2018, between The Northern Trust Company and Jana R. Schreuder (incorporated herein by reference to Exhibit 10.1 to the Corporations Quarterly Report on Form 10-Q for the quarter ended September 30, 2018). 10.26** Letter Agreement with Frederick H. Waddell, dated January 23, 2019. 21 Subsidiaries of the Registrant. 23 Consent of Independent Registered Public Accounting Firm. 31.1 Rule 13a-14(a)/15d-14(a) Certification of CEO Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Rule 13a-14(a)/15d-14(a) Certification of CFO Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32 Certifications of CEO and CFO Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.