NTRS 10-Q Quarterly Report Sept. 30, 2020 | Alphaminr

NTRS 10-Q Quarter ended Sept. 30, 2020

NORTHERN TRUST CORP
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TABLE OF CONTENTS
Part I Financial InformationItem 1. Consolidated Financial Statements (unaudited)Note 1 Basis Of PresentationNote 2 Recent Accounting PronouncementsNote 3 Fair Value MeasurementsNote 4 SecuritiesNote 5 Securities Sold Under Agreements To RepurchaseNote 6 Loans and LeasesNote 7 Allowance For Credit LossesNote 8 Pledged AssetsNote 9 Goodwill and Other IntangiblesNote 10 Reporting SegmentsNote 11 Stockholders EquityNote 12 Accumulated Other Comprehensive Income (loss)Note 13 Net Income Per Common Share ComputationsNote 14 Revenue From Contracts with ClientsNote 15 Net Interest IncomeNote 16 Pension and Postretirement Health CareNote 17 Share-based Compensation PlansNote 18 Variable Interest EntitiesNote 19 Commitments and Contingent LiabilitiesNote 20 Derivative Financial InstrumentsNote 21 Offsetting Of Assets and LiabilitiesItem 4. Controls and ProceduresPart II Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 6. Exhibits

Exhibits

3.1 Certificate of Elimination of Series C Non-Cumulative Perpetual Preferred Stock of Northern Trust Corporation, dated July 21, 2020 (incorporated herein by reference to Exhibit 3.1 to the Corporations Current Report on Form 8-K filed July 24, 2020). 31.1 Rule 13a-14(a)/15d-14(a) Certification of CEO Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 31.2 Rule 13a-14(a)/15d-14(a) Certification of CFO Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 32 Certifications of CEO and CFO Pursuant to 18 U.S.C. Section1350, as Adopted Pursuant to Section906 of the Sarbanes-Oxley Act of 2002